13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 3,894 holding rows worth $334,015,962,593.
- Accession
- 0000950123-24-002290
- Filer
- CIK 820027
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 11,153 entries on the cover page, a total value of $334,015,962,593 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,015,962,593 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International Ltd 028-17429
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
- reports for this filerColumbia Threadneedle Management Ltd 028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,523 | $435,336 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 28,536 | $434,604 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 83,880 | $434,216 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 16,100 | $433,251 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 7,371 | $433,047 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 7,563 | $429,044 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 16,737 | $425,371 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 15,797 | $425,255 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 3,999 | $424,733 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 12,096 | $421,649 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 53,463 | $421,288 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 70,278 | $420,967 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 31,039 | $419,455 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 29,932 | $419,354 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 76,290 | $418,069 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 43,567 | $416,501 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,022 | $414,737 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 111,860 | $410,526 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 37,819 | $409,955 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 13,258 | $409,274 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 19,082 | $407,592 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 39,343 | $407,200 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 75,044 | $406,409 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 47,073 | $405,769 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 70,148 | $404,052 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 398,000 | $402,179 | dollars as filed | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,904 | $401,331 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 8,815 | $400,818 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 40,511 | $399,439 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 17,778 | $399,123 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 30,696 | $398,431 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,894 | $396,539 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 136,294 | $395,253 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 21,597 | $395,222 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 259,896 | $395,043 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,260 | $394,392 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 9,872 | $393,103 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 34,964 | $391,946 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 38,470 | $389,697 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 125,380 | $388,678 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,188 | $387,620 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 42,600 | $385,104 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 17,103 | $384,988 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 37,257 | $384,492 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 116,716 | $381,661 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 26,742 | $381,336 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 16,481 | $381,039 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 29,715 | $380,645 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 26,707 | $380,575 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,571 | $378,657 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 33,379 | $375,180 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 6,971 | $375,110 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 52,301 | $373,532 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 11,638 | $371,786 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 21,347 | $371,011 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 21,404 | $370,114 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,993 | $369,486 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,738 | $367,660 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 20,277 | $367,216 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 7,395 | $366,792 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,763 | $362,422 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,861 | $360,614 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 32,771 | $358,842 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,936 | $358,343 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 21,867 | $356,651 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,059 | $354,896 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 40,892 | $352,234 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 25,545 | $348,178 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 12,883 | $347,455 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 49,981 | $347,128 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,900 | $346,893 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,212 | $345,347 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 48,226 | $343,369 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 44,457 | $342,319 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11,522 | $340,936 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,465 | $338,666 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 21,845 | $337,284 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 30,100 | $337,120 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 17,905 | $336,972 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 36,016 | $336,388 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 6,899 | $336,339 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 7,907 | $335,968 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 33,409 | $335,756 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,124 | $334,607 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,957 | $333,410 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,620 | $331,401 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 54,349 | $330,985 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,215 | $330,279 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,809 | $328,671 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,994 | $327,324 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 33,870 | $325,829 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 28,819 | $325,655 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 22,461 | $324,790 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 12,718 | $324,444 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 29,489 | $323,203 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,804 | $321,240 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 28,116 | $319,684 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 11,338 | $319,384 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,076 | $316,731 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 51,787 | $314,344 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 4,361 | $313,213 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,028 | $313,054 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,876 | $312,385 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 27,876 | $307,311 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 62,775 | $306,970 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 56,370 | $305,523 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 47,170 | $301,888 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 22,098 | $299,425 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 7,535 | $299,139 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 6,964 | $297,920 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 73,525 | $297,776 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 9,138 | $297,599 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 23,255 | $296,501 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,904 | $296,274 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,490 | $296,057 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 14,463 | $296,057 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 17,833 | $295,851 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 10,250 | $295,097 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,095 | $294,352 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,875 | $293,051 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,405 | $291,701 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,747 | $289,897 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 5,729 | $289,458 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 38,053 | $288,822 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 6,536 | $288,422 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 27,104 | $287,302 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 20,335 | $282,861 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,524 | $282,127 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 6,801 | $280,582 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 19,237 | $278,547 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 61,641 | $278,001 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 76,655 | $277,491 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 6,007 | $276,307 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $274,360 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 38,208 | $273,951 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 43,712 | $273,530 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,670 | $272,822 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 4,357 | $270,962 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 34,847 | $270,313 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 54,934 | $269,176 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 309,967 | $268,121 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 43,351 | $267,479 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,456 | $266,521 | dollars as filed | |
| 2U INC | 90214J101 | COM | 215,027 | $264,483 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 98,802 | $263,801 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 114,621 | $263,628 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 4,542 | $263,346 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,066 | $262,521 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,896 | $261,714 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 21,268 | $261,384 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,729 | $259,848 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,045 | $258,760 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 76,376 | $257,387 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,207 | $257,265 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 452,082 | $255,426 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 62,515 | $255,411 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,868 | $254,937 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 236,619 | $253,182 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 284,302 | $251,977 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 19,207 | $251,228 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 4,999 | $249,600 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 297,899 | $249,103 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 5,019 | $248,491 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,411 | $247,913 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 6,611 | $247,400 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,475 | $246,314 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,749 | $246,158 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 21,272 | $245,396 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 39,645 | $243,817 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 38,487 | $242,468 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 351,483 | $242,313 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 46,805 | $241,979 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 22,900 | $241,136 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $240,871 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,261 | $239,800 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,760 | $235,422 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 20,136 | $234,992 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,611 | $234,266 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 7,712 | $233,057 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,969 | $232,620 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,327 | $232,502 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 12,403 | $231,808 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,200 | $231,696 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 16,971 | $231,318 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 27,623 | $230,791 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 23,589 | $230,700 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 5,433 | $230,359 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,176 | $228,553 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 10,529 | $228,482 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,658 | $228,401 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 8,196 | $227,891 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,908 | $227,219 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,592 | $226,195 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,236 | $226,190 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 7,619 | $225,904 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 9,052 | $225,531 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 4,731 | $224,946 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,757 | $224,008 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 27,520 | $223,737 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 29,514 | $222,536 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 17,572 | $220,532 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 8,950 | $219,902 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 1,836 | $219,622 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 34,747 | $219,601 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 3,420 | $218,470 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,834 | $218,128 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,321 | $215,143 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 27,519 | $214,374 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,284 | $213,494 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,095 | $212,906 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 17,834 | $211,579 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 15,303 | $211,181 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 4,394 | $210,297 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 36,551 | $209,437 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 43,475 | $209,113 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 103,489 | $209,048 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,161 | $208,678 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 13,189 | $208,650 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,278 | $208,574 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 3,755 | $208,402 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 14,898 | $207,354 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,698 | $205,405 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,638 | $204,638 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 4,438 | $202,919 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 55,437 | $202,900 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 23,267 | $202,888 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,504 | $199,255 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 101,877 | $197,641 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 40,025 | $195,322 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,997 | $193,327 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,765 | $192,161 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 13,669 | $190,273 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,062 | $188,362 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 43,767 | $186,885 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 25,217 | $186,354 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 27,892 | $182,693 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 181,000 | $180,276 | dollars as filed | principal |
| BEYOND MEAT INC | 08862E109 | COM | 20,128 | $179,140 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,090 | $175,630 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,347 | $173,817 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,234 | $172,545 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 18,524 | $171,532 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,285 | $168,485 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 110,691 | $167,144 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 13,033 | $165,780 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 16,538 | $165,380 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 24,644 | $164,129 | dollars as filed | |
| STEM INC | 85859N102 | COM | 42,160 | $163,581 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 53,489 | $163,142 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 13,357 | $163,125 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,329 | $161,324 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 18,919 | $161,191 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 17,078 | $160,533 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,987 | $159,630 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 81,211 | $157,549 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,748 | $157,424 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 86,840 | $157,180 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 22,731 | $155,252 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,955 | $154,485 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,038 | $153,535 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 37,007 | $153,209 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 14,934 | $150,385 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,348 | $149,841 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 47,015 | $149,508 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,117 | $147,541 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 11,268 | $146,819 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 28,481 | $145,538 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 27,700 | $145,148 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 22,121 | $144,893 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,685 | $143,829 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 84,954 | $143,572 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 10,270 | $142,614 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 41,126 | $142,296 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $140,921 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 53,015 | $140,490 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,068 | $139,833 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,188 | $138,719 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 14,781 | $138,646 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 21,750 | $138,548 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 19,474 | $135,344 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 25,869 | $135,294 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,284 | $134,506 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 13,723 | $132,703 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 33,896 | $132,533 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 25,999 | $131,295 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 12,282 | $129,698 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 29,000 | $129,340 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 37,514 | $126,047 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 20,459 | $125,619 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 18,328 | $125,253 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 10,704 | $123,675 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,675 | $122,061 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 27,828 | $121,887 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,500 | $121,065 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,777 | $119,633 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 24,412 | $119,132 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 14,195 | $117,943 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 22,054 | $116,004 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,813 | $115,699 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 210,238 | $114,222 | dollars as filed | |
| CONNS INC | 208242107 | COM | 25,626 | $113,779 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,461 | $112,944 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 10,335 | $112,444 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 74,228 | $112,084 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,121 | $112,071 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 35,500 | $108,275 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 11,556 | $107,584 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 21,100 | $105,922 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,001 | $105,635 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 49,209 | $104,815 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 11,350 | $102,718 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 33,628 | $102,229 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 22,238 | $100,516 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 116,751 | $100,289 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 16,370 | $97,565 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 48,856 | $96,735 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,094 | $95,694 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 20,423 | $95,580 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 13,132 | $95,207 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 41,004 | $95,129 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 36,854 | $92,504 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 84,864 | $91,653 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 117,471 | $87,281 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 24,578 | $86,760 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 32,855 | $86,409 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 36,539 | $85,026 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 13,612 | $84,394 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 95,690 | $83,996 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,750 | $83,727 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 10,222 | $80,447 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,691 | $80,088 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 13,400 | $78,923 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 22,332 | $78,720 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,559 | $77,492 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 28,312 | $76,159 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,724 | $75,316 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 10,315 | $74,628 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 11,258 | $73,740 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,015 | $73,313 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 16,127 | $72,410 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 13,932 | $69,799 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,259 | $68,225 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 64,760 | $67,999 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 10,276 | $67,822 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 12,350 | $67,554 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 30,494 | $65,867 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,150 | $65,684 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 24,450 | $57,213 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,439 | $56,371 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,662 | $54,162 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,057 | $51,090 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,235 | $50,970 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,479 | $50,579 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,666 | $45,508 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 13,164 | $44,626 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 24,727 | $43,272 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,520 | $42,214 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 12,999 | $42,117 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12,276 | $41,370 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 39,161 | $35,734 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 14,700 | $34,251 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 91,200 | $31,236 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,479 | $31,166 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 17,500 | $30,975 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 14,300 | $28,743 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,660 | $27,970 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 31,582 | $27,628 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 25,000 | $27,500 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 19,570 | $26,811 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,010 | $25,926 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 26,700 | $25,699 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 11,950 | $24,379 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 11,804 | $23,254 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 10,865 | $21,514 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 10,600 | $20,776 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 18,000 | $19,980 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 22,388 | $16,916 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $16,125 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 37,439 | $13,067 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 10,000 | $12,700 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,000 | $12,155 | dollars as filed | principal |
| GEVO INC | 374396406 | COM PAR | 10,311 | $11,961 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 11,000 | $10,400 | dollars as filed | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,000 | $6,841 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,000 | $6,030 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,123 | $4,934 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,089 | $4,804 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 11,000 | $4,675 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,655 | $4,556 | dollars as filed | |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 15,000 | $2,925 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $2,775 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 27,825 | $2,581 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 14,228 | $2,312 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 10,050 | $663 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-002290 | this filing | 2024-02-14 | acceptance time not in the bulk data set |