13F-HR filed by Birch Grove Capital LP
Birch Grove Capital LP filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 41 holding rows worth $256,225,000.
- Accession
- 0000950142-22-003166
- Filer
- CIK 1652355
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 41 entries on the cover page, a total value of $256,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,225,000 with VALUE read as thousands by filing date, 13F file number 028-17364. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 31,377,000 | $25,330,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 22,550,000 | $20,492,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 17,030,000 | $16,160,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 16,100,000 | $15,473,000 | thousands by filing date | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 16,500,000 | $13,694,000 | thousands by filing date | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 16,400,000 | $12,962,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 15,533,000 | $12,788,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 16,500,000 | $11,908,000 | thousands by filing date | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 15,500,000 | $11,781,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 13,054,000 | $10,327,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 20,218,000 | $9,165,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 9,100,000 | $8,937,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 11,000,000 | $8,515,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 10,000,000 | $8,145,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 8,000,000 | $7,762,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 8,030,000 | $7,023,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 430,000 | $6,263,000 | thousands by filing date | put |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 670,939 | $6,166,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 6,000,000 | $5,838,000 | thousands by filing date | principal |
| INOTIV INC | 45783Q100 | COM | 296,097 | $4,989,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,510,500 | $4,607,000 | thousands by filing date | put |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 4,500,000 | $4,413,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 5,000,000 | $3,095,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 3,000,000 | $2,669,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 1,050,000 | $2,158,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 2,500,000 | $2,109,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 37,873 | $1,835,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $1,818,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 63,874 | $1,784,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000,000 | $1,714,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 72,820 | $1,596,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 77,350 | $1,514,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 1,650,000 | $1,297,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,000,000 | $844,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M100 | COM | 202,115 | $578,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 500,000 | $420,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 75,000 | $18,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 80,000 | $11,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 80,000 | $11,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 100,000 | $9,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 33,332 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950142-22-003166 | this filing | 2022-11-14 | acceptance time not in the bulk data set |