13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 3,933 holding rows worth $304,945,216,045.
- Accession
- 0000950123-23-005066
- Filer
- CIK 820027
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 11,222 entries on the cover page, a total value of $304,945,216,045 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,945,216,045 with VALUE read as dollars as filed, 13F file number 028-00139. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International Ltd 028-17429
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
- reports for this filerColumbia Threadneedle Management Ltd 028-10846
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 36,280 | $407,370 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 9,482 | $404,874 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8,760 | $404,099 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 15,332 | $401,554 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 149,805 | $401,477 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 74,804 | $400,203 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 35,248 | $399,712 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 36,465 | $399,292 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 115,900 | $396,378 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 72,200 | $395,656 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 32,322 | $394,649 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 142,810 | $394,156 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 101,327 | $393,149 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 19,128 | $392,967 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,600 | $392,904 | dollars as filed | put |
| LUTHER BURBANK CORP | 550550107 | COM | 41,400 | $392,472 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 29,859 | $392,049 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 48,958 | $390,195 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 81,605 | $389,256 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 63,092 | $387,385 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 32,066 | $386,393 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 15,331 | $386,034 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,151 | $385,898 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 8,773 | $385,735 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,949 | $384,676 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,612 | $383,458 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,523 | $383,247 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,107 | $382,715 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 38,540 | $382,317 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,078 | $381,951 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 27,661 | $380,065 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,938 | $379,404 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 377,061 | $375,628 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 39,650 | $375,301 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18,531 | $371,730 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 47,325 | $371,619 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,095 | $370,515 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 20,819 | $369,329 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 11,114 | $367,096 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 34,900 | $365,752 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,794 | $364,972 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 14,288 | $363,772 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,759 | $362,698 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 55,057 | $362,275 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 58,191 | $361,948 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 40,649 | $360,963 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,175 | $360,953 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 14,895 | $360,911 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 12,292 | $360,447 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,758 | $359,299 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 15,634 | $359,230 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 11,900 | $358,547 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 11,532 | $357,838 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 60,361 | $356,452 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,351 | $355,993 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 10,910 | $355,120 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 27,068 | $353,240 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 34,123 | $352,491 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 94,500 | $351,540 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 24,220 | $350,948 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,105 | $349,363 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 35,934 | $349,278 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 14,137 | $347,629 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 39,299 | $347,010 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 305,000 | $346,480 | dollars as filed | principal |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 7,922 | $346,355 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 16,344 | $344,695 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 12,200 | $344,528 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 10,381 | $343,935 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,835 | $343,675 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 79,439 | $341,587 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 83,612 | $341,137 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 56,684 | $339,538 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,145 | $338,958 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,125 | $338,939 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,700 | $337,184 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 3,381 | $336,781 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 5,977 | $336,564 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 13,027 | $336,487 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 32,641 | $331,959 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,962 | $329,211 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 7,136 | $328,706 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,256 | $327,407 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 33,428 | $327,260 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 34,805 | $326,819 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 32,195 | $326,135 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 11,893 | $325,398 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 58,466 | $325,198 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 80,776 | $324,720 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,140 | $323,618 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 10,780 | $323,508 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 18,991 | $321,516 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 5,814 | $320,177 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 10,020 | $319,545 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,917 | $318,694 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 46,685 | $318,193 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,311 | $317,603 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 9,185 | $316,607 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 26,617 | $314,895 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,393 | $314,736 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,866 | $314,124 | dollars as filed | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 2,910 | $312,301 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,222 | $312,167 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 13,277 | $311,877 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,417 | $310,573 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,070 | $309,180 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,718 | $307,955 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7,597 | $305,996 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 15,714 | $304,852 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 26,248 | $304,212 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,726 | $303,113 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 25,204 | $300,437 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 99,100 | $300,273 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,974 | $300,169 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,653 | $299,862 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 10,119 | $297,802 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 67,985 | $294,375 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,357 | $294,098 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 21,747 | $292,932 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,020 | $292,710 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 15,357 | $292,244 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 77 | $291,535 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,867 | $291,004 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 7,959 | $290,041 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,718 | $289,201 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,375 | $288,602 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 9,364 | $287,184 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 33,476 | $286,890 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 48,730 | $284,096 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,239 | $282,731 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 6,126 | $281,391 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 9,015 | $281,088 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 9,909 | $279,489 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 36,435 | $279,091 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 30,449 | $277,086 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 21,231 | $275,584 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 60,174 | $274,471 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 24,677 | $274,408 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,431 | $268,850 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 5,520 | $268,761 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 26,711 | $267,377 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 11,534 | $267,127 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,603 | $266,512 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,707 | $266,455 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,501 | $265,656 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 13,786 | $265,376 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 65,030 | $264,001 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,942 | $262,959 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 16,198 | $262,893 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,533 | $261,821 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,754 | $261,740 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 30,931 | $261,679 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,168 | $259,899 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 21,031 | $259,107 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,346 | $258,849 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,170 | $255,807 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,309 | $254,557 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 80,135 | $251,624 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 22,187 | $251,601 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 30,776 | $251,440 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,117 | $250,825 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 16,510 | $250,126 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 29,140 | $248,856 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 75,887 | $248,151 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 77,963 | $247,923 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,637 | $247,721 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 21,821 | $246,580 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 33,765 | $246,484 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 280,000 | $246,339 | dollars as filed | principal |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 22,255 | $245,696 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,800 | $245,364 | dollars as filed | put |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 7,717 | $244,628 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,744 | $244,613 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 17,445 | $244,230 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,900 | $244,180 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $240,392 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,418 | $237,455 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 8,671 | $234,568 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 16,059 | $234,456 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,988 | $234,204 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,118 | $234,130 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,000 | $234,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 8,873 | $233,271 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 8,373 | $231,672 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 11,641 | $230,725 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $229,393 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 18,764 | $228,168 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,718 | $227,445 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 7,237 | $227,098 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 32,746 | $226,602 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $225,524 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 31,567 | $225,388 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 7,523 | $224,022 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L623 | MOHR GROWTH ETF | 7,507 | $223,811 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,770 | $223,381 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,238 | $223,267 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 49,153 | $223,157 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 19,308 | $222,236 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 41,456 | $221,374 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 7,470 | $221,336 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 30,798 | $220,822 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,760 | $220,800 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 21,436 | $220,792 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 8,054 | $220,519 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 112,906 | $220,167 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,066 | $219,496 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,900 | $217,364 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 26,556 | $217,228 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,373 | $216,747 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 5,943 | $216,435 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,632 | $215,480 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,101 | $214,729 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 7,783 | $214,023 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 26,157 | $213,965 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,005 | $212,892 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,030 | $211,392 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 8,808 | $211,127 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 10,056 | $210,505 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 42,658 | $210,264 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 25,396 | $209,009 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 60,834 | $208,052 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 52,444 | $207,154 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,792 | $206,099 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 5,011 | $203,447 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 36,780 | $203,395 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,377,752 | $202,142 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 16,248 | $201,963 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,330 | $201,260 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,315 | $200,675 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 37,752 | $200,463 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 74,972 | $199,426 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 30,412 | $197,893 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 15,421 | $197,388 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 133,015 | $194,202 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 17,711 | $191,810 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 52,964 | $191,200 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 66,554 | $189,900 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 212,663 | $189,226 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,164 | $188,361 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 18,924 | $188,294 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 35,420 | $186,663 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,724 | $185,964 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 32,979 | $185,342 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,134 | $184,783 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,030 | $184,776 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,319 | $183,409 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,310 | $183,312 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 48,171 | $183,049 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 17,115 | $182,275 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 39,857 | $181,748 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,995 | $181,515 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,594 | $177,156 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 17,046 | $176,597 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,488 | $176,561 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 76,703 | $176,417 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 42,676 | $176,252 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,755 | $175,385 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 10,308 | $174,205 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 11,194 | $173,619 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 23,304 | $169,653 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,753 | $169,574 | dollars as filed | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,281 | $167,340 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,341 | $166,296 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 13,166 | $166,286 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,180 | $166,253 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 31,007 | $165,578 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 44,854 | $165,063 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,443 | $164,560 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 118,206 | $164,307 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 38,232 | $163,632 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,120 | $163,618 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 10,452 | $159,602 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 20,000 | $159,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 108,879 | $158,963 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 20,466 | $156,272 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,579 | $154,844 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 45,493 | $154,449 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 102,935 | $154,402 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 50,634 | $152,408 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 17,351 | $151,995 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 27,784 | $150,034 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,211 | $149,786 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 19,105 | $149,592 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 36,040 | $148,484 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 13,100 | $148,423 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,651 | $147,101 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 110,426 | $146,866 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,685 | $145,608 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 37,421 | $145,193 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 43,303 | $145,065 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 18,248 | $144,892 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,310 | $143,846 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 51,968 | $141,873 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 21,288 | $141,139 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 29,930 | $140,672 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 22,497 | $139,482 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 16,789 | $137,334 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,516 | $136,176 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,011 | $136,028 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $131,837 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 10,326 | $131,031 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 46,247 | $130,417 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 13,512 | $126,473 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 83,954 | $123,412 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,836 | $122,227 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 21,850 | $122,142 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 17,600 | $118,800 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,031 | $114,755 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 17,396 | $113,770 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,651 | $113,669 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,113 | $113,364 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,361 | $113,042 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,998 | $111,850 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 18,100 | $111,315 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 26,519 | $108,728 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 20,227 | $107,406 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 10,526 | $107,365 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,092 | $107,280 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 34,788 | $106,800 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 24,038 | $106,729 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 38,808 | $106,334 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 41,906 | $106,022 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 12,835 | $105,247 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,772 | $103,256 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 13,131 | $103,210 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 54,483 | $102,973 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 11,270 | $102,444 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 29,600 | $102,416 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 121,117 | $101,338 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,127 | $101,018 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 14,147 | $99,878 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 30,101 | $99,033 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 14,196 | $98,520 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 11,082 | $98,519 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,401 | $97,665 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 14,990 | $96,985 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,090 | $96,095 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,193 | $95,101 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 13,586 | $92,928 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,835 | $91,721 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 94,000 | $90,616 | dollars as filed | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 68,219 | $85,956 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 10,955 | $85,344 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,480 | $84,300 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 72,166 | $83,713 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 40,924 | $83,485 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,517 | $83,093 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,734 | $81,384 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,102 | $78,840 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 17,701 | $68,680 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 37,476 | $65,958 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 18,625 | $64,629 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 12,132 | $63,329 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 17,768 | $63,076 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,931 | $60,739 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 19,527 | $60,729 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 14,554 | $60,254 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 23,910 | $59,774 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,270 | $58,942 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,657 | $58,900 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,577 | $58,763 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 11,494 | $58,734 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,531 | $57,905 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 31,046 | $56,504 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 48,960 | $56,304 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 14,215 | $54,444 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 12,702 | $53,602 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 12,123 | $51,038 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 12,849 | $51,011 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 13,500 | $50,220 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 21,968 | $49,339 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 10,213 | $48,920 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 45,349 | $48,069 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 26,437 | $46,529 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 14,000 | $46,200 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 33,752 | $44,891 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,992 | $44,270 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 11,964 | $44,147 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 19,580 | $40,922 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 32,333 | $38,800 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,674 | $38,512 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,510 | $38,099 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 31,407 | $38,003 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,146 | $37,458 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,838 | $36,234 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 10,968 | $35,207 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 32,457 | $34,729 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 29,570 | $31,936 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 10,175 | $30,627 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 11,636 | $29,090 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 20,043 | $27,259 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 20,988 | $26,655 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 37,105 | $26,345 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 15,000 | $26,250 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 11,451 | $26,108 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 14,609 | $24,835 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 24,000 | $23,425 | dollars as filed | principal |
| INVITAE CORP | 46185L103 | COM | 13,583 | $18,337 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 14,217 | $17,914 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 12,775 | $17,246 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 22,050 | $17,139 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $16,350 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 10,500 | $15,855 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 42,400 | $15,027 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $15,007 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,150 | $14,606 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 13,000 | $14,300 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,354 | $14,022 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 44,000 | $13,996 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,721 | $13,901 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $13,160 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,636 | $12,018 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,500 | $10,954 | dollars as filed | |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 15,000 | $10,500 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,730 | $9,574 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,000 | $9,570 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 292,771 | $9,076 | dollars as filed | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 18,708 | $8,687 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 10,000 | $8,425 | dollars as filed | principal |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,519 | $7,922 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 12,750 | $7,563 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 21,105 | $7,421 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 10,458 | $7,342 | dollars as filed | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,500 | $5,911 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 25,500 | $5,618 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 36,762 | $4,952 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 15,140 | $4,911 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 13,510 | $4,094 | dollars as filed | |
| BIOCEPT INC | 09072V501 | COM | 11,602 | $3,945 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,800 | $2,528 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,865 | $1,355 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 35,000 | $1,298 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,486,677 | $853 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-005066 | this filing | 2023-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-23-005575 | base | 2023-05-22 | acceptance time not in the bulk data set |