13F-HR filed by Birch Grove Capital LP
Birch Grove Capital LP filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 33 holding rows worth $201,765,202.
- Accession
- 0000950142-23-000393
- Filer
- CIK 1652355
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 33 entries on the cover page, a total value of $201,765,202 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,765,202 with VALUE read as dollars as filed, 13F file number 028-17364. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 30,877,000 | $24,595,580 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 17,030,000 | $15,986,913 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 16,100,000 | $15,932,286 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 16,500,000 | $13,972,085 | dollars as filed | principal |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 16,216,000 | $13,440,794 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 16,400,000 | $13,255,300 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 17,250,000 | $12,671,626 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 15,500,000 | $11,996,380 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 13,054,000 | $11,105,691 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 11,000,000 | $8,652,413 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 20,218,000 | $8,146,176 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 8,410,000 | $7,773,994 | dollars as filed | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 10,000,000 | $7,750,000 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 8,030,000 | $7,026,274 | dollars as filed | principal |
| NUVASIVE INC | 670704AL9 | BOND | 4,500,000 | $4,406,265 | dollars as filed | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 3,500,000 | $3,157,935 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 5,000,000 | $3,112,550 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,500,000 | $3,088,890 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 3,000,000 | $2,844,999 | dollars as filed | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 72,820 | $2,155,472 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 37,873 | $2,034,159 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 2,150,000 | $1,819,616 | dollars as filed | principal |
| INOTIV INC | 45783Q100 | COM | 296,097 | $1,462,719 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 1,500,000 | $1,325,250 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 175,000 | $1,087,625 | dollars as filed | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 46,124 | $1,028,565 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,000,000 | $864,583 | dollars as filed | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 800,000 | $452,000 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 155,000 | $376,650 | dollars as filed | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 202,115 | $232,432 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 33,332 | $4,230 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 75,000 | $3,750 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 100,000 | $2,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950142-23-000393 | this filing | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950142-23-001501 | added | 2023-05-22 | acceptance time not in the bulk data set |