13F-HR filed by PINEBRIDGE INVESTMENTS, L.P.
PINEBRIDGE INVESTMENTS, L.P. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 677 holding rows worth $9,020,895,038.
- Accession
- 0000950123-23-010695
- Filer
- CIK 1531721
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 680 entries on the cover page, a total value of $9,020,895,038 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,020,895,038 with VALUE read as dollars as filed, 13F file number 028-14581. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPINEBRIDGE INVESTMENTS LLC 028-04637
- included managerPINEBRIDGE INVESTMENTS ASIA LIMITED
- included managerPINEBRIDGE INVESTMENTS JAPAN COMPANY LIMITED
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELIXIS INC COM | 30161Q104 | Stock | 29,461 | $643,723 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 740 | $642,712 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,012 | $625,433 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 10,421 | $620,154 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 13,807 | $617,311 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 7,930 | $595,384 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 13,077 | $566,103 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 14,170 | $562,549 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 30,257 | $562,478 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,133 | $562,092 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 22,000 | $539,440 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 8,462 | $539,199 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,355 | $532,006 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 9,152 | $521,023 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 1,573 | $520,364 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 9,704 | $508,393 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,943 | $505,431 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 21,812 | $499,713 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 44,238 | $497,235 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,205 | $495,621 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 16,006 | $494,906 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 37,431 | $493,341 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 13,133 | $488,548 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,827 | $478,145 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 58,322 | $477,074 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,887 | $473,894 | dollars as filed | |
| STEM INC | 85859N102 | COM | 111,716 | $473,676 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,279 | $472,746 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 14,844 | $469,219 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 58,035 | $466,601 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 3,372 | $460,278 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 6,030 | $457,556 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 26,930 | $454,578 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,001 | $454,460 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 16,797 | $453,015 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 7,256 | $452,049 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,669 | $447,104 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,175 | $441,329 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 35,734 | $440,243 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 14,657 | $434,287 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,445 | $433,140 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 2,846 | $430,884 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 15,453 | $430,830 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,282 | $428,939 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 84,020 | $424,301 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 12,600 | $419,706 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 37,775 | $416,281 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 642 | $415,047 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,955 | $413,620 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 11,431 | $406,372 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 12,421 | $402,565 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,937 | $402,051 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 10,674 | $398,460 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,200 | $397,290 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 58,001 | $394,987 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 466 | $392,899 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,378 | $389,585 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,722 | $387,792 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,954 | $384,348 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 7,280 | $383,874 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 47,860 | $382,401 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,119 | $381,870 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 16,324 | $380,349 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 42,313 | $376,163 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 40,293 | $374,322 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 5,624 | $367,810 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 2,876 | $365,913 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,466 | $365,453 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,159 | $365,234 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,453 | $356,657 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,087 | $353,708 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 8,893 | $352,519 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,211 | $351,415 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,403 | $344,518 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,986 | $341,281 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,559 | $337,184 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 14,846 | $329,284 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 7,942 | $326,654 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 829 | $322,920 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,241 | $319,072 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,598 | $311,638 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 45,770 | $309,634 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 22,219 | $304,622 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 3,071 | $300,989 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,028 | $295,596 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 21,838 | $294,813 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,912 | $292,821 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,505 | $288,627 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 2,536 | $284,565 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 20,658 | $283,428 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 8,852 | $282,733 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,822 | $267,195 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 18,245 | $265,282 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,905 | $263,422 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,481 | $261,100 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,930 | $259,272 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 24,263 | $257,916 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 94,658 | $253,683 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,440 | $250,707 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 9,789 | $249,228 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,405 | $248,601 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,010 | $245,827 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,282 | $245,396 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,566 | $242,785 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 1,214 | $235,528 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,145 | $234,285 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 86,142 | $226,553 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,028 | $224,496 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 3,030 | $222,675 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 15,817 | $221,438 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 597 | $218,150 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 9,586 | $216,164 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 21,903 | $208,955 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,025 | $206,366 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,891 | $204,433 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,270 | $200,630 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 26,136 | $199,940 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 17,203 | $190,437 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 29,854 | $189,274 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 28,753 | $185,169 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 13,420 | $184,928 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 13,084 | $178,073 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 33,489 | $174,143 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 21,674 | $157,137 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 18,220 | $156,692 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 117,886 | $150,894 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 12,396 | $146,893 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 12,521 | $141,362 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,802 | $119,779 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,378 | $119,337 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 38,336 | $115,008 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 18,954 | $114,672 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 12,611 | $103,410 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 23,313 | $102,344 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 11,919 | $101,073 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 22,299 | $88,304 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 20,737 | $82,741 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 18,059 | $79,640 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,700 | $64,684 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y112 | *W EXP 06/30/202 | 164,156 | $62,379 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 30,758 | $55,672 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 26,549 | $54,691 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 24,481 | $47,738 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 29,779 | $41,691 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 10,746 | $35,999 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 109,328 | $33,673 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 23,570 | $31,112 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 11,078 | $28,360 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,000 | $26,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 22,221 | $25,999 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 139,057 | $25,726 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 13,111 | $22,551 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 159,980 | $22,397 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 72,602 | $21,055 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 112,524 | $20,423 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 117,245 | $19,932 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 133,172 | $15,395 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 163,574 | $14,558 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 99,076 | $13,871 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 162,834 | $11,398 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 204,872 | $10,244 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 218,969 | $8,759 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 213,487 | $7,899 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 65,025 | $7,153 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 157,818 | $5,792 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 112,346 | $5,752 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 36,632 | $5,169 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 78,096 | $4,686 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 124,222 | $4,348 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 31,238 | $4,070 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 52,324 | $3,192 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 57,852 | $2,898 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 102,968 | $2,584 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 49,110 | $1,964 | dollars as filed | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 61,329 | $1,840 | dollars as filed | |
| Appreciate Holdings Inc | 03832J114 | Warrant | 63,922 | $569 | dollars as filed | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 70,840 | $184 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-010695 | this filing | 2023-11-14 | acceptance time not in the bulk data set |