13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 3,214 holding rows worth $284,045,004,692 by the sum of the rows.
- Accession
- 0000950123-23-010375
- Filer
- CIK 1521019
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 7,602 entries on the cover page, a total value of $268,984,158 stated on the cover page (in dollars after the unit check, H1), rows summing to $284,045,004,692 with VALUE read as dollars as filed, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $268,984,158, about 1/1,000 of the sum of the rows, $284,045,004,692. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,087 | $246,258 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,210 | $246,149 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,470 | $245,190 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 208,677 | $244,152 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 8,212 | $242,254 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 24,680 | $240,630 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 491,006 | $240,593 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 12,357 | $239,849 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 81,778 | $239,610 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 18,290 | $235,392 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 8,516 | $233,338 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,413 | $232,813 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 100,625 | $232,444 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 157,052 | $230,866 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 23,042 | $230,305 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 63,994 | $229,739 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,333 | $226,908 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,213 | $225,817 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 8,723 | $225,751 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 12,090 | $225,358 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 162,792 | $223,025 | dollars as filed | |
| ALICO INC | 016230104 | COM | 8,925 | $222,768 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 14,019 | $222,482 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 23,838 | $217,879 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,937 | $217,756 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 32,725 | $216,312 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 19,346 | $215,168 | dollars as filed | principal |
| FTC SOLAR INC | 30320C103 | COM | 168,034 | $215,083 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,431 | $213,726 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,516 | $213,581 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 9,401 | $212,369 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 30,733 | $210,214 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 764 | $208,045 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 61,099 | $205,903 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 24,700 | $204,763 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,674 | $201,008 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,527 | $200,829 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 115,239 | $199,363 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 480,682 | $199,195 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 13,002 | $199,061 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 13,925 | $198,710 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 259,689 | $198,636 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 132,865 | $196,640 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 28,214 | $196,369 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 52,865 | $192,957 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 56,201 | $191,083 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,038 | $190,957 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 112,853 | $189,593 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,833 | $184,707 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 18,071 | $184,143 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 11,638 | $183,764 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 19,155 | $182,164 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 22,643 | $181,144 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 12,827 | $180,989 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 21,542 | $180,953 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 11,047 | $180,729 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 29,767 | $178,900 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 29,050 | $177,205 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,565 | $173,591 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 38,800 | $172,660 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,397 | $172,486 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 21,399 | $172,048 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 26,824 | $171,405 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 32,894 | $170,391 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,719 | $169,155 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 51,867 | $169,086 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 15,463 | $169,011 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 23,057 | $169,008 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 17,800 | $167,676 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 15,564 | $163,578 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 325,112 | $161,646 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,953 | $160,023 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 12,214 | $159,759 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 35,342 | $159,746 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 31,795 | $159,293 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 18,638 | $158,982 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,636 | $154,087 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 69,600 | $153,816 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 71,504 | $151,588 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 17,566 | $150,014 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 26,666 | $149,330 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 32,142 | $149,139 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,596 | $148,396 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 66,935 | $145,918 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 33,023 | $142,990 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 72,900 | $142,155 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 24,286 | $141,830 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 35,655 | $140,837 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 229,226 | $138,728 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 10,669 | $137,523 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 10,366 | $137,453 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 29,374 | $136,589 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 53,800 | $136,114 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 109,748 | $136,087 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 10,126 | $134,170 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 24,715 | $133,214 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 49,262 | $133,007 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,132 | $131,951 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 16,471 | $131,274 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,312 | $129,810 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 16,855 | $128,351 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 19,845 | $128,000 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 59,508 | $126,157 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 26,927 | $125,749 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 102,190 | $125,694 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 16,419 | $124,784 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 207,019 | $122,286 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 23,802 | $121,390 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 10,170 | $121,328 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 21,812 | $121,275 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 58,952 | $117,904 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,036 | $117,882 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 43,078 | $114,157 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 81,393 | $113,136 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 11,821 | $113,009 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 148,520 | $111,821 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 33,180 | $110,821 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 77,038 | $109,394 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 50,205 | $105,430 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,925 | $103,332 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 20,913 | $101,219 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 14,599 | $101,171 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 45,931 | $98,752 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 39,738 | $98,550 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 31,595 | $98,260 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 60,268 | $97,634 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 99,224 | $96,604 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 18,644 | $95,457 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 91,752 | $94,505 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,374 | $93,424 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 22,765 | $91,743 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 22,600 | $90,852 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 19,910 | $89,993 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 45,010 | $87,769 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 39,543 | $87,390 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,922 | $85,129 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 136,917 | $84,053 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 942 | $83,951 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 65,881 | $83,669 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 38,676 | $81,606 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 25,156 | $81,505 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 58,029 | $79,500 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 34,161 | $75,837 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 14,859 | $74,741 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 83,092 | $71,700 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 13,848 | $70,348 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 181,905 | $68,469 | dollars as filed | principal |
| MARKETWISE INC | 57064P107 | COM CL A | 42,753 | $68,405 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 30,360 | $67,399 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 38,323 | $59,017 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 11,707 | $58,769 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 59,536 | $58,018 | dollars as filed | principal |
| LENSAR INC | 52634L108 | COM | 17,865 | $55,203 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 1,837 | $53,512 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 25,305 | $52,887 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 816 | $50,396 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,704 | $48,819 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,094 | $47,009 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 11,704 | $45,646 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 13,804 | $42,654 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,560 | $41,958 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 34,112 | $41,276 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 14,808 | $37,464 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 43,493 | $34,359 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 55,512 | $33,862 | dollars as filed | principal |
| BRIGHT GREEN CORP | 10920G100 | COM | 82,701 | $32,741 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 23,150 | $31,947 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 12,175 | $29,098 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,174 | $27,143 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,906 | $26,150 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 49,397 | $24,550 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 22,636 | $23,315 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 43,960 | $22,358 | dollars as filed | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,011 | $21,777 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500 | $19,360 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 179 | $18,348 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 499 | $18,089 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 794 | $17,039 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,998 | $16,099 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 932 | $14,418 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 28,025 | $12,631 | dollars as filed | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 35,678 | $8,581 | dollars as filed | principal |
| VENUS CONCEPT INC | 92332W204 | COM NEW | 4,182 | $8,573 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,070 | $8,282 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 1,338 | $7,332 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 27,358 | $6,842 | dollars as filed | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 30,084 | $6,474 | dollars as filed | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,606 | $5,894 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 239 | $4,089 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 285 | $3,300 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,300 | $2,740 | dollars as filed | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 356 | $2,677 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 290 | $2,047 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 2,717 | $1,811 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,000 | $1,695 | dollars as filed | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,000 | $1,024 | dollars as filed | call |
| Prologis,Inc. | 74340W103 | COM | 4,200 | $471 | dollars as filed | call |
| Southern Company | 842587107 | COM | 5,200 | $337 | dollars as filed | call |
| TARGA RES CORP COM | 87612G101 | Stock | 3,900 | $334 | dollars as filed | call |
| American Tower Corporation | 03027X100 | COM | 2,000 | $329 | dollars as filed | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,700 | $282 | dollars as filed | call |
| ONEOK INC NEW | 682680103 | COM | 4,200 | $266 | dollars as filed | call |
| Duke Energy Corporation | 26441C204 | COM | 2,500 | $221 | dollars as filed | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 800 | $211 | dollars as filed | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,900 | $156 | dollars as filed | call |
| Waste Management, Inc. | 94106L109 | COM | 1,000 | $152 | dollars as filed | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,000 | $121 | dollars as filed | call |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 800 | $107 | dollars as filed | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 800 | $97 | dollars as filed | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 800 | $86 | dollars as filed | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,200 | $36 | dollars as filed | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1 | $10 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 75 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| IMPINJ INC | 453204109 | COM | 100 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-010375 | this filing | 2023-11-14 | acceptance time not in the bulk data set |