13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 3,883 holding rows worth $304,595,981,123.
- Accession
- 0000950123-23-010558
- Filer
- CIK 820027
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 11,163 entries on the cover page, a total value of $304,595,981,123 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,595,981,123 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International Ltd 028-17429
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
- reports for this filerColumbia Threadneedle Management Ltd 028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 37,490 | $1,383,398 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 56,161 | $1,383,374 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 105,434 | $1,382,240 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 25,455 | $1,374,947 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 34,763 | $1,370,705 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 169,872 | $1,367,468 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 119,904 | $1,360,308 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 79,192 | $1,358,160 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 56,199 | $1,351,013 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 293,570 | $1,350,425 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 33,675 | $1,349,346 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 33,938 | $1,345,968 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 206,927 | $1,342,956 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 11,505 | $1,337,080 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 52,517 | $1,337,078 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 30,449 | $1,335,189 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 76,959 | $1,325,233 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,214,678 | $1,324,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 198,011 | $1,322,713 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 86,881 | $1,317,984 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 144,200 | $1,317,348 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 31,098 | $1,315,135 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 422,006 | $1,312,440 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 201,484 | $1,311,660 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 122,813 | $1,311,637 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 13,017 | $1,310,626 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 21,758 | $1,305,041 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 110,274 | $1,299,029 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 212,783 | $1,298,299 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 212,762 | $1,297,848 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 37,350 | $1,288,575 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 41,135 | $1,283,412 | dollars as filed | |
| GERON CORP | 374163103 | COM | 604,101 | $1,280,695 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 174,679 | $1,276,903 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 84,162 | $1,276,737 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 209,560 | $1,274,125 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 46,488 | $1,265,413 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 175,445 | $1,263,204 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 140,755 | $1,262,707 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 60,371 | $1,261,968 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 52,941 | $1,256,811 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 66,585 | $1,253,784 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 121,685 | $1,253,360 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 242,630 | $1,249,544 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 136,259 | $1,245,407 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 80,463 | $1,244,758 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 392,789 | $1,233,357 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 23,742 | $1,232,210 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 22,497 | $1,230,361 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 75,720 | $1,219,092 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 177,878 | $1,216,686 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 25,571 | $1,212,254 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 44,709 | $1,209,824 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,313,567 | $1,208,482 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 126,507 | $1,208,146 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,622 | $1,206,434 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 86,109 | $1,206,387 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 46,908 | $1,205,546 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 90,399 | $1,200,552 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 41,763 | $1,196,928 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 49,712 | $1,190,602 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 45,668 | $1,188,990 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 52,652 | $1,188,349 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 226,138 | $1,187,225 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 81,940 | $1,180,760 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 151,600 | $1,173,384 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 47,074 | $1,167,422 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 51,789 | $1,164,222 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 17,324 | $1,162,787 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 179,420 | $1,162,640 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 154,243 | $1,158,366 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 17,373 | $1,157,042 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 108,822 | $1,155,690 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 58,785 | $1,154,542 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 160,411 | $1,153,355 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 129,270 | $1,153,091 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 88,583 | $1,152,469 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 95,831 | $1,139,431 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 124,456 | $1,137,925 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 25,279 | $1,137,543 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 123,527 | $1,133,977 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 44,165 | $1,131,507 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 17,091 | $1,125,784 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 80,430 | $1,125,216 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 75,098 | $1,121,964 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 46,989 | $1,120,229 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 95,411 | $1,120,126 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 23,967 | $1,115,906 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 108,929 | $1,113,259 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 55,207 | $1,111,861 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 18,582 | $1,108,602 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 36,145 | $1,107,122 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 46,006 | $1,105,524 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 51,151 | $1,102,305 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 177,256 | $1,100,760 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 23,108 | $1,097,050 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 213,799 | $1,096,789 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 124,584 | $1,093,844 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 587,938 | $1,093,564 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 50,808 | $1,088,821 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 10,745 | $1,088,791 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 48,159 | $1,082,793 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 33,606 | $1,081,390 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 70,282 | $1,081,076 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 39,700 | $1,081,031 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 21,961 | $1,078,261 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 127,853 | $1,071,408 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 16,484 | $1,067,669 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 13,687 | $1,066,411 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 29,365 | $1,065,363 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 20,568 | $1,065,026 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 51,800 | $1,063,972 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 23,245 | $1,062,063 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 45,864 | $1,058,550 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 332,768 | $1,058,203 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 102,973 | $1,057,112 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 62,131 | $1,056,848 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 192,390 | $1,054,296 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 33,355 | $1,051,464 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,919 | $1,050,127 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 87,057 | $1,049,907 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 27,344 | $1,047,824 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 287,016 | $1,047,609 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 50,421 | $1,045,228 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 20,638 | $1,043,870 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 122,643 | $1,042,462 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 137,724 | $1,041,194 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 45,531 | $1,039,473 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 48,489 | $1,035,233 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 61,650 | $1,033,376 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 139,547 | $1,032,647 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 32,652 | $1,030,611 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 61,974 | $1,028,769 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 29,353 | $1,024,235 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 35,376 | $1,022,367 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 40,939 | $1,021,019 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 37,850 | $1,019,679 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,547 | $1,019,609 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,400 | $1,018,142 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 56,200 | $1,017,501 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 92,357 | $1,013,157 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 26,878 | $1,009,269 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 98,359 | $1,009,164 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 24,242 | $1,008,206 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 110,202 | $1,003,944 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 100,317 | $1,003,173 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 299,381 | $1,002,927 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 77,015 | $996,574 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 97,219 | $992,812 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 49,614 | $990,021 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 14,031 | $988,377 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 104,193 | $987,750 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 59,631 | $983,912 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 31,031 | $975,313 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 32,124 | $974,953 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 16,733 | $973,030 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 216,889 | $967,674 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,171 | $965,728 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 30,397 | $960,544 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 103,498 | $960,458 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 38,709 | $958,827 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,308 | $957,774 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 179,688 | $957,332 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 102,756 | $954,253 | dollars as filed | |
| HARROW INC | 415858109 | COM | 66,255 | $952,085 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 41,739 | $949,562 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 253,801 | $949,216 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 53,305 | $947,230 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 266,899 | $944,822 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,153 | $941,093 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 36,333 | $941,024 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 32,935 | $939,979 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 141,050 | $939,396 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 103,675 | $933,072 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 58,750 | $932,362 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 30,860 | $931,046 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 159,244 | $928,392 | dollars as filed | |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 1,730,908 | $928,286 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 110,967 | $926,009 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 225,195 | $921,048 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 52,546 | $920,864 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 42,994 | $912,333 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 83,184 | $910,038 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 34,510 | $910,029 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 38,870 | $905,707 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 240,810 | $905,446 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 11,724 | $903,452 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 53,463 | $896,040 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 22,752 | $895,304 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 29,492 | $895,074 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 55,033 | $892,111 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 35,124 | $891,096 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 35,577 | $886,223 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 44,562 | $883,688 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 39,327 | $881,710 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 57,692 | $879,799 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 102,022 | $878,409 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 200,271 | $877,188 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 16,988 | $873,372 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 8,498 | $868,750 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 36,462 | $868,530 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 31,685 | $867,535 | dollars as filed | |
| V2X INC | 92242T101 | COM | 16,792 | $867,475 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 12,405 | $865,621 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 12,751 | $862,781 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 35,602 | $860,499 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 11,462 | $860,058 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 65,416 | $858,912 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 127,652 | $855,269 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 102,391 | $854,965 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 124,769 | $854,668 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 49,858 | $850,584 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 44,754 | $846,292 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 83,120 | $846,162 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 27,361 | $845,729 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 102,854 | $845,460 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 54,216 | $842,954 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 47,546 | $839,656 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 88,090 | $838,620 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 16,551 | $836,648 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 188,335 | $832,441 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 31,576 | $831,864 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 92,994 | $830,438 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 227,346 | $830,360 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 33,500 | $829,460 | dollars as filed | |
| OOMA INC | 683416101 | COM | 63,698 | $828,710 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 62,030 | $822,518 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 101,222 | $821,926 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,500 | $820,035 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 71,321 | $819,473 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 67,120 | $816,850 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 43,305 | $813,273 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 44,919 | $806,745 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 13,769 | $806,205 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 235,184 | $804,329 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 95,216 | $800,767 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 127,691 | $799,345 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 13,179 | $798,264 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 20,011 | $794,436 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 17,560 | $792,483 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 38,086 | $791,433 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 24,612 | $787,584 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 23,920 | $787,207 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 37,783 | $786,640 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 53,153 | $783,642 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 18,184 | $780,276 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 186,562 | $777,964 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 124,160 | $777,242 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 17,899 | $774,124 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 11,182 | $770,920 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 95,504 | $767,853 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 153,874 | $767,833 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 67,509 | $766,909 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 86,006 | $766,309 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 4,231 | $761,031 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 121,084 | $756,775 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 80,771 | $753,588 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 25,572 | $751,816 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 36,640 | $749,894 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,957 | $749,186 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 16,411 | $748,506 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 24,091 | $747,281 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 14,597 | $744,303 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 294,949 | $743,270 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 58,917 | $741,765 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,063 | $739,400 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 38,952 | $738,927 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 94,897 | $738,299 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 17,159 | $736,953 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,181 | $736,052 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 151,308 | $732,330 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 29,812 | $730,990 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 89,565 | $729,955 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 32,475 | $729,714 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 26,765 | $726,483 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 52,491 | $723,969 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 74,349 | $721,188 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 17,377 | $719,390 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 25,933 | $718,870 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 100,599 | $716,265 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 49,358 | $715,200 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 11,426 | $714,695 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 110,085 | $714,453 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 101,129 | $711,948 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 277,870 | $711,347 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 24,845 | $701,126 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 29,691 | $697,884 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 32,632 | $696,123 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 111,134 | $695,699 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 68,073 | $692,302 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 20,735 | $691,305 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,703 | $689,592 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 127,400 | $689,234 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 101,645 | $688,282 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 135,012 | $687,211 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 14,038 | $687,151 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,649 | $678,821 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 12,149 | $675,468 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 7,672 | $674,369 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 68,791 | $673,461 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,362 | $669,600 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 7,982 | $667,722 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 295,213 | $667,181 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 89,996 | $666,869 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 19,829 | $666,449 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 40,335 | $665,527 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 133,605 | $664,018 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 78,027 | $663,233 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 92,561 | $653,480 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 42,508 | $651,222 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 90,754 | $650,705 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 52,762 | $649,502 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 81,418 | $644,015 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 34,633 | $643,827 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 56,931 | $642,751 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,812 | $642,589 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 50,073 | $641,936 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 12,591 | $640,015 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 10,205 | $635,669 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 203,607 | $635,254 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 12,619 | $633,979 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 126,899 | $626,880 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 21,029 | $626,150 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 27,992 | $622,814 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 11,396 | $619,892 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 89,415 | $619,646 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 74,875 | $616,971 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 63,867 | $616,320 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 62,489 | $613,014 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 8,275 | $612,790 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 13,234 | $606,702 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 24,328 | $604,078 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 27,441 | $601,232 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 14,539 | $599,734 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 101,611 | $599,507 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 22,612 | $598,985 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 63,349 | $598,015 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 11,679 | $595,396 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,549 | $595,369 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 40,055 | $593,616 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 34,571 | $593,585 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 31,269 | $591,307 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 22,575 | $587,175 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 11,638 | $586,897 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 27,206 | $586,294 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,442 | $586,274 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 244,900 | $585,311 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 91,020 | $584,348 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 154,511 | $584,051 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 275,492 | $584,043 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 184,200 | $583,914 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 544,223 | $576,876 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 32,408 | $575,571 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 18,467 | $574,877 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 40,730 | $571,035 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 216,163 | $570,671 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 62,608 | $566,602 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 66,800 | $565,796 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 24,398 | $563,042 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 114,904 | $561,630 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 15,447 | $561,478 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,715 | $561,383 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 463,641 | $561,006 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 63,404 | $560,488 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 24,491 | $559,610 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 12,746 | $557,881 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 66,744 | $556,644 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 67,000 | $556,100 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 48,290 | $555,818 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 13,169 | $555,742 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 28,194 | $555,704 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 15,493 | $552,316 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 43,317 | $546,661 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 16,147 | $545,436 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 71,268 | $545,200 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 143,050 | $545,021 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 40,012 | $544,564 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 17,706 | $543,208 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 10,959 | $541,877 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,999 | $541,350 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 26,855 | $539,813 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 7,172 | $538,948 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9,844 | $537,201 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 52,382 | $536,921 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 74,077 | $535,577 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,063 | $533,790 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 107,308 | $533,321 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 31,652 | $532,921 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 40,250 | $532,910 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 27,716 | $532,702 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 77,515 | $530,976 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 11,958 | $530,576 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 63,058 | $527,165 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 49,673 | $525,044 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 21,123 | $524,279 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 189,021 | $523,588 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 84,087 | $523,020 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 32,512 | $522,168 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 36,454 | $522,021 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 55,212 | $521,753 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 30,187 | $521,327 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 106,821 | $521,207 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 31,310 | $520,999 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 28,039 | $519,282 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 80,074 | $518,880 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 19,185 | $518,571 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 7,631 | $517,840 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 26,788 | $514,330 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,984 | $508,010 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 69,222 | $507,397 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 22,136 | $506,259 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 82,185 | $504,616 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 20,155 | $504,484 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 21,980 | $503,892 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 128,390 | $503,289 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 11,528 | $500,889 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 12,636 | $500,433 | dollars as filed | |
| IVLU | 46435G409 | COM | 19,700 | $499,586 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 44,501 | $497,076 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 59,756 | $491,792 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 22,458 | $490,714 | dollars as filed | |
| 2U INC | 90214J101 | COM | 198,655 | $490,677 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 64,849 | $488,729 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 48,149 | $487,267 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 20,375 | $487,196 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 31,709 | $486,944 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 167,582 | $485,988 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 20,126 | $481,821 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 14,097 | $481,570 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 7,029 | $481,525 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 356,978 | $478,350 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 31,092 | $476,015 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 60,318 | $474,099 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 20,322 | $467,812 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,526 | $465,626 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 18,855 | $461,382 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27,063 | $460,611 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 18,087 | $460,324 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 41,752 | $458,851 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 9,916 | $458,521 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 45,807 | $455,778 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 23,722 | $455,705 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 9,931 | $454,336 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 35,636 | $449,372 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 30,798 | $448,424 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 114,359 | $448,287 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 42,683 | $447,314 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 38,352 | $444,500 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 46,657 | $444,175 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 34,104 | $442,329 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 54,070 | $440,671 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,486 | $439,933 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,669 | $438,602 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 55,657 | $437,631 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 24,124 | $436,412 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 25,586 | $435,730 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 19,151 | $435,692 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 9,833 | $435,504 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 79,619 | $433,924 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 13,510 | $433,657 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 86,030 | $433,591 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,120 | $432,885 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 71,389 | $431,901 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 33,722 | $430,967 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 21,600 | $430,265 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,519 | $429,892 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 404,926 | $429,222 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,837 | $427,898 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 94,500 | $427,140 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 134,591 | $426,653 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 17,185 | $426,348 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 42,385 | $425,122 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 29,250 | $423,832 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 47,398 | $422,790 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 10,978 | $419,366 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 117,421 | $415,671 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,943 | $415,663 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 12,375 | $415,552 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 41,667 | $414,172 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 30,380 | $413,472 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 53,861 | $412,575 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 16,947 | $411,982 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 26,456 | $410,067 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 44,906 | $408,649 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 46,003 | $403,447 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 150,294 | $402,788 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,455 | $402,439 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,131 | $401,897 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 12,644 | $400,815 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 248,809 | $398,094 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 7,670 | $395,460 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 393,000 | $390,053 | dollars as filed | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,154 | $389,977 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,209 | $389,917 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 37,487 | $389,866 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,029 | $389,815 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 23,010 | $388,408 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 16,130 | $387,926 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 11,960 | $384,739 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 41,136 | $384,210 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-010558 | this filing | 2023-11-14 | acceptance time not in the bulk data set |