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Disclosery

13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 2,799 holding rows worth $389,254,745,124.

Accession
0000950123-24-011473
Filer
CIK 861177
Filed
2024-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2024

A combination report, 19,362 entries on the cover page, a total value of $389,254,745,124 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,254,745,124 with VALUE read as dollars as filed, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerAVIVA INVESTORS AMERICAS LLC
  • reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC.
  • reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
  • reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC.
  • reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED
  • reports for this filerNEUBERGER BERMAN INVESTMENT ADVISERS LLC
  • reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC.
  • reports for this filerPCJ INVESTMENT COUNSEL LTD
  • reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC
  • reports for this filerRIVERBRIDGE PARTNERS, LLC
  • reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC)
  • reports for this filerWILLIAM BLAIR & COMPANY L.L.C.
  • reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC
  • reports for this filerJACOBS LEVY EQUITY MANAGEMENT, INC.
  • reports for this filerALLSPRING GLOBAL INVESTMENTS
  • reports for this filerINSIGHT NORTH AMERICA
  • reports for this filerCALAMOS ADVISORS
  • reports for this filerRWC ASSET ADVISORS (US) LLC
  • reports for this filerDLD ASSET MANAGEMENT, L.P.
  • reports for this filerMAGNETAR ASSET MANAGEMENT, LLC
  • reports for this filerARGA INVESTMENT MANAGEMENT LP
  • reports for this filerWELLINGTON MANAGEMENT CO.
  • reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO.
  • reports for this filerARTISAN PARTNERS LIMITED PARTNERSHIP
  • reports for this filerGQG PARTNERS LLC
  • reports for this filerPOLEN CAPITLA MANAGEMENT LLC
  • reports for this filerBROWN BROTHERS HARRIMAN & CO.
  • reports for this filerELECTRON CAPITAL PARTNERS
  • reports for this filerHOTCHKIS & WILEY CAPITAL MANAGEMENT
  • reports for this filerVICTORY CAPITAL MANAGEMENT
  • reports for this filerFULCRUM ASSET MANAGEMENT LLP
  • included managerUBS Group AG
  • included managerUBS Asset Management Trust Company
  • included managerUBS Asset Management Switzerland AG
  • included managerUBS Asset Management (UK) Ltd.
  • included managerUBS Asset Management Life Ltd.
  • included managerHFS, a distinct business unit of UBS Asset Management Americas LLC
  • included managerCIG US, a distict business unit of UBS Asset Management Americas LLC
  • included managerCredit Suisse Fund Management S.A.
  • included managerMultiConcept Fund Management S.A.
  • included managerUBS Fund Management (Switzerland) AG

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
BORR DRILLING LTDG1466R173COMMON STOCK139,831$767,672dollars as filed
MERCANTILE BANK CORP587376104COMMON STOCK17,527$766,280dollars as filed
BANK OF AMER CORP0605056827.25%CNV PFD L600$763,806dollars as filed
UBIQUITI INC90353W103COM3,443$763,382dollars as filed
BW LPG LTD COMY10230103Stock52,991$763,070dollars as filed
TETRA TECHNOLOGIES INC DEL88162F105COM245,980$762,539dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock92,316$761,607dollars as filed
SCHOLAR ROCK HLDG CORP80706P103COM94,795$759,307dollars as filed
IONIS PHARMACEUTICALS INC462222AD2NOTE 4/0761,000$758,892dollars as filedprincipal
HAMILTON INSURANCE GROUP LTDG42706104CL B39,171$757,567dollars as filed
LSB INDS INC502160104COM93,842$754,490dollars as filed
Arbutus Biopharma Corp03879J100Common Shares, without par value195,843$753,996dollars as filed
ALGOMA STL GROUP INC015658107COM73,661$753,552dollars as filed
LSI INDUSTRIES INC50216C108COMMON STOCK46,260$747,099dollars as filed
EVERQUOTE INC30041R108COM CL A35,382$746,206dollars as filed
DIEBOLD NIXDORF INC253651202COM SHS16,696$745,643dollars as filed
NCL CORP LTD62886HAX9NOTE 5.375% 8/0600,000$743,400dollars as filedprincipal
GLADSTONE COMMERCIAL CORP376536108COM45,675$741,762dollars as filed
RIDGEPOST CAP INC CL A COM69376K106Stock68,956$738,519dollars as filed
FIRST MID BANCSHARES INC320866106COMMON STOCK18,959$737,695dollars as filed
ALEXANDERS INC COM014752109REIT3,038$736,290dollars as filed
TREACE MED CONCEPTS INC89455T109COM126,761$735,214dollars as filed
LIBERTY MEDIA CORP DEL531229771COM LBTY ONE S A10,268$734,470dollars as filed
ITURAN LOCATION AND CONTROL SHSM6158M104Stock27,554$731,283dollars as filed
REPUBLIC BANCORP INC CLASS A760281204COMMON STOCK11,175$729,728dollars as filed
INTERDIGITAL INC45867GAD3NOTE 3.500% 6/0390,000$722,112dollars as filedprincipal
UNITED FIRE GROUP INC910340108COMMON STOCK34,482$721,708dollars as filed
CANADA GOOSE HLDGS INC SHS SUB VTG135086106Stock57,383$719,009dollars as filed
PEAPACK GLADSTONE FINL CORP704699107COMMON STOCK26,195$718,005dollars as filed
SIGA TECHNOLOGIES INC COM826917106Stock104,940$708,345dollars as filed
TASKUS INC87652V109CLASS A COM54,761$707,513dollars as filed
ONE LIBERTY PROPERTIES INC682406103REIT25,604$705,134dollars as filed
CNA FINL CORP126117100COM14,407$705,079dollars as filed
EQUITY BANCSHARES INC CL A29460X109COMMON STOCK17,219$703,913dollars as filed
DOCEBO INC COM25609L105Stock15,903$702,913dollars as filed
CALAVO GROWERS INC128246105COM24,542$700,183dollars as filed
NERDWALLET INC CL A64082B102COMMON STOCK55,032$699,457dollars as filed
ENNIS INC COM293389102Stock28,751$699,224dollars as filed
CANTALOUPE INC138103106COM94,133$696,584dollars as filed
REGENXBIO INC75901B107COM66,078$693,159dollars as filed
GLADSTONE LAND CORP376549101REIT49,850$692,915dollars as filed
PAYMENTUS HOLDINGS INC70439P108COM CL A34,384$688,368dollars as filed
PRECISION DRILLING CORP COM NEW74022D407Stock11,138$686,658dollars as filed
OLO INC68134L109COMMON STOCK137,677$682,877dollars as filed
NEXTDECADE CORP65342K105COM144,778$681,905dollars as filed
ISHARES TR4642886613 7 YR TREAS BD5,701$681,868dollars as filed
COASTAL FINL CORP WA19046P209COM NEW12,603$680,436dollars as filed
PAGAYA TECHNOLOGIES LTDM7S64L123CL A NEW64,305$679,704dollars as filed
ARHAUS INC04035M102COMMON STOCK55,215$679,697dollars as filed
DESIGNER BRANDS INC250565108CL A91,800$677,484dollars as filed
ANGI INC CLASS A00183L102CL A262,529$677,326dollars as filed
NORTHFIELD BANCORP INC66611T108COMMON STOCK58,372$677,116dollars as filed
THOUGHTWORKS HOLDING INC88546E105COM153,148$676,914dollars as filed
BLEND LABS INC09352U108CL A180,372$676,395dollars as filed
INSTEEL INDS INC45774W108COM21,656$673,285dollars as filed
Vital Energy Inc516806205Common Stock24,984$672,070dollars as filed
ADVANTAGE SOLUTIONS INC.00791N102COM CL A194,941$668,648dollars as filed
ENLIVEN THERAPEUTICS INC COM29337E102Stock26,168$668,331dollars as filed
FIVE STAR BANCORP33830T103COMMON STOCK22,435$666,993dollars as filed
ALECTOR INC014442107COMMON STOCK143,061$666,665dollars as filed
KENON HLDGS LTD SHSY46717107Stock23,868$666,395dollars as filed
Peakstone Realty Trust39818P799REIT48,875$666,167dollars as filed
ACCEL ENTERTAINMENT INC00436Q106COMMON STOCK57,025$662,631dollars as filed
BALLARD PWR SYS INC NEW COM058586108Stock367,036$660,665dollars as filed
VAIL RESORTS INC91879QAN9NOTE 1/0700,000$659,750dollars as filedprincipal
MIDLAND STATES BANCORP INC597742105COMMON STOCK29,370$657,301dollars as filed
RUSH STREET INTERACTIVE INC782011100COM60,420$655,557dollars as filed
DR REDDYS LABS LTD ADR256135203ADR8,249$655,383dollars as filed
ASTRONICS CORP COM046433108Stock33,541$653,379dollars as filed
GROUPON INC399473206COM NEW66,545$650,810dollars as filed
ATLANTA BRAVES HLDGS INC047726104COM SER A15,411$649,573dollars as filed
BAR HBR BANKSHARES066849100COM21,028$648,504dollars as filed
AIR TRANSPORT SERVICES GRP I00922R105COM40,050$648,410dollars as filed
KEARNY FINL CORP MD48716P108COM93,836$644,654dollars as filed
VITESSE ENERGY INC COMMON STOCK92852X103Stock26,822$644,264dollars as filed
LIMBACH HLDGS INC53263P105COM8,487$642,975dollars as filed
IMMUNOME INC45257U108COM43,865$641,306dollars as filed
ALLOGENE THERAPEUTICS INC019770106COM228,806$640,658dollars as filed
ORLA MNG LTD NEW68634K106COM159,953$639,812dollars as filed
1 800 FLOWERS COM INC68243Q106CL A80,517$638,499dollars as filed
MITEK SYS INC606710200COM NEW71,899$623,364dollars as filed
EVENTBRITE INC29975E109COM CL A227,897$622,159dollars as filed
CONFLUENT INC20717MAB9NOTE 1/1700,000$619,850dollars as filedprincipal
MARCUS CORPORATION566330106COMMON STOCK41,075$619,001dollars as filed
TEJON RANCH CO879080109COMMON STOCK35,152$616,917dollars as filed
ASTRIA THERAPEUTICS INC COM04635X102Stock55,696$613,213dollars as filed
Target Hospitality Corp.87615L107Common Stock, par value $0.0001 per share78,734$612,551dollars as filed
GOODRX HLDGS INC38246G108COM CL A88,021$610,866dollars as filed
CRICUT INC22658D100COM CL A87,528$606,570dollars as filed
HAGERTY INC A405166109COMMON STOCK59,630$606,437dollars as filed
NATIONAL PRESTO INDS INC637215104COMMON STOCK8,070$606,380dollars as filed
SOUTH PLAINS FINANCIAL INC83946P107COM17,849$605,438dollars as filed
GRAIL INC384747101COM43,974$605,082dollars as filed
ENERFLEX LTD29269R105COM101,512$605,012dollars as filed
RCI HOSPITALITY HOLDINGS INC74934Q108COMMON STOCK13,507$601,736dollars as filed
COVENANT LOGISTICS GROUP INC22284P105CL A11,374$601,003dollars as filed
ARIS MINING CORPORATION04040Y109COM130,505$600,323dollars as filed
ENEL CHILE SA SPONSORED ADR29278D105ADR214,632$598,824dollars as filed
FRP HOLDINGS INC30292L107COMMON STOCK19,995$597,051dollars as filed
HUMACYTE INC44486Q103COM109,542$595,909dollars as filed
DIGIMARC CORP NEW COM25381B101COM22,114$594,424dollars as filed
TYRA BIOSCIENCES INC90240B106COMMON STOCK25,209$592,664dollars as filed
STANDARD BIOTOOLS INC34385P108COM306,871$592,260dollars as filed
PULSE BIOSCIENCES INC74587B101COMMON STOCK33,535$588,204dollars as filed
FUBOTV INC35953D104COM413,568$587,267dollars as filed
Y-mAbs Therapeutics Inc984241109Common Stock44,591$586,372dollars as filed
TANGO THERAPEUTICS INC87583X109COM75,302$579,826dollars as filed
Tuya Inc90114C107COM350,116$577,691dollars as filed
ITEOS THERAPEUTICS INC46565G104COM56,507$576,937dollars as filed
COMMUNITY TRUST BANCORP INC204149108COMMON STOCK11,525$572,332dollars as filed
VERVE THERAPEUTICS INC92539P101COM115,041$556,799dollars as filed
SUNOPTA INC8676EP108COM87,002$555,073dollars as filed
NAVITAS SEMICONDUCTOR CORP COM63942X106Stock226,289$554,408dollars as filed
U HAUL HOLDING COMPANY023586100COM7,124$551,968dollars as filed
MONGODB INC60937PAD8NOTE 0.250% 1/1400,000$551,600dollars as filedprincipal
LUMINAR TECHNOLOGIES INC550424105COM CL A610,442$549,398dollars as filed
EYEPOINT INC COM NEW30233G209Stock68,630$548,354dollars as filed
Bitfarms Ltd/Canada09173B107Common Stock259,722$548,013dollars as filed
SKEENA RES LTD NEW83056P715COM64,602$546,533dollars as filed
RUSH ENTERPRISES INC CL B781846308COMMON STOCK11,345$543,993dollars as filed
OMNIAB INC68218J103COM128,202$542,293dollars as filed
EVOLV TECHNOLOGIES HLDNGS IN30049H102COM CL A133,209$539,496dollars as filed
COMMERCE.COM INC08975P108COM SER 192,149$539,072dollars as filed
SAVARA INC805111101COM125,815$533,455dollars as filed
UNITED STATES STL CORP912909AT5NOTE 5.000%11/0200,000$533,000dollars as filedprincipal
ZTO EXPRESS CAYMAN INC98980AAB1NOTE 1.500% 9/0500,000$532,250dollars as filedprincipal
KURA SUSHI USA INC501270102CL A COM6,572$529,441dollars as filed
ENVESTNET INC29404KAG1NOTE 2.625%12/0500,000$529,000dollars as filedprincipal
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR51,945$528,281dollars as filed
AMPHASTAR PHARMACEUTICALS IN03209RAB9NOTE 2.000% 3/1500,000$527,970dollars as filedprincipal
ADVANCED ENERGY INDS007973AE0NOTE 2.500% 9/1500,000$526,250dollars as filedprincipal
STOKE THERAPEUTICS INC86150R107COM42,692$524,685dollars as filed
VISHAY PRECISION GROUP INC92835K103COM20,149$521,859dollars as filed
SAGE THERAPEUTICS INC78667J108COM72,149$520,915dollars as filed
CYTOKINETICS INC23282WAC4NOTE 3.500% 7/0400,000$516,800dollars as filedprincipal
NUVATION BIO INC COM CL A67080N101Stock225,619$516,667dollars as filed
LENDINGTREE INC52603B107COM8,887$515,713dollars as filed
IVERSIFIED ENERGY COMPANY PG2891G204SHS NEW45,117$513,431dollars as filed
WELLS FARGO & CO949746804PERP PFD CNV A400$512,880dollars as filed
NEXTNAV INC65345N106COMMON STOCK68,080$509,919dollars as filed
LUCKY STRIKE ENTERTAINMENT C10258P102CL A COM43,333$508,730dollars as filed
CRONOS GROUP INC22717L101COM231,965$508,003dollars as filed
UNIVERSAL LOGISTICS HOLDINGS91388P105COMMON STOCK11,768$507,319dollars as filed
PARAGON 28 INC69913P105COM75,020$501,133dollars as filed
TITAN MACHY INC88830R101COM35,868$499,641dollars as filed
FLEX LNG LTDG35947202SHS19,597$498,548dollars as filed
KYVERNA THERAPEUTICS INC501976104COMMON STOCK101,900$498,291dollars as filed
FATE THERAPEUTICS INC31189P102COM142,131$497,459dollars as filed
GREENE COUNTY BANCORP INC394357107COMMON STOCK15,947$492,762dollars as filed
RANPAK HOLDINGS CORP75321W103COMMON STOCK75,154$490,756dollars as filed
ALTIMMUNE INC02155H200COM NEW79,266$486,693dollars as filed
AVADEL PHARMACEUTICALS PLCG29687103COM SHS36,897$483,904dollars as filed
SOHO HOUSE & CO INC586001109COM CL A94,693$482,935dollars as filed
IRADIMED CORP46266A109COMMON STOCK9,585$482,030dollars as filed
Shopify Inc82509LAA5Convertible bond500,000$481,250dollars as filedprincipal
GUIDEWIRE SOFTWARE INC40171VAA8BOND300,000$481,050dollars as filedprincipal
CBL & ASSOC PPTYS INC COMMON STOCK124830878REIT18,781$473,281dollars as filed
INTEGER HLDGS CORP45826HAB5NOTE 2.125% 2/1300,000$472,950dollars as filedprincipal
CHART INDS INC16115Q4076.75DP CNV PFD B9,400$472,350dollars as filed
RAMACO RES INC75134P600COM CL A40,231$470,702dollars as filed
LINDBLAD EXPEDITIONS HLDGS I535219109COM50,225$464,581dollars as filed
BROOKFIELD WEALTH SOL LTD CL A EXCHANGEABG17434104Stock8,722$463,662dollars as filed
LIGHTWAVE LOGIC INC532275104COM167,868$463,316dollars as filed
CLOUDFLARE INC18915MAC1NOTE 8/1500,000$462,000dollars as filedprincipal
TURNING PT BRANDS INC COM90041L105Stock10,704$461,878dollars as filed
UPWORK INC91688FAB0NOTE 0.250% 8/1500,000$456,095dollars as filedprincipal
GRANITE CONSTR INC387328AD9NOTE 3.750% 5/1250,000$449,000dollars as filedprincipal
4D MOLECULAR THERAPEUTICS INC COM35104E100Stock41,399$447,523dollars as filed
TOYOTA MOTOR CORP ADS892331307ADR2,500$446,425dollars as filed
WOLFSPEED INC977852AD4NOTE 1.875%12/01,200,000$446,400dollars as filedprincipal
DAKTRONICS INC234264109COM33,104$427,373dollars as filed
MGP INGREDIENTS INC NEW55303JAB2NOTE 1.875%11/1400,000$425,828dollars as filedprincipal
OLYMPIC STEEL INC COM68162K106Stock10,850$423,150dollars as filed
EUROPEAN WAX CTR INC29882P106CLASS A COM62,197$422,940dollars as filed
XOMETRY INC98423FAB5NOTE 1.000% 2/0500,000$421,250dollars as filedprincipal
GIGACLOUD TECHNOLOGY INCG38644103CLASS A ORD18,157$417,248dollars as filed
SANDRIDGE ENERGY INC80007P869COM NEW34,043$416,346dollars as filed
CRAWFORD COMPANY CL A224633206COMMON STOCK37,837$415,072dollars as filed
ISHARES TR464287648RUS 2000 GRW ETF1,450$411,800dollars as filed
HUDSON TECHNOLOGIES INC444144109COMMON STOCK49,284$411,028dollars as filed
SMARTRENT INC83193G107COMMON STOCK232,676$402,529dollars as filed
MIND MEDICINE MINDMED INC60255C885COM NEW70,353$400,308dollars as filed
AMERICAS CAR-MART INC03062T105COM9,454$396,312dollars as filed
BUSINESS FIRST BANCSHARES12326C105COMMON STOCK15,362$394,343dollars as filed
TELUS INTL CDA INC87975H100SUB VTG SHS100,478$392,869dollars as filed
HIGHPEAK ENERGY INC43114Q105COMMON STOCK28,221$391,708dollars as filed
RUM GROUP INC COM CL A78137L105Stock71,746$384,559dollars as filed
IQIYI INCG4939KAF3NOTE 6.500% 3/1400,000$382,760dollars as filedprincipal
CAPITAL CITY BANK GROUP INC139674105COMMON STOCK10,839$382,508dollars as filed
CUSTOM TRUCK ONE SOURCE INC23204X103COM CL A109,626$378,210dollars as filed
STONERIDGE INC86183P102COMMON STOCK33,736$377,507dollars as filed
DISTRIBUTION SOLUTIONS GRP I520776105COM9,693$373,277dollars as filed
FRONTIER GROUP HLDGS INC COM35909R108Stock69,525$371,959dollars as filed
TripAdvisor Inc896945AD4CONV400,000$371,848dollars as filedprincipal
NORTH AMERN CONSTR GROUP LTD656811106COM19,876$371,681dollars as filed
ARRAY TECHNOLOGIES INC04271TAB6NOTE 1.000%12/0500,000$371,220dollars as filedprincipal
SOUTHERN MISSOURI BANCORP843380106COMMON STOCK6,505$367,467dollars as filed
LITHIUM AMERS CORP NEW COM SHS53681J103Stock135,806$366,676dollars as filed
CABLE ONE INC12685JAE5NOTE 3/1400,000$366,000dollars as filedprincipal
GENIE ENERGY LTD372284208CL B22,120$359,450dollars as filed
USANA HEALTH SCIENCES INC90328M107COMMON STOCK9,423$357,320dollars as filed
HBT FINANCIAL INC DE404111106COMMON STOCK16,272$356,031dollars as filed
BILL HOLDINGS INC090043AD2NOTE 4/0400,000$353,400dollars as filedprincipal
BAOZUN INC ADR06684L103SPONSORED ADR98,641$353,135dollars as filed
Perion Network LtdM78673114COM44,104$347,540dollars as filed
DEFINITIVE HEALTHCARE CORP24477E103CLASS A COM76,610$342,447dollars as filed
ACCELERATE DIAGNOSTICS INC00430HAC6NOTE 5.000%12/1865,754$340,674dollars as filedprincipal
GRANITE RIDGE RESOURCES INC387432107COM56,863$337,766dollars as filed
LITHIUM AMERICAS ARGENTINA C53681K100COM SHS103,410$337,117dollars as filed
PREFORMED LINE PRODS CO740444104COM2,611$334,417dollars as filed
Vivid Seats Inc92854T100Common Stock89,800$332,261dollars as filed
CHEGG INC163092109COM187,643$332,128dollars as filed
SCORPIO TANKERS INCY7542C130SHS4,650$331,545dollars as filed
WORKIVA INC98139AAD7NOTE 1.250% 8/1350,000$330,365dollars as filedprincipal
MAGIC SOFTWARE ENTERPRISES LTD ORD559166103Stock27,944$330,298dollars as filed
TEEKAY TANKERS LTDY8565N300CL A5,650$329,113dollars as filed
CORSAIR GAMING INC22041X102COM46,718$325,157dollars as filed
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock10,937$325,048dollars as filed
GENEDX HOLDINGS CORP81663L200COM CL A7,647$324,539dollars as filed
WORLD ACCEP CORPORATION981419104COM2,741$323,383dollars as filed
GUARDANT HEALTH INC40131MAB5NOTE 11/1400,000$320,060dollars as filedprincipal
COCA-COLA FEMSA SAB DE CV SPONS ADS REP191241108ADR3,600$319,392dollars as filed
XPONENTIAL FITNESS INC A98422X101COMMON STOCK25,612$317,589dollars as filed
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD151,900$312,914dollars as filed
INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY46138E230ETF10,231$311,227dollars as filed
BRIDGEBIO PHARMA INC10806XAB8NOTE 2.500% 3/1300,000$308,673dollars as filedprincipal
IBOTTA INC CL A451051106COMMON STOCK5,007$308,481dollars as filed
MOVADO GROUP INC COM624580106Stock16,494$306,788dollars as filed
ORTHOPEDIATRICS CORP68752L100COMMON STOCK11,232$304,500dollars as filed
OLAPLEX HLDGS INC679369108COM128,338$301,594dollars as filed
GINKGO BIOWORKS HOLDINGS INC37611X209COMMON STOCK36,249$295,429dollars as filed
BANK OF N T BUTTERFIELD & SOG0772R208SHS NEW8,000$295,040dollars as filed
INFINERA CORP45667GAG8BOND250,000$286,540dollars as filedprincipal
OBSIDIAN ENERGY LTD674482203COM51,092$283,050dollars as filed
WESTROCK COFFEE CO96145W103COM42,879$278,714dollars as filed
SENECA FOODS CORP NEW817070105CL B4,500$278,235dollars as filed
ASTERA LABS INC COM04626A103COM5,284$276,829dollars as filed
GUESS INC401617AF2BOND250,000$276,750dollars as filedprincipal
EXCELERATE ENERGY INC CL A COM30069T101Stock12,541$276,027dollars as filed
HAEMONETICS CORP MASS405024AB6NOTE 3/0300,000$276,000dollars as filedprincipal
GREENBRIER COS INC393657AM3NOTE 2.875% 4/1250,000$274,250dollars as filedprincipal
LYELL IMMUNOPHARMA INC55083R104COM195,900$270,342dollars as filed
ORMAT TECHNOLOGIES INC686688AB8NOTE 2.500% 7/1250,000$260,125dollars as filedprincipal
SAVERS VALUE VLG INC80517M109COM23,939$251,838dollars as filed
TERNIUM SA880890108SPONSORED ADS6,800$250,988dollars as filed
NVE CORP COM NEW629445206Stock3,000$239,610dollars as filed
ORIC PHARMACEUTICALS INC68622P109COM23,034$236,099dollars as filed
BOSTON OMAHA CORP CL A101044105COMMON STOCK15,787$234,753dollars as filed
H World Group Ltd44332NAB2Convertible bond200,000$234,300dollars as filedprincipal
NIO INC62914VAJ5NOTE 3.875%10/1250,000$230,663dollars as filedprincipal
NAYAX LTDM7S750159SHS9,040$227,898dollars as filed
ENTRADA THERAPEUTICS INC COM29384C108Stock14,156$226,213dollars as filed
ENFUSION INC292812104CL A23,548$223,471dollars as filed
BITDEER TECHNOLOGIES GROUP CL A ORD SHSG11448100Stock28,072$219,804dollars as filed
CENTURI HOLDINGS INC155923105COM SHS13,086$211,339dollars as filed
EATON VANCE LIMITED DURATION27828H105COM20,000$210,200dollars as filed
CARGO THERAPEUTICS INC COM14179K101Stock11,262$207,784dollars as filed
BROWN FORMAN CORP115637100CL A4,238$203,763dollars as filed
AMC NETWORKS INC00164V103CL A23,356$202,964dollars as filed
NUVEEN CR STRATEGIES INCOME67073D102COM SHS35,000$202,650dollars as filed
VIRTUS ALLIANZGI CONVERTIBLE &92838X102COM55,000$192,500dollars as filed
PGIM GLOBAL HIGH YIELD FUND IN69346J106COM15,000$191,700dollars as filed
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK120,387$189,008dollars as filed
ROOT INC OH CLASS A77664L207COMMON STOCK4,962$187,464dollars as filed
PEBBLEBROOK HOTEL TR70509VAA8NOTE 1.750%12/1200,000$183,400dollars as filedprincipal
ABRDN ASIA PACIFIC INCOME FU003009867COM NEW10,000$174,000dollars as filed
NIKOLA CORP654110303COM NEW37,642$172,400dollars as filed
ETSY INC29786AAL0NOTE 0.125% 9/0200,000$171,584dollars as filedprincipal
COOL CO LTDG2415A113COMMON SHARES14,456$163,208dollars as filed
HELLO GROUP INC ADS423403104ADR21,030$160,038dollars as filed
SNAP INC83304AAH9NOTE 0.125% 3/0200,000$159,700dollars as filedprincipal
B. RILEY FINANCIAL INC05580M108COM28,677$150,554dollars as filed
ON SEMICONDUCTOR CORP682189AS4NOTE 5/0100,000$146,500dollars as filedprincipal
OKTA INC679295AD7NOTE 0.125% 9/0150,000$142,950dollars as filedprincipal
SIMILARWEB LTDM84137104SHS15,912$140,662dollars as filed
MONTE ROSA THERAPEUTICS INC61225M102COM24,100$127,730dollars as filed
BENTLEY SYS INC08265TAB5NOTE 0.125% 1/1125,000$125,000dollars as filedprincipal
CARDIOL THERAPEUTICS INC14161Y200COM CL A55,000$108,900dollars as filed
SUZANO S A SPON ADS86959K105ADR10,686$106,860dollars as filed
OKLO INC COM CL A02156V109Stock12,881$104,207dollars as filed
1Stdibs.Com Inc320551104COM23,361$103,022dollars as filed
HOLLEY INC43538H103COMMON STOCK33,183$97,890dollars as filed
ABSCI CORPORATION00091E109COM23,850$91,107dollars as filed
BILIBILI INC SPONS ADS REP Z090040106ADR3,528$82,485dollars as filed
BLACK DIAMOND THERAPEUTICS I09203E105COM18,600$80,910dollars as filed
JINKOSOLAR HOLDING COMPANY,LIM47759T100SPONSORED ADR2,400$64,368dollars as filed
VNET GROUP INC90138A103SPONSORED ADS A14,931$60,918dollars as filed
INVESCO EXCHANGE TRADED FD T46137V142WATER RES ETF761$53,681dollars as filed
SCILEX HOLDING CO80880W106COM44,844$41,481dollars as filed
HUYA INC ADS EACH REP 1 ORD SHS CL A44852D108COM7,588$38,699dollars as filed
Gaotu Techedu Inc36257Y109COM9,800$38,416dollars as filed
TIM SA-ADR88706T108SPONSORED ADR1,444$24,866dollars as filed
GRAFTECH INTL LTD384313508COM18,392$24,277dollars as filed
CARIBOU BIOSCIENCES INC COM142038108Stock12,195$23,902dollars as filed
MOBILEYE GLOBAL INC60741F104COMMON CLASS A1,500$20,550dollars as filed
FIRST TR SML CP CORE ALPHA F33734Y109COM SHS19$1,891dollars as filed
Brand Engagement Network Inc W Exp 03/14/202104932116SPAC Combination26,666$1,867dollars as filed
WISDOMTREE TR97717W281EMG MKTS SMCAP16$859dollars as filed
PATRIA INVESTMENTS LIMITEDG69451105COM CL A21$235dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-24-011473this filing2024-11-14acceptance time not in the bulk data set