13F-HR/A filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2023-08-16, with 3,221 holding rows worth $287,432,585,846.
- Accession
- 0000950123-23-008292
- Filer
- CIK 1521019
- Filed
- 2023-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, amendment of type restatement, 6,721 entries on the cover page, a total value of $287,432,585,846 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,432,585,846 with VALUE read as dollars as filed, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 126,889 | $342,600 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 39,028 | $339,153 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 161,401 | $338,942 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 13,675 | $338,456 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 235,178 | $331,601 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 45,135 | $330,388 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 63,994 | $330,209 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 17,192 | $329,227 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 19,155 | $326,593 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 21,531 | $326,195 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 114,384 | $323,707 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 19,177 | $323,324 | dollars as filed | |
| 2U INC | 90214J101 | COM | 80,061 | $322,646 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 260,265 | $320,126 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 18,756 | $319,415 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 325,112 | $318,609 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 24,680 | $312,942 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 72,596 | $312,889 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 35,342 | $312,777 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 77,871 | $308,369 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 154,331 | $305,575 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 24,461 | $303,561 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 18,101 | $301,925 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 6,177 | $300,140 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 23,891 | $292,904 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,674 | $287,154 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 18,089 | $287,072 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 12,357 | $286,559 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 14,019 | $283,885 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 275,614 | $283,882 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 9,670 | $282,751 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 36,207 | $279,880 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 10,348 | $277,326 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,633 | $276,825 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 11,656 | $276,247 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 13,408 | $275,803 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 42,164 | $274,066 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,470 | $272,534 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 16,471 | $272,266 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 18,290 | $271,606 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,308 | $269,724 | dollars as filed | call |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 30,733 | $264,918 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 109,748 | $262,298 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 23,838 | $261,741 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 8,723 | $261,428 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,413 | $259,066 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 229,226 | $259,025 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 24,700 | $258,856 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,210 | $257,325 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 45,931 | $257,213 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 15,463 | $255,140 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 6,875 | $254,375 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 13,365 | $249,391 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 8,212 | $246,935 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 115,239 | $244,307 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 202,938 | $243,526 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 16,442 | $241,862 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 23,105 | $239,830 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,527 | $238,461 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 12,090 | $237,085 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 12,750 | $236,640 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 13,023 | $235,716 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 81,778 | $233,885 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,087 | $232,445 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 24,715 | $232,321 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,596 | $232,078 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,158 | $231,094 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 31,795 | $230,196 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 121,700 | $230,013 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 22,643 | $229,374 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,827 | $228,470 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 9,915 | $228,045 | dollars as filed | |
| ALICO INC | 016230104 | COM | 8,925 | $227,231 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 8,690 | $226,983 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 19,346 | $226,700 | dollars as filed | principal |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,213 | $226,238 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 76,951 | $226,236 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 33,979 | $225,281 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 72,900 | $225,261 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,431 | $225,023 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 83,092 | $224,348 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 8,516 | $223,545 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,038 | $221,091 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,333 | $220,991 | dollars as filed | principal |
| VOR BIOPHARMA INC | 929033108 | COM | 71,504 | $220,948 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 107,672 | $219,651 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 23,802 | $217,550 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 29,374 | $217,074 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 23,042 | $217,056 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 101,900 | $217,047 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 33,023 | $216,631 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 28,214 | $216,119 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,516 | $214,518 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 37,650 | $213,475 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 32,725 | $209,113 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,937 | $207,803 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 30,587 | $206,156 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 38,800 | $206,028 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 13,925 | $205,533 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 77,038 | $204,921 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 5,089 | $204,069 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 50,205 | $199,314 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 12,827 | $198,177 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 17,800 | $196,156 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 21,542 | $192,155 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 26,553 | $190,916 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 51,867 | $190,352 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 16,419 | $189,804 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,397 | $187,458 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 29,767 | $186,937 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 58,952 | $186,288 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 59,508 | $185,070 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 16,962 | $184,547 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 26,927 | $183,911 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 381,829 | $183,049 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,132 | $180,222 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 29,050 | $174,881 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 13,002 | $173,577 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,833 | $173,354 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,565 | $172,897 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 14,599 | $172,414 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 10,669 | $170,384 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 49,262 | $169,954 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,719 | $168,744 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 53,800 | $168,394 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,312 | $167,021 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 56,000 | $162,400 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 21,812 | $160,100 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 66,935 | $159,975 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 69,600 | $159,384 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 15,564 | $158,753 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,636 | $157,223 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 17,566 | $157,216 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 32,142 | $155,246 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 18,638 | $153,577 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 34,112 | $153,504 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 11,821 | $153,200 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 25,305 | $152,842 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 53,300 | $151,372 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 34,161 | $147,234 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 58,029 | $146,233 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 10,126 | $144,194 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 20,913 | $143,045 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 17,250 | $141,450 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 21,446 | $135,539 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 10,366 | $133,203 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 24,286 | $132,844 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,033 | $131,519 | dollars as filed | call |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 26,824 | $129,023 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 18,644 | $126,033 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 102,190 | $125,694 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 12,214 | $125,071 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 13,848 | $123,801 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 26,666 | $122,930 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 14,320 | $121,004 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 31,595 | $118,481 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 49,397 | $118,059 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 35,655 | $111,600 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 39,543 | $111,116 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 136,917 | $110,903 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 16,855 | $110,569 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 45,010 | $110,275 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 22,600 | $108,932 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 10,170 | $107,904 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 13,600 | $107,576 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 91,752 | $106,432 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 60,268 | $105,469 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 99,224 | $104,185 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 39,738 | $103,319 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 30,360 | $103,224 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 63,720 | $102,589 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,374 | $100,848 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 33,500 | $100,165 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 18,188 | $99,306 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,922 | $99,109 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 14,808 | $98,621 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 33,180 | $91,245 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 25,156 | $91,065 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 14,859 | $89,154 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 38,676 | $85,861 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 42,753 | $85,506 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 56,557 | $84,835 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 82,701 | $83,528 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 19,910 | $81,631 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 179,137 | $80,612 | dollars as filed | principal |
| LENSAR INC | 52634L108 | COM | 17,865 | $75,926 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 142,673 | $70,880 | dollars as filed | principal |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 11,704 | $70,341 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 11,707 | $70,125 | dollars as filed | |
| PG&E CORP | 69331C140 | CONV | 45,415 | $67,900 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 13,804 | $62,118 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 58,551 | $59,576 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 74,594 | $58,929 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 10,434 | $49,040 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 54,777 | $44,709 | dollars as filed | principal |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 10,930 | $40,769 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 14,815 | $34,371 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 43,680 | $21,403 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 22,636 | $17,997 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 27,605 | $13,700 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 29,638 | $8,666 | dollars as filed | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 35,445 | $8,539 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 26,949 | $6,845 | dollars as filed | principal |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,000 | $113 | dollars as filed | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,155 | $20 | dollars as filed | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,000 | $2 | dollars as filed | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 27,000 | $2 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $1 | dollars as filed | put |
| American Tower Corporation | 03027X100 | COM | 2,200 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 2,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 3,500 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| Waste Management, Inc. | 94106L109 | COM | 700 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,700 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 800 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,500 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,500 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| DTE ENERGY CO COM | 233331107 | Stock | 1,500 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 500 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| BXP INC COM | 101121101 | REIT | 600 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,200 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-007711 | superseded | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-23-008292 | this filing | 2023-08-16 | acceptance time not in the bulk data set |