13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 3,923 holding rows worth $389,936,848,713.
- Accession
- 0000950123-24-011620
- Filer
- CIK 820027
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A combination report, 11,059 entries on the cover page, a total value of $389,936,848,713 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,936,848,713 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, LLC028-14918
- reports for this filerColumbia Wanger Asset Management LLC028-03639
- reports for this filerAmeriprise Bank, FSB028-18942
- reports for this filerPyrford International Ltd028-17429
- reports for this filerThames River Capital LLP028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd028-12261
- reports for this filerColumbia Threadneedle Management Ltd028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 33,181 | $473,488 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 11,395 | $471,070 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 32,448 | $470,496 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 118,176 | $469,159 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 45,700 | $468,884 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 39,331 | $468,041 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 65,572 | $467,233 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 12,516 | $465,220 | dollars as filed | |
| MAREX GROUP PLC | G5S37H101 | COMMON STOCK | 19,588 | $462,669 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 29,052 | $460,184 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 32,842 | $458,807 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 8,100 | $457,569 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,938 | $457,001 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,571 | $456,376 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 268,089 | $455,751 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 39,239 | $454,388 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,793 | $454,115 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,527 | $454,063 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 17,235 | $452,793 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 8,992 | $451,232 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,254 | $450,463 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 105,360 | $449,887 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 66,200 | $448,174 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 22,650 | $448,017 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 95,972 | $447,230 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 46,691 | $446,833 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 37,251 | $444,777 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 440,000 | $443,269 | dollars as filed | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 17,024 | $442,964 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,397 | $442,749 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,997 | $439,089 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 13,704 | $437,980 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 64,649 | $436,382 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 3,999 | $434,194 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,187 | $433,028 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 38,574 | $432,414 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 132,999 | $432,247 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 49,072 | $426,927 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 10,190 | $426,315 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,059 | $425,562 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 8,651 | $422,602 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 5,289 | $422,424 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 82,411 | $421,944 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 15,512 | $420,530 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 17,583 | $417,948 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 66,324 | $417,841 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 38,307 | $417,168 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 15,868 | $416,871 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 66,811 | $416,231 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,790 | $415,176 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,664 | $413,827 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 62,636 | $412,771 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 5,421 | $412,660 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 17,730 | $411,513 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 20,100 | $410,643 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 17,909 | $409,462 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,819 | $408,310 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,200 | $406,972 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 53,434 | $404,496 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,924 | $402,235 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 22,270 | $401,083 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 74,766 | $399,997 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,317 | $396,976 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 25,298 | $396,870 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 30,200 | $392,600 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 31,283 | $390,724 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,568 | $390,640 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 59,875 | $387,991 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 1,858 | $387,096 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 134,852 | $385,677 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 105,589 | $385,399 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 15,416 | $382,625 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 22,664 | $382,568 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 5,550 | $381,369 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 29,539 | $380,461 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 7,726 | $379,897 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 11,447 | $379,194 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 11,471 | $378,773 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 132,167 | $377,998 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 27,129 | $377,908 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 6,005 | $377,502 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 365,000 | $373,760 | dollars as filed | principal |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,192 | $371,124 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 10,872 | $370,300 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 18,121 | $367,317 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 281,602 | $366,083 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,765 | $365,910 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 30,263 | $364,669 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 45,572 | $363,664 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 62,700 | $363,033 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 43,835 | $361,639 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 15,508 | $361,455 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 63,567 | $361,060 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 8,261 | $353,813 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 28,011 | $350,978 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,940 | $350,087 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 6,661 | $349,822 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,224 | $348,451 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,269 | $347,670 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 30,055 | $345,936 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 27,219 | $345,409 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 31,750 | $343,535 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,895 | $342,485 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 15,231 | $342,241 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 36,814 | $341,265 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 31,900 | $341,011 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,366 | $338,836 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 24,314 | $337,966 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 59,017 | $337,578 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 63,000 | $337,050 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 18,413 | $332,249 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,684 | $330,256 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 46,765 | $329,693 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 59,896 | $329,427 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 98,069 | $328,531 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 31,484 | $328,378 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 4,255 | $328,188 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,520 | $326,902 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 98,108 | $326,700 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 13,767 | $324,212 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 15,155 | $323,862 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 31,750 | $322,898 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 23,753 | $321,335 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $320,523 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 28,578 | $319,788 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 14,904 | $319,542 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 42,600 | $319,074 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 17,081 | $316,161 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 4,411 | $315,519 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,212 | $315,197 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $313,407 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 812 | $311,643 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 74,383 | $310,921 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 335,000 | $308,535 | dollars as filed | principal |
| CHEGG INC | 163092109 | COM | 173,127 | $306,434 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,419 | $306,328 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 15,890 | $304,929 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 28,643 | $304,190 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 3,251 | $303,253 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,882 | $302,460 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,264 | $301,103 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,405 | $301,064 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 2,653 | $300,548 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 15,358 | $299,942 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,462 | $299,599 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 605 | $296,510 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,638 | $296,197 | dollars as filed | |
| SEZZLE INC | 78435P105 | COM | 1,734 | $295,804 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 16,289 | $295,488 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 19,238 | $295,308 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 4,733 | $295,055 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,770 | $292,594 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 22,429 | $292,475 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 11,663 | $292,042 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 30,671 | $291,056 | dollars as filed | |
| AMER SPORTS INC | G0260P102 | COMMON STOCK | 18,153 | $289,540 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 126,292 | $286,684 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 27,619 | $286,191 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 10,733 | $285,813 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 76,522 | $280,835 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 50,031 | $280,673 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 12,211 | $279,030 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,996 | $277,924 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 95,166 | $277,885 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 37,202 | $276,783 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 20,090 | $275,230 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,005 | $275,191 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 10,841 | $274,375 | dollars as filed | |
| Blue Owl Capital Corp III | 69122G102 | COM SHS | 19,114 | $273,904 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 11,872 | $273,293 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 54,700 | $272,953 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 7,637 | $272,870 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 28,862 | $270,726 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 17,433 | $270,037 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 99,828 | $269,536 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 189,305 | $268,813 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 10,951 | $268,187 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 80,878 | $266,088 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 7,338 | $265,415 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 28,265 | $264,560 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,689 | $264,348 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 440,489 | $264,249 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 7,206 | $261,145 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 49,866 | $260,300 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 146,302 | $257,492 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,209 | $256,734 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,490 | $256,579 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 8,251 | $255,908 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 35,072 | $253,571 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 14,407 | $252,699 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 33,136 | $252,167 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,776 | $250,835 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,328 | $249,925 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,602 | $248,488 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 14,515 | $247,771 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 27,987 | $247,407 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 18,212 | $247,138 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,670 | $246,667 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,945 | $246,617 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 8,101 | $246,430 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,191 | $245,132 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 4,977 | $244,271 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 6,607 | $242,874 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 9,774 | $242,500 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,000 | $241,800 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,327 | $239,801 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 5,270 | $239,416 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,736 | $239,341 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,883 | $237,737 | dollars as filed | |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 20,656 | $236,305 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 17,797 | $236,161 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 25,501 | $235,884 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 43,245 | $232,658 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 23,715 | $230,984 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,549 | $230,697 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 34,506 | $229,810 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 11,916 | $228,796 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,359 | $228,548 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,924 | $226,484 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 36,850 | $225,154 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 13,964 | $225,092 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 38,053 | $223,752 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 5,907 | $220,739 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 8,826 | $218,718 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 8,363 | $216,058 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,240 | $215,816 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 4,425 | $215,741 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 7,400 | $215,562 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,832 | $215,266 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 10,382 | $214,182 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,810 | $213,387 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,325 | $213,326 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 20,972 | $212,237 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,237 | $211,741 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 16,757 | $211,641 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 24,502 | $211,207 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,417 | $210,882 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,508 | $210,511 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 59,568 | $210,275 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 19,395 | $209,660 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 31,616 | $208,666 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,764 | $208,526 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 6,629 | $206,161 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 29,960 | $206,125 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,731 | $204,802 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,700 | $204,402 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 12,377 | $204,097 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 24,562 | $203,621 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 59,475 | $202,810 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 45,031 | $202,640 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,181 | $202,001 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,876 | $201,252 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 33,146 | $201,196 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 5,050 | $200,434 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 2,834 | $200,279 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,567 | $200,152 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 3,886 | $200,066 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 24,887 | $198,849 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 10,400 | $195,416 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 10,722 | $195,140 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,505 | $194,597 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 30,970 | $189,536 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,303 | $187,038 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 38,202 | $186,044 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,311 | $185,274 | dollars as filed | |
| ABRDN ASIA PACIFIC INCOME FU | 003009867 | COM NEW | 10,597 | $184,389 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 32,863 | $183,376 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,706 | $183,237 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 98,802 | $182,784 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,066 | $181,993 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 13,714 | $181,848 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 20,923 | $181,818 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 13,208 | $180,843 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 14,315 | $175,931 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,517 | $174,093 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 276,219 | $173,162 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 20,100 | $173,062 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 18,397 | $172,748 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 10,853 | $171,194 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 18,050 | $167,143 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,891 | $166,332 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 19,431 | $165,164 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 22,913 | $152,827 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,369 | $152,686 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 35,929 | $151,982 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $151,014 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 99,891 | $148,837 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,221 | $147,141 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,140 | $146,530 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 40,673 | $146,016 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,669 | $141,992 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 76,716 | $141,924 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,000 | $140,880 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 11,950 | $140,652 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 19,471 | $139,413 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 14,341 | $138,247 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 31,295 | $136,759 | dollars as filed | |
| BENITEC BIOPHARMA INC | 08205P209 | COMMON STOCK | 14,879 | $136,738 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 27,828 | $135,244 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,457 | $135,106 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 32,814 | $134,865 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 24,872 | $133,811 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,917 | $132,994 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 38,126 | $131,534 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 10,055 | $130,537 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 12,040 | $130,032 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 91,973 | $129,682 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 21,305 | $129,534 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,350 | $128,368 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,473 | $125,728 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 24,310 | $123,981 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,329 | $123,856 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 12,659 | $123,174 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 18,853 | $123,110 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 20,716 | $122,639 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,916 | $122,235 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 14,854 | $120,169 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,065 | $119,677 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 22,262 | $118,880 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 13,868 | $118,632 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 29,044 | $118,499 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,007 | $114,965 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 11,109 | $113,868 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 52,440 | $113,795 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 33,717 | $112,615 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 17,805 | $111,994 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 28,801 | $111,459 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 10,935 | $109,350 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 24,289 | $109,300 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 17,942 | $109,267 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 123,757 | $109,178 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,442 | $108,131 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 30,280 | $106,282 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 36,959 | $103,855 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 15,187 | $101,753 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 13,589 | $100,559 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,302 | $100,122 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,894 | $100,058 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 46,798 | $96,718 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,850 | $95,100 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 15,847 | $94,131 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,640 | $90,676 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,888 | $90,283 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 14,546 | $88,731 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 11,660 | $87,333 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,660 | $86,986 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 45,647 | $86,273 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 49,824 | $84,701 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 10,485 | $83,983 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 49,399 | $83,979 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 18,767 | $82,762 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 28,728 | $82,162 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 16,649 | $81,914 | dollars as filed | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 38,260 | $80,727 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 30,628 | $79,939 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 15,380 | $79,822 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,815 | $79,274 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,068 | $79,258 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 12,350 | $78,793 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,964 | $77,567 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 21,280 | $76,395 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 17,310 | $71,663 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 11,444 | $71,525 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 93,245 | $69,785 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,551 | $68,905 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,580 | $67,806 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 34,256 | $67,484 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 22,241 | $67,390 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 11,620 | $66,234 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 61,449 | $63,907 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,765 | $60,425 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 39,522 | $58,888 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 15,142 | $58,297 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 954 | $57,969 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 12,653 | $57,445 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 20,928 | $57,133 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 12,498 | $56,866 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 56,000 | $54,880 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 24,000 | $53,694 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 55,000 | $52,498 | dollars as filed | principal |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 47,000 | $52,264 | dollars as filed | principal |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,973 | $50,885 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,050 | $46,806 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 21,874 | $46,592 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,082 | $45,873 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 13,859 | $44,349 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 37,000 | $43,127 | dollars as filed | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,358 | $42,571 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 16,997 | $42,153 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 15,300 | $41,616 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 114,825 | $39,902 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 17,000 | $39,040 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 17,000 | $37,680 | dollars as filed | principal |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,470 | $37,300 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 11,168 | $36,631 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 14,274 | $35,257 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $28,886 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 23,000 | $27,910 | dollars as filed | principal |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 10,000 | $27,800 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 28,000 | $26,614 | dollars as filed | principal |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 18,289 | $25,055 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 10,460 | $24,058 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $24,052 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 24,000 | $22,812 | dollars as filed | principal |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 13,025 | $22,403 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,500 | $21,275 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 21,000 | $20,464 | dollars as filed | principal |
| VUZIX CORP | 92921W300 | COM NEW | 17,300 | $20,241 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 166,635 | $19,263 | dollars as filed | |
| NEW MTN FIN CORP | 647551AE0 | BOND | 19,000 | $19,142 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 19,000 | $18,572 | dollars as filed | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,439 | $17,642 | dollars as filed | |
| CMS ENERGY CORP | 125896BX7 | NOTE 3.375% 5/0 | 16,000 | $17,136 | dollars as filed | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,770 | $16,716 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 10,000 | $13,600 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 12,275 | $13,134 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18,353 | $12,845 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,100 | $11,629 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 20,343 | $9,999 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,364 | $9,324 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,514 | $5,071 | dollars as filed | |
| STEM INC | 85859N102 | COM | 11,860 | $4,130 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 10,600 | $4,113 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-011620 | this filing | 2024-11-14 | acceptance time not in the bulk data set |