13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 3,902 holding rows worth $318,969,461,929.
- Accession
- 0000950123-23-007810
- Filer
- CIK 820027
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 11,158 entries on the cover page, a total value of $318,969,461,929 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,969,461,929 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, LLC028-14918
- reports for this filerColumbia Wanger Asset Management LLC028-03639
- reports for this filerAmeriprise Bank, FSB028-18942
- reports for this filerPyrford International Ltd028-17429
- reports for this filerThames River Capital LLP028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd028-12261
- reports for this filerColumbia Threadneedle Management Ltd028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SLR INVESTMENT CORP | 83413U100 | COM | 29,288 | $417,946 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,786 | $417,189 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 41,963 | $417,112 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 30,816 | $416,326 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 7,438 | $414,663 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 9,185 | $413,233 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 103,232 | $410,864 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 33,211 | $410,156 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 29,381 | $408,101 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 32,299 | $407,607 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,362 | $407,459 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 46,657 | $404,983 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 10,500 | $403,725 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 33,722 | $402,641 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 58,335 | $402,285 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 18,717 | $400,918 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 46,175 | $397,567 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 23,727 | $395,772 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 21,555 | $394,672 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 33,886 | $394,091 | dollars as filed | |
| STEM INC | 85859N102 | COM | 68,740 | $393,193 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 8,411 | $392,869 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,629 | $392,206 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 36,311 | $389,617 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 29,742 | $387,538 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 94,500 | $387,450 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 72,736 | $386,559 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,223 | $385,170 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 21,188 | $384,765 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,089 | $383,431 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 41,873 | $382,720 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 8,091 | $382,470 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,700 | $382,416 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,941 | $382,312 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,260 | $379,938 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,900 | $378,400 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 35,103 | $377,362 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 73,927 | $374,811 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,576 | $373,997 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 24,100 | $373,309 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 28,102 | $372,796 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,224 | $372,154 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,916 | $371,438 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 116,221 | $369,583 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 41,400 | $369,288 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 8,276 | $369,114 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,651 | $368,085 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 12,316 | $367,756 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 4,500 | $365,760 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 10,895 | $364,531 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 33,775 | $364,090 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 44,414 | $363,753 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 10,910 | $361,885 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 30,765 | $361,181 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 43,906 | $360,658 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 14,288 | $358,129 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 7,943 | $357,674 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 55,928 | $357,379 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,645 | $356,595 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 18,149 | $355,720 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 15,681 | $355,526 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 51,517 | $354,437 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,684 | $354,172 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,102 | $353,751 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,614 | $352,491 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 18,039 | $352,129 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 52,457 | $351,986 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 23,900 | $351,569 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 24,168 | $351,161 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 34,900 | $349,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 303,000 | $347,390 | dollars as filed | principal |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 5,189 | $344,653 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 29,615 | $344,427 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 24,565 | $344,395 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 16,100 | $344,057 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 8,196 | $340,135 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,535 | $336,129 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 54,671 | $335,133 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 22,160 | $334,616 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 287,171 | $333,118 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 16,278 | $331,746 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 20,260 | $329,634 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,370 | $329,523 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,941 | $328,331 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,187 | $324,500 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,105 | $324,155 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 58,118 | $324,028 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 10,740 | $322,952 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 28,322 | $322,826 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 39,029 | $322,770 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 35,016 | $320,548 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,846 | $319,848 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 26,501 | $318,843 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 127,384 | $317,187 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 32,174 | $316,914 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,888 | $313,983 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 13,893 | $307,045 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 18,727 | $305,626 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,472 | $305,591 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 6,663 | $303,691 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 14,874 | $303,578 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,414 | $302,673 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 12,239 | $302,664 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 9,473 | $302,473 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 11,900 | $301,784 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 24,950 | $299,899 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,140 | $299,129 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,019 | $296,590 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 102,535 | $296,326 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 21,197 | $295,559 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,642 | $294,057 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 30,595 | $294,022 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,343 | $293,674 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 28,245 | $292,053 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 16,611 | $292,016 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 25,603 | $289,314 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,001 | $289,141 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,838 | $289,076 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 1,643 | $288,762 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,497 | $288,666 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,477 | $288,448 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 15,875 | $286,861 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 10,580 | $285,960 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 74,069 | $285,165 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 42,197 | $283,986 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 20,880 | $282,507 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 490,400 | $282,078 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,054 | $279,755 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 12,290 | $276,279 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 64,702 | $276,278 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 28,776 | $275,674 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,527 | $275,055 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 8,700 | $274,572 | dollars as filed | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $274,448 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 43,236 | $273,251 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 35,122 | $272,547 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 25,267 | $272,121 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 33,461 | $272,038 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 26,964 | $271,258 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 76 | $270,614 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 25,069 | $269,496 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 15,474 | $267,391 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,542 | $267,343 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 11,951 | $264,715 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 37,354 | $264,467 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,794 | $262,667 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,202 | $262,080 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,667 | $261,891 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,228 | $260,087 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 63,255 | $259,607 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 4,622 | $258,092 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 12,825 | $257,398 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 8,923 | $255,912 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 1,846 | $255,566 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 280,000 | $255,367 | dollars as filed | principal |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,447 | $254,321 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 17,173 | $253,989 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 30,804 | $253,825 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,991 | $253,370 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 31,509 | $253,332 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 34,648 | $251,891 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,950 | $250,866 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,160 | $250,512 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,900 | $246,875 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7,389 | $246,571 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,398 | $245,595 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 35,902 | $245,211 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,405 | $244,741 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,085 | $244,570 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 12,274 | $242,989 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 15,274 | $242,857 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 30,083 | $242,770 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 9,003 | $242,631 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 8,561 | $241,848 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 7,771 | $241,032 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,216 | $239,213 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 28,137 | $237,476 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,000 | $237,200 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 109,279 | $237,135 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,095 | $236,232 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 6,600 | $235,290 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 43,371 | $234,203 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 21,462 | $234,147 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,608 | $233,707 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $232,870 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,035 | $232,314 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 32,234 | $231,440 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 5,248 | $231,186 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 15,251 | $230,900 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 16,764 | $230,365 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,393 | $229,850 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 40,836 | $229,567 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,066 | $229,558 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,343 | $228,066 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 31,271 | $227,343 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 50,124 | $226,059 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 29,816 | $225,707 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,931 | $225,437 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 98,000 | $225,400 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,436 | $224,478 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,781 | $224,159 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,456 | $223,424 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 44,401 | $223,337 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 9,932 | $223,283 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 43,686 | $222,801 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,100 | $222,667 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,394 | $218,785 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,807 | $218,069 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 11,494 | $218,041 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 63,011 | $216,128 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 178,395 | $215,858 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 114,490 | $215,241 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,385 | $214,740 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 7,961 | $213,912 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,174 | $212,571 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 31,181 | $211,719 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 81,411 | $210,854 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 31,350 | $210,672 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,841 | $210,003 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,421 | $209,052 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 7,309 | $207,984 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 42,234 | $207,791 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,881 | $206,527 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 16,658 | $206,222 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 7,720 | $205,661 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 27,715 | $203,151 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 108,661 | $202,110 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,521 | $202,003 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 11,960 | $201,713 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 16,427 | $201,559 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 73,178 | $197,580 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 20,147 | $196,433 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $195,637 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 20,171 | $195,054 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 15,276 | $194,918 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 89,526 | $192,481 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 29,100 | $191,478 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,382 | $191,426 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 69,596 | $191,389 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 53,409 | $191,204 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 13,719 | $189,594 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 25,150 | $185,859 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 18,739 | $184,764 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 49,128 | $183,739 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 30,992 | $181,613 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,134 | $180,441 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 23,761 | $174,644 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,011 | $174,577 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 13,639 | $172,943 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 51,259 | $170,180 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 49,994 | $169,980 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,466 | $168,056 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 23,735 | $166,382 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 43,400 | $166,222 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,318 | $163,319 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 17,115 | $163,106 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 39,623 | $162,058 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 15,519 | $161,864 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,480 | $161,792 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 27,284 | $160,703 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,284 | $160,183 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 19,250 | $158,427 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 18,542 | $158,417 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 19,418 | $156,315 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 30,005 | $154,826 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 19,923 | $154,403 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,120 | $153,166 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 48,387 | $152,419 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,569 | $150,866 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 13,300 | $149,625 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 66,205 | $149,624 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 410,134 | $147,102 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 27,472 | $146,975 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,755 | $146,467 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 25,319 | $146,277 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,500 | $143,430 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,685 | $143,419 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 22,365 | $142,241 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,763 | $139,213 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 18,438 | $139,201 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 16,959 | $137,707 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,323 | $137,193 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,067 | $135,636 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 15,823 | $135,129 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 80,963 | $134,399 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $133,477 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,539 | $132,997 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 13,100 | $132,965 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,384 | $132,624 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 10,548 | $132,588 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,489 | $131,945 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 133,000 | $128,944 | dollars as filed | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,472 | $127,967 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,235 | $126,394 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 31,176 | $126,265 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 23,232 | $124,059 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 30,029 | $123,720 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,469 | $123,597 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 15,784 | $121,379 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 10,971 | $119,036 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,117 | $118,301 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,361 | $116,791 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,406 | $115,104 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,835 | $113,971 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 13,434 | $111,234 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 11,527 | $109,969 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 18,375 | $109,515 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,833 | $109,413 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,906 | $107,590 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,940 | $106,757 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 37,171 | $104,822 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 22,041 | $104,031 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 11,082 | $103,617 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 54,483 | $102,973 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 11,619 | $102,593 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 29,816 | $101,971 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 288,733 | $101,692 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 23,737 | $101,120 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 37,301 | $98,355 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,461 | $98,213 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,623 | $93,896 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 29,490 | $93,778 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 77,974 | $93,569 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,480 | $92,618 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 14,520 | $91,041 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 14,990 | $89,940 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 32,507 | $89,719 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 41,878 | $89,201 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,851 | $88,541 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 56,642 | $88,362 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 12,630 | $88,031 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14,785 | $87,232 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 71,146 | $86,087 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 12,784 | $86,033 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 11,476 | $82,168 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 18,850 | $81,809 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 33,520 | $81,454 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 28,235 | $80,187 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 29,338 | $79,799 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 26,765 | $78,689 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,459 | $77,711 | dollars as filed | |
| CONNS INC | 208242107 | COM | 20,759 | $76,808 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 17,198 | $76,739 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 11,270 | $76,636 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,418 | $75,195 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 31,188 | $74,228 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 26,200 | $71,526 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 12,835 | $71,491 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 15,600 | $66,456 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 17,303 | $66,270 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,671 | $65,002 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,001 | $64,951 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 23,817 | $64,305 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 12,300 | $62,730 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 22,400 | $62,272 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 10,545 | $61,899 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 19,527 | $60,924 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 18,400 | $58,144 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 22,762 | $55,767 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 38,916 | $55,650 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,828 | $51,662 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 16,520 | $51,212 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,588 | $48,769 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 12,559 | $46,971 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 13,300 | $46,417 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 11,819 | $45,858 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 42,013 | $45,374 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 15,300 | $45,135 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 10,217 | $43,422 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,439 | $42,800 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 23,420 | $42,156 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 30,510 | $42,104 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,655 | $41,142 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 18,252 | $39,423 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 17,286 | $37,856 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,520 | $37,403 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,674 | $36,201 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 25,956 | $29,850 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,300 | $29,358 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 15,000 | $26,998 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 15,609 | $19,511 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 15,000 | $18,900 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,548 | $18,459 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 11,031 | $16,767 | dollars as filed | |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 15,000 | $16,200 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,003 | $13,563 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $13,545 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,687 | $12,801 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 10,215 | $11,646 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,800 | $11,294 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 30,345 | $11,197 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 44,700 | $10,281 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,000 | $10,020 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $9,600 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,646 | $8,442 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 10,000 | $8,350 | dollars as filed | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,123 | $8,268 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,797 | $6,841 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,145 | $5,183 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 21,100 | $5,064 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,100 | $2,968 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 35,000 | $200 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-007810 | this filing | 2023-08-14 | acceptance time not in the bulk data set |