13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 3,316 holding rows worth $311,029,152,005.
- Accession
- 0000950123-24-002258
- Filer
- CIK 1521019
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 8,995 entries on the cover page, a total value of $311,029,152,005 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,029,152,005 with VALUE read as dollars as filed, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 52,386 | $503,429 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 89,096 | $503,392 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 72,763 | $501,702 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 59,803 | $498,727 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 36,973 | $495,740 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 8,471 | $491,572 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18,848 | $491,556 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 30,309 | $491,445 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 30,653 | $490,448 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 24,638 | $489,557 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 56,568 | $488,203 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 12,615 | $487,822 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 40,714 | $485,999 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 271,795 | $483,795 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 639 | $483,672 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 169,381 | $482,736 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 13,194 | $481,581 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 78,775 | $478,953 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 184,570 | $478,036 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 304,504 | $475,026 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 111,384 | $474,497 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 152,959 | $474,174 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 43,284 | $473,960 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 32,441 | $472,666 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 18,710 | $471,867 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 579,403 | $471,460 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 39,070 | $470,146 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 33,586 | $469,868 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 195,400 | $468,960 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 42,770 | $467,904 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 188,747 | $466,204 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 94,600 | $463,540 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 439,901 | $461,896 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 14,177 | $458,910 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 134,808 | $456,999 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 34,347 | $456,816 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 31,074 | $456,788 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 129,724 | $455,331 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 7,547 | $454,631 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 60,087 | $454,258 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 398,418 | $454,197 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 512,382 | $449,768 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,795 | $446,374 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 26,664 | $444,756 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 135,971 | $444,625 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 211,029 | $443,160 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 45,826 | $443,137 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 145,449 | $442,165 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 177,852 | $437,516 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 73,428 | $435,429 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 13,214 | $434,873 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 188,800 | $434,240 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 33,038 | $432,137 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 154,256 | $431,917 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 16,801 | $431,786 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 17,638 | $426,840 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 309,276 | $426,801 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 162,896 | $426,203 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 129,298 | $425,391 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 11,503 | $425,151 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 104,758 | $424,270 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 198,138 | $424,015 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 411,959 | $420,198 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 158,004 | $418,711 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 19,889 | $417,057 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 200,143 | $416,297 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 21,159 | $415,996 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 97,179 | $414,954 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 54,950 | $414,323 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 49,823 | $414,028 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 22,408 | $412,979 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 21,408 | $410,820 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 7,475 | $409,854 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 57,810 | $408,139 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 77,871 | $404,929 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 737,464 | $400,665 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,979 | $398,369 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 28,796 | $398,249 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 189,422 | $397,921 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 126,889 | $396,528 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 454,302 | $392,971 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 55,922 | $392,012 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 57,401 | $391,351 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 31,374 | $391,234 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 28,100 | $388,061 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 47,173 | $386,818 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 156,447 | $386,424 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 60,579 | $384,071 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 20,133 | $382,729 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 39,028 | $380,913 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 15,611 | $379,122 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,857 | $378,895 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 85,600 | $378,352 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 228,945 | $377,759 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 12,750 | $377,273 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 39,096 | $375,712 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 31,347 | $373,341 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 161,401 | $369,608 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 12,004 | $369,243 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 438,114 | $367,358 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 114,085 | $367,354 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 484,649 | $366,637 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 455,117 | $366,597 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 193,804 | $366,289 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 18,262 | $364,692 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 74,282 | $362,497 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 25,713 | $356,125 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 61,211 | $355,636 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 83,219 | $353,924 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 20,749 | $353,770 | dollars as filed | |
| ALICO INC | 016230104 | COM | 12,138 | $352,973 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 40,664 | $352,150 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 248,216 | $350,130 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 53,963 | $348,061 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 179,279 | $347,802 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 243,042 | $342,690 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 76,951 | $342,432 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 172,991 | $341,102 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 69,241 | $338,696 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 490,320 | $338,027 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 77,142 | $337,882 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 161,744 | $337,237 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,628 | $335,584 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 23,557 | $335,452 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,786 | $334,960 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,922 | $333,506 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 63,331 | $333,121 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 81,898 | $331,687 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 59,992 | $329,357 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 11,497 | $329,159 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 40,709 | $326,486 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 44,049 | $323,760 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 26,372 | $322,794 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 29,862 | $321,908 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 68,263 | $321,518 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 36,061 | $321,304 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 53,437 | $320,622 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 18,724 | $318,308 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 10,831 | $317,349 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 27,813 | $317,069 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 276,596 | $315,319 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 83,200 | $314,496 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 117,384 | $308,721 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 27,963 | $306,754 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 36,132 | $305,315 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 47,685 | $301,370 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 102,702 | $300,917 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 34,831 | $299,547 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 14,375 | $298,712 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 314,762 | $298,206 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,633 | $297,440 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 41,753 | $297,281 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 14,629 | $293,896 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 27,389 | $292,515 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,213 | $287,284 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,087 | $285,877 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,406 | $285,770 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 257,617 | $283,378 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 45,600 | $279,072 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 59,563 | $278,755 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 25,688 | $276,146 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 9,401 | $275,261 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 24,461 | $274,452 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 7,503 | $269,358 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 19,779 | $268,994 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,431 | $264,396 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 36,010 | $263,593 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 38,844 | $262,585 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 72,314 | $262,500 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 24,299 | $260,242 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,516 | $255,054 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,827 | $253,203 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 32,725 | $251,983 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 2,500,000 | $249,185 | dollars as filed | principal |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,569 | $249,093 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 90,097 | $248,668 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 19,649 | $247,651 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 28,214 | $247,155 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,052 | $245,138 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 21,628 | $244,613 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,333 | $243,824 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 24,201 | $243,704 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 15,385 | $242,621 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 135,830 | $241,778 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 171,070 | $241,208 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 83,400 | $239,358 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 20,542 | $239,109 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,880 | $237,818 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 228,831 | $235,696 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 281,785 | $235,629 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,636 | $234,812 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 31,198 | $233,673 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 9,385 | $232,841 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 10,338 | $232,709 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 40,266 | $232,335 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 81,778 | $232,250 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 216,641 | $231,805 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,565 | $231,531 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 2,200,000 | $229,827 | dollars as filed | principal |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 21,497 | $227,868 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 32,951 | $227,033 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 121,061 | $226,384 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 115,239 | $224,716 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,397 | $221,872 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 21,274 | $220,186 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,134 | $218,185 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 31,795 | $215,888 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,222 | $210,256 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 5,089 | $209,158 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 90,500 | $209,055 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,585 | $207,625 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 52,865 | $207,231 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 29,050 | $207,127 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 30,863 | $204,313 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 12,964 | $204,183 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 19,762 | $202,165 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 37,306 | $200,706 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 60,039 | $199,330 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 40,827 | $199,235 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 262,365 | $198,795 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,596 | $198,605 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 12,496 | $198,561 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 21,690 | $197,813 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 100,625 | $197,225 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 10,721 | $194,157 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 15,564 | $190,659 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 30,224 | $186,180 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,719 | $183,972 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 33,703 | $181,997 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 18,540 | $180,765 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 16,995 | $179,817 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 43,078 | $178,343 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 58,191 | $176,319 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 17,579 | $175,966 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 486,696 | $175,211 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 38,492 | $175,139 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 33,252 | $174,906 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 1,973,000 | $170,771 | dollars as filed | principal |
| TINGO GROUP INC | 55328R109 | COM | 492,017 | $169,746 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 28,193 | $169,158 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 12,595 | $167,640 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 51,867 | $164,418 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 36,843 | $164,319 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 71,504 | $160,884 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 10,589 | $160,847 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 91,752 | $155,978 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 109,748 | $155,842 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 65,881 | $152,844 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 63,849 | $152,600 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 24,346 | $146,806 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 112,190 | $144,725 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 229,226 | $143,679 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 28,441 | $143,058 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 24,286 | $140,130 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 45,931 | $138,253 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,590 | $136,708 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 31,595 | $136,490 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 43,730 | $136,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 84,826 | $135,722 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,036 | $135,324 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 56,201 | $134,882 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 54,911 | $134,806 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 18,778 | $132,385 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 15,529 | $130,444 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 23,157 | $129,910 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 38,800 | $128,816 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 69,600 | $128,064 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 45,010 | $126,028 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 149,599 | $124,766 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 68,951 | $123,407 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 19,910 | $119,062 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 170,039 | $117,803 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 59,788 | $117,783 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 42,753 | $116,716 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,232 | $116,162 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 50,329 | $111,731 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 30,360 | $110,814 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 23,657 | $110,478 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 12,006 | $109,615 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 72,900 | $109,350 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 57,284 | $109,042 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 19,845 | $107,163 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,819 | $107,000 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 39,738 | $104,114 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 1,155,000 | $103,132 | dollars as filed | principal |
| BIOVIE INC | 09074F207 | COM | 80,705 | $101,688 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 74,849 | $100,298 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 11,883 | $99,104 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 13,848 | $94,166 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 18,644 | $92,101 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 74,601 | $91,760 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 26,840 | $90,720 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 25,156 | $89,555 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 22,600 | $89,044 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 113,930 | $84,650 | dollars as filed | |
| CANO HEALTH INC | 13781Y202 | COM | 14,022 | $82,309 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 83,092 | $73,644 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 16,797 | $71,723 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 36,322 | $71,554 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 13,071 | $69,146 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 34,161 | $68,664 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18,795 | $66,346 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 17,865 | $62,706 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 11,821 | $58,159 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 58,029 | $49,325 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 11,707 | $47,179 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 14,808 | $43,684 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 20,913 | $42,244 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 23,150 | $37,735 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 327,925 | $37,417 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 64,391 | $34,887 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 59,508 | $29,647 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 18,041 | $28,866 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 82,701 | $27,300 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 22,636 | $20,599 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 16,731 | $20,077 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-002258 | this filing | 2024-02-14 | acceptance time not in the bulk data set |