13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 107 holding rows worth $1,433,630,000.
- Accession
- 0001000097-18-000004
- Filer
- CIK 1000097
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 107 entries on the cover page, a total value of $1,433,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,433,628,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Credit Master Fund L.P.028-17903
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 384,500 | $64,807,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 204,600 | $59,481,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 822,090 | $56,001,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 150,000 | $52,997,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 703,801 | $45,261,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,459,200 | $40,245,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 204,600 | $38,013,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 330,000 | $33,828,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 300,000 | $32,193,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 268,000 | $30,651,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 2,426,849 | $29,972,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,065,249 | $29,285,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 433,305 | $28,719,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 386,615 | $26,564,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 226,794 | $25,893,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 797,622 | $25,245,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 368,309 | $24,828,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 622,328 | $23,368,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,263,088 | $23,197,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 155,500 | $22,513,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 269,325 | $20,426,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 961,323 | $18,986,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 354,309 | $18,743,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 257,800 | $18,185,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 888,533 | $17,877,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 518,519 | $17,614,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 154,055 | $17,214,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 565,211 | $16,702,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,071 | $16,166,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 183,666 | $15,402,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 86,147 | $15,307,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 56,600 | $15,058,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 230,306 | $14,926,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 68,916 | $14,860,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 755,460 | $14,580,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 104,282 | $14,390,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 700,205 | $14,186,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 813,262 | $13,947,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 173,136 | $13,629,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 85,300 | $13,565,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 102,578 | $13,268,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 185,730 | $13,035,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 197,630 | $13,030,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 124,168 | $13,023,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 212,112 | $12,266,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 488,700 | $12,169,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,200,000 | $12,168,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 391,959 | $11,512,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 16,000,000 | $11,080,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 70,146 | $11,027,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 574,483 | $10,749,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 516,344 | $10,218,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,438 | $10,185,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 500,000 | $10,075,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 10,000,000 | $10,074,000 | thousands by filing date | principal |
| SESEN BIO INC | 817763105 | COM | 4,445,557 | $9,558,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 286,181 | $9,412,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 95,274 | $9,372,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 695,300 | $9,254,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 154,330 | $9,187,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 36,824 | $8,988,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 119,942 | $8,962,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 41,124 | $8,564,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 545,711 | $8,295,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200,980 | $8,027,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 157,431 | $6,757,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 47,291 | $6,136,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 986,269 | $6,115,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 201,000 | $5,903,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 152,078 | $5,339,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 97,400 | $5,253,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 500,000 | $5,225,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,961 | $5,224,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 463,561 | $4,951,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 5,000,000 | $4,669,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 38,900 | $4,560,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 52,898 | $4,454,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,000 | $4,119,000 | thousands by filing date | put |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,267,030 | $4,118,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 52,600 | $3,963,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,750,000 | $3,787,000 | thousands by filing date | principal |
| Ramaco Resources Inc | 75134P303 | COM CL B | 487,428 | $3,636,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 70,962 | $3,620,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 100,000 | $3,511,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 98,179 | $3,499,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 86,911 | $3,282,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 400,632 | $3,205,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 30,825 | $3,163,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 115,000 | $3,110,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 493,949 | $2,662,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 61,684 | $2,654,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,000,000 | $2,510,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,403,149 | $2,385,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 32,200 | $1,956,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 100,000 | $1,930,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 100,000 | $1,871,000 | thousands by filing date | call |
| KEMPHARM INC | 488445AB3 | NOTE 5.500 2/0 | 3,000,000 | $1,789,000 | thousands by filing date | principal |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 224,805 | $1,686,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,000,000 | $1,546,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 135,000 | $1,524,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 75,000 | $1,523,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 1,000,000 | $1,108,000 | thousands by filing date | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 10,000 | $628,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,800 | $529,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 107,495 | $501,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 400,000 | $500,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,461 | $405,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001000097-18-000004 | this filing | 2018-11-14 | acceptance time not in the bulk data set |