13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 3,841 holding rows worth $363,355,816,307.
- Accession
- 0000950123-24-005371
- Filer
- CIK 820027
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A combination report, 10,814 entries on the cover page, a total value of $363,355,816,307 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,355,816,307 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International Ltd 028-17429
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
- reports for this filerColumbia Threadneedle Management Ltd 028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GROUP INC | 69924R108 | COM | 83,475 | $392,050 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 9,984 | $391,572 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 24,630 | $391,375 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 23,900 | $390,287 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,305 | $390,005 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 70,569 | $389,543 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,495 | $389,486 | dollars as filed | |
| COMSCORE INC | 20564W204 | COM NEW | 25,278 | $389,282 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 291,791 | $388,082 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 61,605 | $384,415 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,484 | $383,937 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,420 | $383,076 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,027 | $381,897 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 53,463 | $381,726 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 7,519 | $381,514 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,724 | $380,519 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 60,949 | $377,552 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 16,100 | $377,384 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 16,029 | $375,896 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 21,658 | $375,123 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 20,817 | $373,872 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 54,700 | $372,507 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 64,769 | $372,421 | dollars as filed | |
| AMER SPORTS INC | G0260P102 | COMMON STOCK | 22,692 | $369,880 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 31,600 | $369,404 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 96,652 | $367,278 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 41,685 | $367,034 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,566 | $365,978 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 8,815 | $365,117 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 54,761 | $364,161 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 20,300 | $362,558 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 16,375 | $359,932 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,299 | $359,804 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $359,285 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 11,263 | $355,686 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 35,599 | $353,821 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 34,570 | $353,305 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 14,698 | $352,752 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 14,228 | $349,577 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 18,893 | $348,198 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,840 | $345,835 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 22,125 | $341,170 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 30,484 | $339,850 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 17,404 | $339,204 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 13,617 | $337,429 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 6,644 | $336,850 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 32,900 | $334,922 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,080 | $334,801 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,013 | $334,575 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 40,913 | $334,260 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 126,564 | $334,129 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,059 | $334,034 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 16,458 | $333,933 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 175,251 | $331,225 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 70,254 | $330,896 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $330,540 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 28,789 | $329,634 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,604 | $327,392 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 64,212 | $326,839 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 31,870 | $326,448 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 5,164 | $326,209 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 54,891 | $323,772 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 51,551 | $323,743 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 34,330 | $323,302 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 1,808 | $320,703 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 31,002 | $320,250 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 6,972 | $319,258 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11,522 | $318,007 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,537 | $317,590 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 335,000 | $314,230 | dollars as filed | principal |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 23,962 | $312,704 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 28,757 | $312,296 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,515 | $311,043 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 14,915 | $309,928 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 38,053 | $309,371 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 28,364 | $308,884 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,505 | $308,263 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 23,589 | $307,365 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 26,702 | $307,073 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,513 | $306,707 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 55,775 | $305,647 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,124 | $305,515 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 44,457 | $302,308 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 56,383 | $299,393 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 4,659 | $298,968 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,417 | $298,719 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,213 | $295,739 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 7,398 | $295,550 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,403 | $294,126 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,278 | $293,278 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 361,631 | $293,175 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $291,096 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 53,980 | $289,870 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 11,983 | $289,747 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,173 | $289,672 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 22,555 | $289,606 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 31,736 | $288,798 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,958 | $287,857 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,080 | $286,944 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 10,949 | $285,676 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 21,318 | $283,762 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 31,091 | $283,549 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,407 | $283,484 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 18,093 | $282,794 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 24,315 | $282,054 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 4,524 | $282,026 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 35,667 | $280,721 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,041 | $276,744 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 27,515 | $274,050 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 26,973 | $273,965 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 12,160 | $273,357 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 12,070 | $273,024 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 33,738 | $272,641 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,133 | $271,998 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 16,579 | $270,905 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 16,700 | $270,707 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 27,505 | $268,724 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 4,571 | $268,501 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 162,607 | $266,676 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 8,641 | $264,329 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 13,202 | $264,304 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $264,296 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 16,063 | $262,304 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 25,093 | $261,960 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 164,457 | $260,469 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 11,514 | $255,605 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,095 | $255,470 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 7,580 | $254,853 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9,520 | $254,755 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 19,129 | $254,722 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 62,115 | $253,143 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 31,978 | $251,662 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,890 | $251,150 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 23,104 | $248,137 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,405 | $248,126 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,200 | $246,246 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,821 | $245,437 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 133,861 | $244,966 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,500 | $244,741 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,999 | $242,720 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 8,376 | $242,401 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 45,272 | $242,207 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,066 | $241,708 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,670 | $239,611 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 4,522 | $239,078 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 45,263 | $238,084 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 6,460 | $236,889 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,000 | $236,400 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 31,776 | $235,776 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,981 | $235,022 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,729 | $234,652 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 24,784 | $234,204 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,161 | $234,076 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 43,424 | $234,055 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,271 | $232,703 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 5,668 | $229,887 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,650 | $226,705 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 79,222 | $225,783 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R205 | CALVERT US LARCP | 3,434 | $225,382 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 1,816 | $224,039 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 7,943 | $222,965 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,490 | $221,928 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 6,430 | $220,485 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 7,386 | $220,325 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,709 | $219,577 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 22,164 | $218,002 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 8,578 | $216,680 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,054 | $216,434 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 54,147 | $215,505 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,699 | $214,511 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 16,517 | $214,049 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,588 | $213,602 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,881 | $211,590 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 11,532 | $211,266 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 33,446 | $210,376 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 15,417 | $210,102 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 6,557 | $209,496 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 53,397 | $209,316 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,996 | $209,250 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 8,950 | $208,446 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 98,802 | $206,496 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 37,596 | $206,404 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 220,596 | $206,080 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,171 | $206,006 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 28,478 | $205,896 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 9,515 | $205,524 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 37,182 | $204,871 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 34,150 | $204,558 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 10,571 | $203,701 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 50,515 | $203,575 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,155 | $201,511 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 12,301 | $195,094 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 35,757 | $193,806 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 24,890 | $193,395 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,574 | $193,314 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 32,495 | $191,396 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 28,694 | $191,102 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 31,800 | $190,482 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,885 | $188,209 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 36,555 | $187,892 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,101 | $187,258 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 28,019 | $187,224 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 35,045 | $186,089 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 19,154 | $185,411 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 20,410 | $184,830 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,035 | $184,737 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,598 | $181,206 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 31,626 | $180,901 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 26,314 | $178,935 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 54,323 | $170,574 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 11,430 | $168,935 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 11,482 | $167,065 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 12,924 | $165,169 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 35,547 | $164,581 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 34,850 | $163,446 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 26,344 | $162,542 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,770 | $160,321 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 36,059 | $159,741 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 44,000 | $159,720 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,954 | $158,396 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 17,393 | $158,102 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,001 | $157,505 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 32,139 | $153,624 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 35,500 | $153,360 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 18,383 | $153,130 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,765 | $151,341 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 26,551 | $151,075 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,233 | $150,732 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $147,733 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 12,852 | $147,325 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 11,448 | $146,309 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,927 | $144,288 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 21,359 | $143,934 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 33,897 | $143,384 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,185 | $143,303 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,461 | $143,227 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 23,948 | $142,010 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 16,599 | $140,761 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 29,070 | $139,827 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 12,745 | $138,666 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,378 | $137,303 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 16,448 | $136,189 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 22,644 | $135,638 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 10,000 | $133,200 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 39,126 | $132,637 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 46,579 | $130,421 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 18,067 | $130,263 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 253,290 | $129,178 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 11,535 | $128,615 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 38,345 | $127,689 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,917 | $126,201 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,627 | $125,824 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,906 | $125,443 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,427 | $124,210 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 24,200 | $123,904 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 13,584 | $123,614 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 102,991 | $123,589 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 22,253 | $122,392 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,741 | $121,956 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 20,423 | $121,721 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 12,115 | $121,150 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,916 | $119,688 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 31,410 | $117,787 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 21,938 | $117,368 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 19,810 | $117,077 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 11,759 | $116,889 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 12,781 | $115,540 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 14,055 | $115,251 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 14,854 | $111,554 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 29,817 | $110,919 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 93,201 | $110,909 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 31,678 | $110,873 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,014 | $110,706 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 27,828 | $109,921 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 32,855 | $107,107 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 16,692 | $106,495 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,544 | $105,335 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,500 | $105,210 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 52,440 | $104,880 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 20,303 | $104,155 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,301 | $97,342 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,315 | $95,866 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 60,005 | $94,808 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 37,279 | $90,588 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 35,555 | $87,888 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 43,600 | $85,892 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 12,350 | $84,844 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 49,794 | $84,650 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 17,058 | $84,267 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 72,443 | $84,034 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 13,942 | $83,931 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 15,015 | $80,630 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 17,910 | $80,236 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 17,956 | $79,725 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 62,974 | $78,087 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,396 | $77,658 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,599 | $75,886 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 12,931 | $75,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 21,608 | $74,547 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,497 | $70,120 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 11,200 | $68,656 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,390 | $68,390 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,109 | $67,321 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 22,395 | $64,050 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 19,200 | $62,400 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 112,225 | $59,704 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 39,948 | $59,523 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 13,448 | $58,231 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 12,595 | $58,189 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,867 | $56,872 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,459 | $55,328 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,470 | $51,456 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 18,269 | $50,057 | dollars as filed | |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 11,135 | $46,990 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,970 | $45,654 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 19,964 | $45,120 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 22,707 | $43,144 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,052 | $40,339 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 10,750 | $39,238 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,439 | $37,476 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,660 | $35,018 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 17,500 | $34,125 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,520 | $29,643 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 20,000 | $28,600 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 11,227 | $28,404 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 25,000 | $26,500 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 10,215 | $26,356 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,902 | $23,447 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,000 | $22,488 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,000 | $20,200 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 12,682 | $20,164 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 10,600 | $18,444 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,100 | $18,120 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 15,000 | $14,542 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 13,000 | $11,973 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 10,000 | $11,795 | dollars as filed | principal |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,353 | $11,542 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,474 | $7,690 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,000 | $6,373 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,514 | $6,308 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,289 | $2,883 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-005371 | this filing | 2024-05-15 | acceptance time not in the bulk data set |