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Disclosery

13F-HR filed by Nuveen Asset Management, LLC

Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 3,210 holding rows worth $288,787,526,403.

Accession
0000950123-23-007711
Filer
CIK 1521019
Filed
2023-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A combination report, 6,785 entries on the cover page, a total value of $288,787,526,403 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,787,526,403 with VALUE read as dollars as filed, 13F file number 028-14498. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

Other managers

  • reports for this filerRussell Investments Group, Ltd 028-17598
  • included managerNuveen Investments, Inc. 028-11405
  • included managerNuveen Fund Advisors, LLC 028-11710
  • included managerTIAA-CREF Investment Management, LLC 028-03194
  • included managerTeachers Advisors, LLC 028-04800

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
BIOVIE INC09074F207COM72,596$312,889dollars as filed
BLUE RIDGE BANKSHARES INC095825105COMMON STOCK35,342$312,777dollars as filed
ITERIS INC NEW46564T107COM77,871$308,369dollars as filed
Rent the Runway, Inc.76010Y103COM CL A154,331$305,575dollars as filed
FENNEC PHARMACEUTICALS INC31447P100COMMON STOCK24,461$303,561dollars as filed
BAYCOM CORP07272M107COMMON STOCK18,101$301,925dollars as filed
FIDELITY DD BANCORP INC31609R100COMMON STOCK6,177$300,140dollars as filed
NATURAL GROCERS BY VITAMIN C63888U108COMMON STOCK23,891$292,904dollars as filed
ROCKY BRANDS INC774515100COMMON STOCK13,674$287,154dollars as filed
THIRD COAST BANCSHARES INC88422P109COM18,089$287,072dollars as filed
LEGACY HOUSING CORP52472M101COMMON STOCK12,357$286,559dollars as filed
SILVERCREST ASSET MANAGEME A828359109COMMON STOCK14,019$283,885dollars as filed
AMYRIS INC03236M200COM NEW275,614$283,882dollars as filed
NORWOOD FINANCIAL CORP669549107COMMON STOCK9,670$282,751dollars as filed
WALDENCAST PLCG9503X103CLASS A ORD SHS36,207$279,880dollars as filed
MIDDLEFIELD BANC CORP596304204COM NEW10,348$277,326dollars as filed
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN19,633$276,825dollars as filed
SAVERS VALUE VLG INC80517M109COM11,656$276,247dollars as filed
RED VIOLET INC75704L104COMMON STOCK13,408$275,803dollars as filed
EVERQUOTE INC30041R108COM CL A42,164$274,066dollars as filed
NATHANS FAMOUS INC NEW632347100COM3,470$272,534dollars as filed
HIPPO HOLDINGS INC433539202COMMON STOCK16,471$272,266dollars as filed
NI HOLDINGS INC65342T106COMMON STOCK18,290$271,606dollars as filed
AIRSCULPT TECHNOLOGIES INC009496100COMMON STOCK30,733$264,918dollars as filed
374WATER INC88583P104COM109,748$262,298dollars as filed
CELCUITY INC15102K100COM23,838$261,741dollars as filed
ONITY GROUP INC675746606COMMON STOCK8,723$261,428dollars as filed
CLIMB GLOBAL SOLUTIONS INC946760105COMMON STOCK5,413$259,066dollars as filed
INVITAE CORP46185L103COM229,226$259,025dollars as filed
EVE HLDG INC29970N104COM24,700$258,856dollars as filed
PLUMAS BANCORP729273102COMMON STOCK7,210$257,325dollars as filed
OMEGA THERAPEUTICS INC68217N105COMMON STOCK45,931$257,213dollars as filed
RICHARDSON ELEC LTD763165107COMMON STOCK15,463$255,140dollars as filed
ORANGE COUNTY BANCORP INC68417L107COMMON STOCK6,875$254,375dollars as filed
HOOKER FURNISHINGS CORPORATI439038100COM13,365$249,391dollars as filed
FS BANCORP INC30263Y104COM8,212$246,935dollars as filed
KALTURA INC483467106COMMON STOCK115,239$244,307dollars as filed
PROTERRA INC74374T109COM202,938$243,526dollars as filed
PCB BANCORP69320M109COMMON STOCK16,442$241,862dollars as filed
FIRST BANK HAMILTON NJ31931U102COMMON STOCK23,105$239,830dollars as filed
PENNS WOODS BANCORP INC708430103COM9,527$238,461dollars as filed
CODORUS VY BANCORP INC192025104COM12,090$237,085dollars as filed
PARAMOUNT GLOBAL92556H107COMMON STOCK12,750$236,640dollars as filed
CAPITAL BANCORP INC MD139737100COMMON STOCK13,023$235,716dollars as filed
HUMACYTE INC44486Q103COM81,778$233,885dollars as filed
TIMBERLAND BANCORP INC887098101COMMON STOCK9,087$232,445dollars as filed
VIGIL NEUROSCIENCE INC92673K108COM24,715$232,321dollars as filed
VOXX INTERNATIONAL CORP91829F104COMMON STOCK18,596$232,078dollars as filed
CORE MOLDING TECHNOLOGIES IN218683100COMMON STOCK10,158$231,095dollars as filed
CLEARPOINT NEURO INC18507C103COM31,795$230,196dollars as filed
Tuya Inc90114C107COM121,700$230,013dollars as filed
TELA BIO INC872381108COM22,643$229,374dollars as filed
NATIONAL BANKSHARES INC VA634865109COMMON STOCK7,827$228,470dollars as filed
CHOICEONE FINANCIAL SVCS INC170386106COMMON STOCK9,915$228,045dollars as filed
ALICO INC016230104COM8,925$227,231dollars as filed
NEOGAMES S AL6673X107COM8,690$226,983dollars as filed
BANK OF AMER CORP0605056827.25%CNV PFD L19,346$226,700dollars as filedprincipal
C F FINANCIAL CORP12466Q104COMMON STOCK4,213$226,238dollars as filed
NEXTNAV INC65345N106COMMON STOCK76,951$226,236dollars as filed
GRANITE RIDGE RESOURCES INC387432107COM33,979$225,281dollars as filed
Dingdong Cayman Ltd -Sp25445D101COM72,900$225,261dollars as filed
WEYCO GROUP INC COM962149100Stock8,431$225,023dollars as filed
FIBROGEN INC31572Q808COM83,092$224,348dollars as filed
STRATUS PPTYS INC863167201COM NEW8,516$223,545dollars as filed
RGC RESOURCES INC74955L103COMMON STOCK11,038$221,091dollars as filed
WESTERN MIDSTREAM PARTNERS L958669103COM UNIT LP INT8,333$220,991dollars as filed
VOR BIOPHARMA INC929033108COM71,504$220,948dollars as filed
OPPFI INC68386H103COMMON STOCK107,672$219,651dollars as filed
KVH INDS INC482738101COM23,802$217,550dollars as filed
AKOYA BIOSCIENCES INC COM00974H104Stock29,374$217,074dollars as filed
COLONY BANKCORP19623P101COMMON STOCK23,042$217,056dollars as filed
CANAAN INC134748102SPONSORED ADS101,900$217,047dollars as filed
IKENA ONCOLOGY INC45175G108COM33,023$216,631dollars as filed
ALTI GLOBAL INC02157E106COMMON STOCK28,214$216,119dollars as filed
OAK VALLEY BANCORP671807105COMMON STOCK8,516$214,518dollars as filed
CLIPPER REALTY INC18885T306COM37,650$213,475dollars as filed
VERA BRADLEY INC92335C106COM32,725$209,113dollars as filed
PARK OHIO HOLDINGS CORP700666100COMMON STOCK10,937$207,803dollars as filed
LINCOLN EDL SVCS CORP533535100COM30,587$206,156dollars as filed
DADA NEXUS LTD NPV ADR23344D108ADS38,800$206,028dollars as filed
LCNB CORP50181P100COM13,925$205,533dollars as filed
SKYX PLATFORMS CORP78471E105COM77,038$204,921dollars as filed
SANARA MEDTECH INC79957L100COMMON STOCK5,089$204,069dollars as filed
DZS INC268211109COMMON STOCK50,205$199,314dollars as filed
CENTRAL VY CMNTY BANCORP155685100COM12,827$198,177dollars as filed
Sohu.Com Ltd-Adr83410S108COM17,800$196,156dollars as filed
LUTHER BURBANK CORP550550107COM21,542$192,155dollars as filed
PULSE BIOSCIENCES INC74587B101COMMON STOCK26,553$190,916dollars as filed
PERPETUA RESOURCES CORP714266103COM51,867$190,352dollars as filed
LAZYDAYS HLDGS INC52110H100COM16,419$189,804dollars as filed
AMES NATIONAL CORP031001100COMMON STOCK10,397$187,458dollars as filed
DULUTH HLDGS INC26443V101COM CL B29,767$186,937dollars as filed
CENTURY THERAPEUTICS INC15673T100COM58,952$186,288dollars as filed
CAREMAX INC14171W103COM59,508$185,070dollars as filed
HIGHPEAK ENERGY INC43114Q105COMMON STOCK16,962$184,547dollars as filed
LANZATECH GLOBAL INC51655R101COM26,927$183,911dollars as filed
CANOO INC13803R102COM CL A381,829$183,049dollars as filed
TOWNSQUARE MEDIA INC892231101CL A15,132$180,222dollars as filed
RESERVOIR MEDIA INC76119X105COMMON STOCK29,050$174,881dollars as filed
ESCALADE INC296056104COMMON STOCK13,002$173,577dollars as filed
FIESTA RESTAURANT GROUP INC31660B101COM21,833$173,354dollars as filed
ESSA BANCORP INC COM29667D104Stock11,565$172,897dollars as filed
LIVEWIRE GROUP INC53838J105COMMON STOCK14,599$172,414dollars as filed
NUVECTIS PHARMA INC67080T108COMMON STOCK10,669$170,384dollars as filed
KORU MEDICAL SYSTEMS INC759910102COMMON STOCK49,262$169,954dollars as filed
Merrimack Pharmaceuticals Inc590328209Common / Ordinary Stock13,719$168,744dollars as filed
Agora Inc-Adr00851L103COM53,800$168,394dollars as filed
CONSUMER PORTFOLIO SERVICES210502100COMMON STOCK14,312$167,021dollars as filed
VNET GROUP INC90138A103SPONSORED ADS A56,000$162,400dollars as filed
LONGBOARD PHARMACEUTICALS IN54300N103COM21,812$160,100dollars as filed
TREVI THERAPEUTICS INC COM89532M101Stock66,935$159,975dollars as filed
LEXINFINTECH HLDGS LTD ADR528877103ADR69,600$159,384dollars as filed
USCB FINANCIAL HOLDINGS INC90355N101COMMON STOCK15,564$158,753dollars as filed
VELOCITY FINANCIAL INC92262D101COMMON STOCK13,636$157,223dollars as filed
PIONEER BANCORP INC/NY723561106COMMON STOCK17,566$157,216dollars as filed
MAMMOTH ENERGY SERVICES INC56155L108COM32,142$155,246dollars as filed
ANGEL OAK MORTGAGE REIT INC COM03464Y108REIT18,638$153,577dollars as filed
SYSTEM1 INC87200P109COM34,112$153,504dollars as filed
ACRIVON THERAPEUTICS INC004890109CMN11,821$153,200dollars as filed
FARFETCH LTD30744W107ORD SH CL A25,305$152,842dollars as filed
Up Fintech Holding Ltd91531W106COM53,300$151,372dollars as filed
ZEVIA PBC98955K104CL A34,161$147,234dollars as filed
VAXXINITY INC CLASS A92244V104COMMON STOCK58,029$146,233dollars as filed
MAUI LAND PINEAPPLE CO577345101COMMON STOCK10,126$144,194dollars as filed
WHITEHAWK THERAPEUTICS INC00032Q104CMN20,913$143,045dollars as filed
ZURA BIO LTDG9TY5A101COMMON STOCK17,250$141,450dollars as filed
CARDLYTICS INC14161W105COM21,446$135,539dollars as filed
VALHI INC918905209COMMON STOCK10,366$133,203dollars as filed
STERLING BANCORP INC85917W102COM24,286$132,844dollars as filed
THIRD HARMONIC BIO INC88427A107COM26,824$129,023dollars as filed
Biote Corp -A090683103COM18,644$126,033dollars as filed
OPTINOSE INC68404V100COM102,190$125,694dollars as filed
GRANDSTAND LTD ORDINARY SHARESG3R239101Stock12,214$125,071dollars as filed
PEPGEN INC COM713317105Stock13,848$123,801dollars as filed
VIANT TECHNOLOGY INC A92557A101COMMON STOCK26,666$122,930dollars as filed
SECURITY NATL FINL CORP CL A814785309COMMON STOCK14,320$121,004dollars as filed
INTEVAC INC461148108COM31,595$118,481dollars as filed
LOOP MEDIA INC54352F206COM49,397$118,059dollars as filed
LARIMAR THERAPEUTICS INC517125100COM35,655$111,600dollars as filed
TORRID HOLDINGS INC89142B107COMMON STOCK39,543$111,116dollars as filed
COMSCORE INC20564W105COM136,917$110,903dollars as filed
RENEO PHARMACEUTICALS INC75974E103COM16,855$110,569dollars as filed
PAYSIGN INC70451A104COM45,010$110,275dollars as filed
Youdao Inc - Adr98741T104COM22,600$108,932dollars as filed
RAMACO RES INC75134P501COM CL B10,170$107,904dollars as filed
TDCX INC87190U100ADR13,600$107,576dollars as filed
HERON THERAPEUTICS INC427746102COM91,752$106,432dollars as filed
INNOVATE CORP45784J105COM60,268$105,469dollars as filed
DOUYU INTL HLDGS LTD25985W105SPONSORED ADS99,224$104,185dollars as filed
GRAPHITE BIO INC38870X104COM39,738$103,319dollars as filed
TRANSPHORM INC89386L100COM30,360$103,224dollars as filed
ATARA BIOTHERAPEUTICS INC COM NEW046513107Stock63,720$102,589dollars as filed
KINGSWAY CORP496904202COMMON STOCK12,374$100,848dollars as filed
NOVABRIDGE BIOSCIENCES44975P103CMN33,500$100,165dollars as filed
ROCKWELL MED INC774374300COM NEW18,188$99,306dollars as filed
NLI HOLDINGS INC629156407COMMON STOCK17,922$99,109dollars as filed
BIOXCEL THERAPEUTICS INC09075P105COM14,808$98,621dollars as filed
LIVEVOX HOLDING INC53838L100COM33,180$91,245dollars as filed
PRIORITY TECHNOLOGY HOLDINGS74275G107COMMON STOCK25,156$91,065dollars as filed
URBAN ONE INC91705J204CL D NON VTG14,859$89,154dollars as filed
THE REALREAL INC88339P101COM38,676$85,861dollars as filed
MARKETWISE INC57064P107COM CL A42,753$85,506dollars as filed
U S XPRESS ENTERPRISES INC90338N202COM56,557$84,835dollars as filed
BRIGHT GREEN CORP10920G100COM82,701$83,528dollars as filed
EMERALD HOLDING INC29103W104COM19,910$81,631dollars as filed
NEXTERA ENERGY INC65339F713CONV179,137$80,612dollars as filedprincipal
LENSAR INC52634L108COM17,865$75,926dollars as filed
AMERICAN ELEC PWR CO INC02557T307UNIT 08/15/2023142,673$70,880dollars as filedprincipal
OCEAN BIOMEDICAL ORD67644C104COM11,704$70,341dollars as filed
URBAN ONE INC91705J105CL A11,707$70,125dollars as filed
PG&E CORP69331C140CONV45,415$67,900dollars as filedprincipal
PRELUDE THERAPEUTICS INC74065P101CMN13,804$62,118dollars as filed
NISOURCE INC65473P121CONV58,551$59,576dollars as filedprincipal
POLYMET MNG CORP731916409COM74,594$58,929dollars as filed
THORNE HEALTHTECH INC885260109COM10,434$49,040dollars as filed
AES CORP00130H204CONV54,777$44,709dollars as filedprincipal
ASHFORD HOSPITALITY TR INC044103869COM SHS10,930$40,769dollars as filed
HOME PT CAPITAL INCORPORATED43734L106COM14,815$34,371dollars as filed
RPT REALTY74971D200PREF CONV43,680$21,403dollars as filedprincipal
LAIRD SUPERFOOD INC50736T102CMN22,636$17,997dollars as filed
LXP INDUSTRIAL TRUST529043309PFD CONV SER C27,605$13,700dollars as filedprincipal
ALGONQUIN PWR UTILS CORP015857873CONV29,638$8,666dollars as filedprincipal
RLJ LODGING TR74965L200CUM CONV PFD A35,445$8,539dollars as filedprincipal
EQUITY COMWLTH2946282016.5% CNV PFD D26,949$6,845dollars as filedprincipal
ALEXANDRIA REAL ESTATE EQ INC COM015271109REIT1,000$113dollars as filedcall
BRIDGEBIO PHARMA INC10806X102COM2,310$40dollars as filedput
NIO INC SPON ADS62914V106ADR200$2dollars as filedput
GENERAL MILLS INC COM370334104Stock25,000$2dollars as filedcall
ISHARES TR464288752US HOME CONS ETF27,000$2dollars as filedput
Prologis,Inc.74340W103COM4,200$1dollars as filedcall
American Tower Corporation03027X100COM2,200$0dollars as filedcallValue filed as zero, left out of ratios.
Duke Energy Corporation26441C204COM2,000$0dollars as filedcallValue filed as zero, left out of ratios.
NextEra Energy,Inc.65339F101COM3,500$0dollars as filedcallValue filed as zero, left out of ratios.
Union Pacific Corporation907818108COM400$0dollars as filedcallValue filed as zero, left out of ratios.
Waste Management, Inc.94106L109COM1,400$0dollars as filedcallValue filed as zero, left out of ratios.
ONEOK INC NEW682680103COM5,500$0dollars as filedcallValue filed as zero, left out of ratios.
SBA COMMUNICATIONS CORP CL A78410G104REIT700$0dollars as filedcallValue filed as zero, left out of ratios.
CHENIERE ENERGY INC COM NEW16411R208Stock1,700$0dollars as filedcallValue filed as zero, left out of ratios.
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock800$0dollars as filedcallValue filed as zero, left out of ratios.
PUBLIC STORAGE COM74460D109REIT1,100$0dollars as filedcallValue filed as zero, left out of ratios.
TARGA RES CORP COM87612G101Stock4,100$0dollars as filedcallValue filed as zero, left out of ratios.
DIGITAL RLTY TR INC COM253868103REIT1,500$0dollars as filedcallValue filed as zero, left out of ratios.
DOMINION ENERGY INC COM25746U109Stock5,500$0dollars as filedcallValue filed as zero, left out of ratios.
DTE ENERGY CO COM233331107Stock1,500$0dollars as filedcallValue filed as zero, left out of ratios.
CROWN CASTLE INC COM22822V101REIT3,000$0dollars as filedcallValue filed as zero, left out of ratios.
SIMON PPTY GROUP INC NEW COM828806109REIT500$0dollars as filedcallValue filed as zero, left out of ratios.
AVALONBAY CMNTYS INC COM053484101REIT500$0dollars as filedcallValue filed as zero, left out of ratios.
BXP INC COM101121101REIT600$0dollars as filedcallValue filed as zero, left out of ratios.
PINNACLE WEST CAP CORP723484101COM2,100$0dollars as filedcallValue filed as zero, left out of ratios.
XPLR INFRASTRUCTURE LP65341B106COM UNIT PART IN1,200$0dollars as filedcallValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-23-007711this filing2023-08-14acceptance time not in the bulk data set
13F-HR/A 0000950123-23-008292 base2023-08-16acceptance time not in the bulk data set