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Disclosery

13F-HR filed by Penn Mutual Asset Management

Penn Mutual Asset Management filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 69 holding rows worth $106,636,890.

Accession
0000950123-23-010177
Filer
CIK 855702
Filed
2023-11-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A combination report, 69 entries on the cover page, a total value of $106,636,890 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,636,890 with VALUE read as dollars as filed, 13F file number 028-18923. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerJanus Henderson Investors 028-01343
  • reports for this filerDIFA, Macquarie Investment Management 028-05267
  • reports for this filerAllianceBernstein L.P. 028-10562
  • reports for this filerAmerican Century Investment Management, Inc. 028-01091
  • reports for this filerCohen & Steers Capital Management, Inc. 028-02405
  • reports for this filerGoldman Sachs Asset Management, L.P. 028-10981
  • reports for this filerMFS Investment Management 028-13177
  • reports for this filerSSgA Funds Management, Inc. 028-11338
  • reports for this filerT. Rowe Price Associates, Inc. 028-00115
  • reports for this filerVontobel Asset Management, Inc. 028-04490
  • reports for this filerEaton Vance Management 028-04139

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
WELLS FARGO & CO949746804PERP PFD CNV A6,000$6,690,000dollars as filed
PARK AEROSPACE CORP70014A104COM313,658$4,871,109dollars as filed
FUTUREFUEL CORP36116M106COMMON STOCK631,694$4,529,246dollars as filed
BLACKROCK RESOURCES & COMMODIT09257A108SHS485,111$4,467,872dollars as filed
MORGAN STANLEY EMERGING MKTS617477104COM963,819$4,105,869dollars as filed
EVOLUTION PETROLEUM CORP30049A107COMMON STOCK595,754$4,074,957dollars as filed
ABERDEEN ASIA-PACIFIC INCOME F003009107COM1,503,855$3,684,445dollars as filed
NORDIC AMERICAN TANKERS LIMIG65773106COM851,500$3,508,180dollars as filed
UTAH MEDICAL PRODUCTS INC917488108COMMON STOCK36,283$3,120,338dollars as filed
RICHARDSON ELEC LTD763165107COMMON STOCK274,126$2,996,197dollars as filed
MIX TELEMATICS LTD60688N102SPONSORED ADR535,219$2,954,409dollars as filed
DOUBLELINE YIELD OPPORTUNITI25862D105COM199,841$2,943,658dollars as filed
OMEGA HEALTHCARE INVS INC COM681936100REIT81,100$2,689,276dollars as filed
ARGAN INC04010E109COM57,877$2,634,561dollars as filed
IONIS PHARMACEUTICALS INC462222AB6NOTE 0.125%12/12,756,000$2,621,783dollars as filedprincipal
FRANKLIN BSP REALTY TRUST IN35243J101REIT183,156$2,424,985dollars as filed
NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN637870106REIT75,500$2,396,370dollars as filed
ISHARES TR464288687COM74,300$2,240,145dollars as filed
3M CO COM88579Y101Stock23,000$2,153,260dollars as filed
AT&T Inc00206R102COM142,700$2,143,354dollars as filed
WALGREENS BOOTS ALLIANCE INC931427108COM91,000$2,023,840dollars as filed
International Business Machines Corporation459200101COM14,130$1,982,439dollars as filed
ENERGY TRANSFER L P29273V100COM UT LTD PTN133,500$1,873,005dollars as filed
BARRICK GOLD CORP067901108COM116,500$1,695,075dollars as filed
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN109,500$1,677,540dollars as filed
MPLX LP55336V100COM UNIT REP LTD44,857$1,595,563dollars as filed
SPOK HLDGS INC COM84863T106Stock110,025$1,570,057dollars as filed
Verizon Communications Inc92343V104COM47,000$1,523,270dollars as filed
HALOZYME THERAPEUTICS INC40637HAD1NOTE 0.250% 3/01,555,000$1,312,109dollars as filedprincipal
ENTERPRISE PRODS PARTNERS L293792107COM47,663$1,304,536dollars as filed
SANOFI SA SPONSORED ADR80105N105ADR23,000$1,233,720dollars as filed
JAZZ INVESTMENTS I LTD472145AD3NOTE 1.500% 8/11,265,000$1,218,828dollars as filedprincipal
GAP INC COM364760108Stock113,186$1,203,167dollars as filed
TURNING PT BRANDS INC90041LAE5CORP1,250,000$1,189,007dollars as filedprincipal
VANECK ETF TRUST92189H300JP MRGAN EM LOC48,943$1,168,269dollars as filed
NATIONAL PRESTO INDS INC637215104COMMON STOCK15,850$1,148,491dollars as filed
ENNIS INC COM293389102Stock50,629$1,074,347dollars as filed
AGNICO EAGLE MINES LTD COM008474108Stock22,750$1,033,988dollars as filed
CRACKER BARREL OLD CTRY STOR22410JAB2cv1,250,000$1,029,750dollars as filedprincipal
LSI INDUSTRIES INC50216C108COMMON STOCK63,107$1,002,139dollars as filed
WESTERN ASSET EMERGING MARKETS95766A101COM114,079$946,856dollars as filed
DEVON ENERGY CORP NEW COM25179M103Stock17,550$837,135dollars as filed
ORGANON & CO COMMON STOCK68622V106Stock40,500$703,080dollars as filed
HEALTHCARE SVCS GROUP INC421906108COM66,770$696,411dollars as filed
PHATHOM PHARMACEUTICALS INC71722W107COMMON STOCK62,802$651,257dollars as filed
DOMINION ENERGY INC COM25746U109Stock12,426$555,057dollars as filed
BRADY CORP104674106CL A8,960$492,083dollars as filed
HAYNES INTL INC420877201COM NEW9,785$455,198dollars as filed
JBT MAREL CORPORATION477839AB0NOTE 0.250% 5/1500,000$448,500dollars as filedprincipal
NOVARTIS AG SPONSORED ADR66987V109ADR4,120$419,663dollars as filed
VILLAGE SUPER MKT INC CL A NEW927107409Stock18,377$416,055dollars as filed
VISTRA CORP COM92840M102Stock12,505$414,916dollars as filed
PERFICIENT INC71375UAF8BOND500,000$400,650dollars as filedprincipal
HUNTINGTON INGALLS INDS INC COM446413106Stock1,910$390,748dollars as filed
VALE S A91912E105SPONSORED ADS28,953$387,970dollars as filed
TOASTINCCLASSCLASSA888787108STOK19,684$368,681dollars as filed
BWX TECHNOLOGIES INC05605H100COM4,200$314,916dollars as filed
ALLISON TRANSMISSION HLDGS I01973R101COM4,750$280,535dollars as filed
HASBRO INC COM418056107Stock3,750$248,025dollars as filed
MOLSON COORS BEVERAGE CO CL B60871R209Stock3,850$244,822dollars as filed
JEFFERIES FINANCIAL GROUP IN47233W109COM6,650$243,590dollars as filed
RXSIGHT INC78349D107COM8,264$230,483dollars as filed
NORTHERN TECHNOLOGIES INTL C665809109COM16,950$226,622dollars as filed
Duke Energy Corporation26441C204COM2,400$211,824dollars as filed
BANK OF NY MELLON CORP COM064058100Stock4,950$211,118dollars as filed
M & T BK CORP COM55261F104Stock1,600$202,320dollars as filed
H&E EQUIPMENT SERVICES INC404030108COM4,650$200,834dollars as filed
NUSTAR ENERGY LP67058H102UNIT COM10,700$186,608dollars as filed
PGIM GLOBAL HIGH YIELD FUND IN69346J106COM13,152$141,779dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-23-010177this filing2023-11-13acceptance time not in the bulk data set