13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 3,854 holding rows worth $369,568,701,489.
- Accession
- 0000950123-24-008550
- Filer
- CIK 820027
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A combination report, 10,891 entries on the cover page, a total value of $369,568,701,489 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,568,701,489 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International LTD 028-17429
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
- reports for this filerColumbia Threadneedle Management Ltd 028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 37,130 | $392,464 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 109,598 | $392,360 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 54,736 | $390,815 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 9,478 | $390,683 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 16,674 | $390,004 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 23,900 | $389,092 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 29,938 | $388,296 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,482 | $387,543 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 28,357 | $387,354 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,286 | $387,322 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 63,481 | $387,234 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 28,283 | $384,366 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 131,502 | $383,986 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 17,335 | $383,979 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 15,709 | $382,975 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 141,329 | $381,589 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 19,235 | $379,506 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 17,446 | $378,927 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 10,014 | $378,329 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,010 | $374,638 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 14,110 | $374,461 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 31,200 | $372,840 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,401 | $371,305 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 13,152 | $371,149 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 132,467 | $370,908 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 15,181 | $370,868 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 50,032 | $370,737 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 130,527 | $370,132 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 31,651 | $370,001 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,200 | $369,910 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 31,283 | $368,514 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 35,861 | $367,934 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 35,750 | $367,868 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 17,435 | $365,962 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,070 | $365,847 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 28,774 | $364,279 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 51,440 | $364,195 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 7,468 | $364,050 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 16,100 | $362,089 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 291,924 | $361,986 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 15,387 | $361,438 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 40,116 | $355,828 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 99,165 | $354,019 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 15,477 | $352,988 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 34,400 | $350,880 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 88,359 | $350,786 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 38,685 | $348,625 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,987 | $347,434 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 43,654 | $345,740 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,495 | $345,141 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,059 | $342,958 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 12,221 | $342,308 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,036 | $340,697 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,507 | $339,678 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 79,458 | $337,697 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 101,793 | $336,934 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17,982 | $336,263 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,022 | $334,003 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 201,046 | $333,736 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 14,767 | $333,734 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 10,745 | $332,764 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,183 | $331,973 | dollars as filed | |
| CG ONCOLOGY INC | 156944100 | COMMON STOCK | 10,476 | $330,728 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 31,750 | $330,200 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,453 | $326,070 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21,769 | $324,362 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,713 | $323,628 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 59,122 | $322,806 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 23,577 | $322,490 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 5,410 | $321,590 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 10,872 | $321,485 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,335 | $320,527 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,515 | $317,967 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,278 | $316,999 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 117,874 | $315,902 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 15,814 | $314,861 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 8,335 | $313,646 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,067 | $313,056 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 34,565 | $311,773 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 54,700 | $311,243 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,604 | $307,594 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 56,396 | $307,359 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 95,166 | $306,435 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 335,000 | $304,850 | dollars as filed | principal |
| COMSCORE INC | 20564W204 | COM NEW | 21,303 | $302,291 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 19,342 | $301,355 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,274 | $298,823 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 51,693 | $298,786 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 40,383 | $296,412 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 46,201 | $295,220 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,873 | $293,040 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,390 | $291,118 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 16,700 | $290,079 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 4,927 | $289,954 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,411 | $289,881 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 22,020 | $288,462 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,212 | $285,860 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 23,277 | $285,845 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 4,850 | $285,598 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,981 | $282,630 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $282,461 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 4,391 | $282,034 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 770 | $280,422 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 14,681 | $279,967 | dollars as filed | |
| Blue Owl Capital Corp III | 69122G102 | COM SHS | 18,606 | $278,532 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 44,457 | $278,301 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 25,588 | $276,348 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,146 | $275,202 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 10,924 | $274,514 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,392 | $273,617 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 16,848 | $273,100 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 20,985 | $273,015 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,025 | $270,541 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 6,751 | $269,963 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,006 | $269,767 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 152,768 | $268,872 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 14,660 | $268,575 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 55,375 | $268,015 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 63,482 | $267,894 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 2,655 | $267,799 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,136 | $267,513 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 26,780 | $265,925 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 15,521 | $265,720 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 38,692 | $265,192 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,803 | $263,816 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 106,598 | $262,232 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 28,499 | $260,196 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 8,235 | $257,426 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9,520 | $257,040 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 15,412 | $256,761 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 11,341 | $256,647 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,641 | $256,409 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,305 | $255,536 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 25,407 | $253,055 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 30,697 | $252,493 | dollars as filed | |
| AMER SPORTS INC | G0260P102 | COMMON STOCK | 20,004 | $251,450 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,405 | $250,647 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 41,696 | $250,593 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 36,543 | $249,954 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $248,787 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 20,001 | $247,012 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 39,875 | $246,027 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 81,090 | $245,703 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,774 | $245,486 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 7,654 | $245,234 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 15,156 | $243,854 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,670 | $243,292 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,689 | $242,511 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 8,019 | $241,292 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,385 | $240,683 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 59,915 | $240,669 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 7,447 | $240,092 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,000 | $239,400 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 605 | $238,660 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 9,512 | $237,833 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,652 | $237,531 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 24,888 | $236,688 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,161 | $236,135 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 9,627 | $234,996 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 189,315 | $234,751 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 55,384 | $234,274 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 23,589 | $234,239 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 28,594 | $233,041 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,798 | $232,809 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 253,290 | $228,290 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,779 | $227,901 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 38,155 | $227,404 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 13,221 | $226,475 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,433 | $226,395 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,490 | $225,773 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 17,171 | $225,451 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 27,999 | $224,552 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 34,650 | $222,800 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,599 | $221,430 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 40,970 | $219,192 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 8,025 | $218,994 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,218 | $218,767 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 5,631 | $214,272 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 43,853 | $212,685 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,863 | $211,832 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 39,566 | $211,283 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,853 | $209,241 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,606 | $208,353 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,337 | $208,250 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,460 | $205,425 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 6,152 | $205,354 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 14,537 | $204,244 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 8,950 | $203,165 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 4,655 | $203,144 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 11,778 | $202,346 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 20,266 | $197,800 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 97,802 | $197,559 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 15,545 | $195,400 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 35,629 | $195,182 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 39,764 | $194,844 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 25,545 | $194,395 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 13,547 | $193,045 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 13,159 | $190,279 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 276,319 | $190,107 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 25,380 | $186,289 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,461 | $185,172 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,959 | $184,542 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 50,909 | $184,290 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,815 | $181,240 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,042 | $179,354 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 20,152 | $178,340 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 37,709 | $176,101 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,667 | $174,503 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 20,767 | $173,404 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 18,469 | $173,055 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 20,707 | $171,037 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 24,267 | $170,354 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 50,515 | $169,225 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 24,153 | $168,588 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 12,558 | $167,021 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 18,555 | $166,995 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 12,155 | $166,529 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 35,547 | $166,358 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,707 | $165,456 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 44,000 | $163,240 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 26,749 | $161,296 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,917 | $157,835 | dollars as filed | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 38,260 | $154,187 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 29,896 | $153,665 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 18,544 | $152,246 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 65,278 | $150,792 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $150,509 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 24,756 | $148,784 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,923 | $147,027 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,960 | $146,026 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,066 | $145,756 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 52,440 | $144,734 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,028 | $143,601 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 114,581 | $143,226 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,150 | $141,890 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 431,426 | $140,127 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 10,305 | $139,221 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 27,828 | $138,583 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 13,584 | $138,421 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,675 | $138,236 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,007 | $136,699 | dollars as filed | |
| CHIMERA INVT CORP | 16934Q802 | COM SHS | 10,461 | $135,125 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 19,821 | $133,197 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 29,234 | $132,430 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 125,757 | $132,045 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 34,931 | $130,993 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 25,994 | $129,710 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,917 | $128,227 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 12,288 | $128,041 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,453 | $127,018 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 31,852 | $125,816 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 22,165 | $123,681 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 33,658 | $123,524 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,350 | $123,261 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,916 | $122,553 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 39,126 | $122,465 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,304 | $121,628 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 11,895 | $119,598 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 12,524 | $118,101 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 13,258 | $117,997 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 23,636 | $116,762 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 14,854 | $116,604 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,319 | $116,577 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 11,127 | $114,274 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 43,350 | $113,143 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,967 | $112,284 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 33,155 | $111,401 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14,478 | $111,191 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 98,802 | $107,694 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 61,449 | $106,307 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 36,529 | $105,934 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 13,933 | $103,243 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 15,085 | $103,031 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,700 | $102,870 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 12,005 | $101,202 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,301 | $100,999 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 15,847 | $100,312 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 48,663 | $99,758 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 13,233 | $98,851 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 13,755 | $97,523 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 20,423 | $91,699 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 45,547 | $91,549 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 93,383 | $90,721 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 14,196 | $90,427 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 15,167 | $89,334 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,481 | $88,976 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 12,790 | $83,647 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 27,700 | $83,377 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 46,218 | $81,515 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 49,794 | $80,666 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 34,900 | $79,572 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 11,332 | $79,122 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 33,628 | $79,025 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 16,356 | $76,280 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,923 | $75,646 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,852 | $75,639 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 11,149 | $74,810 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 13,938 | $74,568 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 13,942 | $72,917 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 20,216 | $71,160 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 12,580 | $70,700 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 11,155 | $70,500 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 11,659 | $68,909 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,724 | $68,097 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 12,440 | $67,922 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 12,385 | $66,879 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 10,277 | $65,362 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,813 | $62,930 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,685 | $61,012 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 13,561 | $58,990 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 13,558 | $58,706 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,090 | $54,846 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,288 | $53,496 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,697 | $50,648 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 17,774 | $50,123 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 17,737 | $49,309 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 21,280 | $48,093 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,114 | $47,568 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 21,864 | $47,008 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 19,700 | $46,098 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 14,948 | $44,545 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 112,225 | $43,902 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 16,269 | $43,113 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 17,713 | $42,511 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,450 | $41,252 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,337 | $39,074 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,324 | $37,483 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,470 | $36,177 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 17,500 | $34,825 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,721 | $34,694 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 28,872 | $33,780 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 37,227 | $33,218 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 37,948 | $32,369 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 21,157 | $28,562 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 75,274 | $26,971 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 10,000 | $23,800 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,660 | $23,597 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 17,300 | $23,355 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 18,771 | $19,522 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,439 | $19,208 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 12,131 | $18,318 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,520 | $18,003 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,442 | $17,048 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,100 | $16,308 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 12,285 | $15,356 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 15,000 | $14,535 | dollars as filed | principal |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,353 | $13,331 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 13,000 | $11,934 | dollars as filed | principal |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 18,275 | $10,965 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 32,270 | $10,788 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,250 | $10,562 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 10,000 | $10,480 | dollars as filed | principal |
| BEYOND AIR INC | 08862L103 | COM | 10,600 | $5,695 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,514 | $5,421 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-008550 | this filing | 2024-08-14 | acceptance time not in the bulk data set |