13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 9,535 holding rows worth $273,643,423,216.
- Accession
- 0000950123-23-004598
- Filer
- CIK 1610520
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 18,413 entries on the cover page, a total value of $273,643,423,216 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,643,423,216 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 585,976 | $8,643,147 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 97,393 | $8,630,967 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 17,980 | $8,612,779 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 165,937 | $8,612,130 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 165,682 | $8,603,866 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 109,147 | $8,585,285 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 68,700 | $8,571,699 | dollars as filed | put |
| WAYFAIR INC | 94419L101 | CL A | 249,000 | $8,550,660 | dollars as filed | call |
| PVH CORPORATION COM | 693656100 | Stock | 95,554 | $8,519,595 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 166,043 | $8,511,364 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 153,307 | $8,508,539 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 500,197 | $8,503,349 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 41,600 | $8,500,544 | dollars as filed | call |
| TWILIO INC CL A | 90138F102 | Stock | 127,522 | $8,496,791 | dollars as filed | call |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 412,004 | $8,491,403 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 3,200 | $8,487,712 | dollars as filed | call |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 219,627 | $8,479,798 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 199,178 | $8,477,015 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 215,508 | $8,465,155 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 359,814 | $8,462,825 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 172,500 | $8,455,950 | dollars as filed | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 54,800 | $8,455,092 | dollars as filed | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 88,595 | $8,433,359 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 284,286 | $8,431,923 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 316,566 | $8,423,821 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 185,868 | $8,408,669 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 336,691 | $8,407,174 | dollars as filed | |
| RH | 74967X103 | COM | 34,500 | $8,402,475 | dollars as filed | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 27,400 | $8,398,100 | dollars as filed | put |
| SEMPRA COM | 816851109 | Stock | 55,500 | $8,389,380 | dollars as filed | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 167,389 | $8,374,472 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 125,388 | $8,367,141 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 158,871 | $8,343,905 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 892,566 | $8,318,715 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,663,681 | $8,318,405 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 756,335 | $8,304,558 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 177,181 | $8,299,158 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 289,738 | $8,286,507 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 133,768 | $8,284,252 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 787,084 | $8,280,124 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,266,064 | $8,280,059 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 172,182 | $8,275,067 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 82,901 | $8,273,519 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 331,500 | $8,270,925 | dollars as filed | put |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 397,189 | $8,269,475 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 63,525 | $8,265,873 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 122,200 | $8,257,054 | dollars as filed | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 158,237 | $8,254,750 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 510,000 | $8,246,700 | dollars as filed | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 25,063 | $8,238,208 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 70,900 | $8,237,162 | dollars as filed | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 82,176 | $8,233,213 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 48,000 | $8,224,320 | dollars as filed | put |
| COGNEX CORP | 192422103 | COM | 165,830 | $8,216,878 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 624,709 | $8,189,935 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 315,600 | $8,174,040 | dollars as filed | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 236,317 | $8,160,026 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 363,116 | $8,153,407 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 444,265 | $8,152,263 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 1,011,670 | $8,133,827 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 222,555 | $8,123,258 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 191,257 | $8,074,870 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 257,680 | $8,073,114 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 286,844 | $8,066,053 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 698,076 | $8,055,797 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 41,327 | $8,052,567 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 40,104 | $8,033,634 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 204,881 | $8,025,189 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 85,688 | $8,021,253 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 149,664 | $8,017,502 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 107,300 | $8,016,383 | dollars as filed | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 139,410 | $8,007,710 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 426,608 | $7,994,634 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 158,456 | $7,986,182 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 354,907 | $7,960,564 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 227,001 | $7,951,845 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 157,619 | $7,948,726 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 187,242 | $7,942,805 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 385,547 | $7,942,268 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 52,500 | $7,935,900 | dollars as filed | put |
| BADGER METER INC COM | 056525108 | Stock | 65,119 | $7,932,797 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 105,217 | $7,915,475 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 901,216 | $7,903,664 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 200,000 | $7,894,000 | dollars as filed | put |
| ATI INC COM | 01741R102 | Stock | 200,048 | $7,893,894 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 91,200 | $7,888,800 | dollars as filed | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 439,724 | $7,884,251 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 187,160 | $7,855,105 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 88,383 | $7,846,643 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 245,800 | $7,843,478 | dollars as filed | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 55,200 | $7,832,328 | dollars as filed | call |
| PREMIER INC | 74051N102 | CL A | 241,657 | $7,822,437 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 402,727 | $7,816,931 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 295,001 | $7,814,577 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 461,487 | $7,812,974 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,200 | $7,810,616 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 158,630 | $7,796,664 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 36,158 | $7,793,134 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 33,278 | $7,776,404 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 169,797 | $7,775,005 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 269,106 | $7,770,435 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 242,098 | $7,768,925 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 1,264,189 | $7,762,120 | dollars as filed | |
| IVLU | 46435G409 | COM | 312,883 | $7,756,369 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 491,017 | $7,748,248 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 423,700 | $7,743,118 | dollars as filed | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 243,755 | $7,739,221 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 1,552,511 | $7,731,505 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 208,300 | $7,721,681 | dollars as filed | call |
| PROVENTION BIO INC | 74374N102 | COM | 320,038 | $7,712,916 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 27,000 | $7,707,690 | dollars as filed | put |
| Stryker Corporation | 863667101 | COM | 27,000 | $7,707,690 | dollars as filed | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 10,967 | $7,706,401 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 25,100 | $7,693,150 | dollars as filed | call |
| ALKERMES PLC | G01767105 | SHS | 272,900 | $7,693,051 | dollars as filed | call |
| RLI CORP COM | 749607107 | Stock | 57,850 | $7,688,844 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 30,500 | $7,687,220 | dollars as filed | put |
| DOORDASH INC CL A | 25809K105 | Stock | 120,800 | $7,678,048 | dollars as filed | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 848,727 | $7,672,492 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 79,624 | $7,659,829 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 186,910 | $7,655,834 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 33,540 | $7,641,754 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 1,000,000 | $7,610,000 | dollars as filed | call |
| ALCOA CORP COM | 013872106 | Stock | 178,700 | $7,605,472 | dollars as filed | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 299,342 | $7,603,286 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 513,915 | $7,600,803 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,373,239 | $7,594,012 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 53,265 | $7,593,459 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 76,821 | $7,592,219 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 62,946 | $7,584,993 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 82,723 | $7,582,391 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 106,411 | $7,580,720 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 53,955 | $7,579,599 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 122,226 | $7,571,901 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 100,700 | $7,567,605 | dollars as filed | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 70,832 | $7,559,900 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,038,209 | $7,558,162 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 145,827 | $7,545,089 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 419,851 | $7,540,524 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 232,397 | $7,538,959 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 400,433 | $7,532,145 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 153,355 | $7,531,264 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 438,500 | $7,529,045 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 102,031 | $7,516,624 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 93,100 | $7,509,446 | dollars as filed | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 173,499 | $7,498,626 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 30,923 | $7,491,406 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 179,132 | $7,484,135 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 225,262 | $7,462,930 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 297,059 | $7,417,563 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 123,441 | $7,410,163 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 64,161 | $7,402,896 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 361,582 | $7,401,584 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,264 | $7,368,030 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 88,797 | $7,366,599 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 58,253 | $7,365,509 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 10,810 | $7,358,475 | dollars as filed | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 208,491 | $7,347,223 | dollars as filed | |
| CRH PLC ADS | 12626K203 | ADR | 143,861 | $7,318,209 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 129,900 | $7,314,669 | dollars as filed | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 205,192 | $7,306,887 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 144,679 | $7,300,503 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 690,466 | $7,298,225 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 51,781 | $7,287,140 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 145,597 | $7,274,026 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,299,502 | $7,264,216 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 134,177 | $7,258,976 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 255,123 | $7,258,250 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 814,189 | $7,254,424 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 125,940 | $7,249,106 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 62,300 | $7,238,014 | dollars as filed | put |
| COTY INC | 222070203 | COM CL A | 600,000 | $7,236,000 | dollars as filed | put |
| RANGE RES CORP COM | 75281A109 | Stock | 272,739 | $7,219,401 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 38,418 | $7,208,754 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 138,646 | $7,191,568 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,130,413 | $7,189,427 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 99,499 | $7,188,803 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 300,000 | $7,188,000 | dollars as filed | put |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 489,539 | $7,181,537 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 294,953 | $7,173,257 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,226,140 | $7,172,919 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 199,437 | $7,153,805 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 61,242 | $7,145,105 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 420,409 | $7,125,933 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 486,087 | $7,111,453 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 26,525 | $7,111,087 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 110,764 | $7,108,834 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 26,573 | $7,108,012 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 139,734 | $7,099,884 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 162,378 | $7,094,295 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 188,300 | $7,093,261 | dollars as filed | call |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 458,779 | $7,088,136 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 642,471 | $7,080,031 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 288,747 | $7,071,414 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 27,496 | $7,067,847 | dollars as filed | |
| TANGER INC | 875465106 | COM | 359,399 | $7,055,003 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 191,752 | $7,054,556 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 77,800 | $7,052,570 | dollars as filed | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 77,800 | $7,052,570 | dollars as filed | call |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 299,701 | $7,051,965 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 105,683 | $7,041,659 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,102,233 | $7,021,224 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 323,129 | $7,018,362 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 86,949 | $7,008,959 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 554,234 | $6,999,975 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 66,968 | $6,998,826 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 304,779 | $6,988,583 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 77,044 | $6,986,350 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 312,500 | $6,971,875 | dollars as filed | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 329,466 | $6,961,616 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 70,000 | $6,955,900 | dollars as filed | put |
| EQT CORP COM | 26884L109 | Stock | 217,855 | $6,951,753 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 30,340 | $6,944,523 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,691,971 | $6,937,082 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 143,566 | $6,922,753 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 185,000 | $6,915,300 | dollars as filed | put |
| ServiceNow,Inc. | 81762P102 | COM | 14,870 | $6,910,386 | dollars as filed | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 101,827 | $6,908,962 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 104,364 | $6,883,850 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 174,100 | $6,875,209 | dollars as filed | call |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 48,121 | $6,869,273 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 30,000 | $6,867,900 | dollars as filed | put |
| ZHIHU INC | 98955N108 | ADR | 5,406,929 | $6,866,800 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 98,000 | $6,860,000 | dollars as filed | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 94,500 | $6,850,305 | dollars as filed | call |
| MATSON INC COM | 57686G105 | Stock | 114,738 | $6,846,416 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 67,800 | $6,842,376 | dollars as filed | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 179,119 | $6,840,554 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 107,921 | $6,838,954 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 251,086 | $6,786,855 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 173,227 | $6,785,302 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 180,400 | $6,775,824 | dollars as filed | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 453,808 | $6,775,354 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 573,615 | $6,745,713 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11,700 | $6,743,529 | dollars as filed | put |
| TAPESTRY INC COM | 876030107 | Stock | 156,400 | $6,742,404 | dollars as filed | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 500,000 | $6,725,000 | dollars as filed | put |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 290,972 | $6,715,634 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 245,000 | $6,708,100 | dollars as filed | put |
| TRI CONTL CORP | 895436103 | COM | 252,339 | $6,699,600 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 114,740 | $6,690,375 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 589,857 | $6,688,979 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 95,920 | $6,684,665 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 411,361 | $6,680,503 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 26,535 | $6,667,715 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 580,100 | $6,665,349 | dollars as filed | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 46,613 | $6,663,795 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 154,575 | $6,663,728 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 40,305 | $6,663,223 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 165,559 | $6,645,538 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 53,200 | $6,642,020 | dollars as filed | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 87,096 | $6,641,071 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 70,234 | $6,632,899 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 104,644 | $6,618,733 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 71,302 | $6,589,730 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 346,261 | $6,589,347 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 750,000 | $6,570,000 | dollars as filed | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 197,517 | $6,569,415 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 550,861 | $6,566,263 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 219,136 | $6,560,932 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 752,380 | $6,560,754 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 121,000 | $6,559,410 | dollars as filed | put |
| LIFE STORAGE INC | 53223X107 | COM | 50,000 | $6,554,500 | dollars as filed | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 816,856 | $6,534,848 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 558,328 | $6,532,438 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 122,479 | $6,515,883 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 70,483 | $6,509,104 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 242,132 | $6,506,087 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 100,000 | $6,506,000 | dollars as filed | put |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 255,781 | $6,494,280 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 737,016 | $6,493,111 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 586,581 | $6,487,586 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 672,100 | $6,465,602 | dollars as filed | put |
| MERCADOLIBREINC | 58733R102 | STOK | 4,900 | $6,458,494 | dollars as filed | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 41,600 | $6,453,408 | dollars as filed | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 506,925 | $6,453,155 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 253,181 | $6,445,988 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 76,129 | $6,443,559 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 109,617 | $6,437,807 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 114,074 | $6,434,914 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 387,670 | $6,427,569 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 41,589 | $6,427,164 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 28,000 | $6,423,760 | dollars as filed | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,214,136 | $6,410,637 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,994 | $6,408,666 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 409,207 | $6,408,182 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 61,400 | $6,403,406 | dollars as filed | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 44,923 | $6,397,934 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 271,993 | $6,391,836 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 354,900 | $6,391,749 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 57,973 | $6,383,987 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 29,433 | $6,381,958 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 204,502 | $6,366,147 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 101,101 | $6,359,253 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 29,291 | $6,340,330 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 120,191 | $6,334,066 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 257,216 | $6,332,658 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 87,613 | $6,323,907 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 432,318 | $6,307,520 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 246,738 | $6,306,624 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 51,814 | $6,297,991 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 729,590 | $6,267,178 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 154,500 | $6,266,520 | dollars as filed | call |
| KFORCE INC COM | 493732101 | Stock | 99,000 | $6,260,760 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 231,821 | $6,254,530 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 335,172 | $6,254,309 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 145,427 | $6,251,907 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 268,941 | $6,247,499 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 107,915 | $6,243,962 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 113,707 | $6,233,418 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 55,697 | $6,226,367 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 106,676 | $6,224,544 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 111,847 | $6,207,509 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 108,000 | $6,200,280 | dollars as filed | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 269,765 | $6,191,107 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 235,828 | $6,188,127 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 30,412 | $6,169,987 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 218,014 | $6,156,715 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 39,743 | $6,154,204 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 49,300 | $6,151,161 | dollars as filed | call |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 414,652 | $6,149,289 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 240,577 | $6,141,931 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 209,484 | $6,131,597 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 99,071 | $6,130,513 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 130,522 | $6,118,872 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 182,762 | $6,098,768 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 66,700 | $6,087,042 | dollars as filed | put |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 185,909 | $6,082,943 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 35,500 | $6,082,570 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 306,001 | $6,077,180 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 68,382 | $6,075,741 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 192,800 | $6,074,164 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 305,356 | $6,070,477 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 100,135 | $6,067,180 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 62,687 | $6,063,086 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 520,852 | $6,062,717 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 115,694 | $6,061,209 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 75,000 | $6,049,500 | dollars as filed | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,075 | $6,043,923 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 376,999 | $6,031,984 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 126,414 | $6,023,627 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 178,283 | $6,017,051 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 345,749 | $6,016,033 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 67,334 | $6,008,887 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 212,659 | $5,994,857 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 106,099 | $5,989,289 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 300,414 | $5,987,251 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 57,400 | $5,986,246 | dollars as filed | put |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 363,210 | $5,982,068 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 121,400 | $5,951,028 | dollars as filed | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 36,045 | $5,949,227 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 72,748 | $5,934,782 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 199,068 | $5,934,018 | dollars as filed | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 297,393 | $5,906,225 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 166,060 | $5,901,772 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 89,756 | $5,897,867 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 61,799 | $5,891,298 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 130,850 | $5,889,559 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 45,228 | $5,880,545 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,303 | $5,876,177 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 47,547 | $5,874,907 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 154,587 | $5,869,669 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 70,000 | $5,864,600 | dollars as filed | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 220,100 | $5,863,464 | dollars as filed | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 343,713 | $5,856,870 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 159,276 | $5,847,022 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 711,245 | $5,846,434 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 253,163 | $5,845,534 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 228,807 | $5,832,291 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 100,000 | $5,827,000 | dollars as filed | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 310,429 | $5,823,648 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 76,900 | $5,820,561 | dollars as filed | put |
| EVERFORTH INC COM | 00191U102 | Stock | 70,307 | $5,812,280 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 144,325 | $5,809,081 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 330,000 | $5,794,800 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 70,224 | $5,790,250 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 953,379 | $5,787,010 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 40,760 | $5,775,285 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 709,472 | $5,768,007 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 184,083 | $5,763,639 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 60,155 | $5,761,645 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 163,518 | $5,755,834 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 35,600 | $5,748,688 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 697,800 | $5,735,916 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 218,618 | $5,725,605 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 27,000 | $5,724,000 | dollars as filed | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 187,505 | $5,722,653 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 481,545 | $5,715,939 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 116,801 | $5,711,569 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 78,508 | $5,699,680 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 495,565 | $5,698,998 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 97,554 | $5,698,129 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 153,133 | $5,698,079 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 50,900 | $5,696,219 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 392,232 | $5,695,209 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 4,697,769 | $5,684,300 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,244,333 | $5,674,158 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 110,454 | $5,661,872 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 309,340 | $5,660,922 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 345,750 | $5,659,928 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 121,639 | $5,639,184 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 54,706 | $5,636,358 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 365,892 | $5,634,737 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 416,045 | $5,616,608 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 214,473 | $5,612,757 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,700 | $5,590,789 | dollars as filed | call |
| THE ODP CORP | 88337F105 | COM | 124,292 | $5,590,654 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 38,002 | $5,576,795 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 167,305 | $5,567,911 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 77,884 | $5,565,279 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 116,900 | $5,555,088 | dollars as filed | call |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 92,400 | $5,548,620 | dollars as filed | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 248,689 | $5,543,277 | dollars as filed | |
| KBHOME | 48666K109 | COM | 137,800 | $5,536,804 | dollars as filed | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,110,071 | $5,528,386 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 34,200 | $5,522,616 | dollars as filed | call |
| MCGRATH RENTCORP | 580589109 | COM | 59,169 | $5,521,060 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 62,059 | $5,516,424 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 20,300 | $5,515,307 | dollars as filed | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 30,081 | $5,513,847 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 26,000 | $5,512,000 | dollars as filed | call |
| MOELIS & CO | 60786M105 | CL A | 143,341 | $5,510,028 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $5,508,000 | dollars as filed | put |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $5,508,000 | dollars as filed | call |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 185,295 | $5,490,290 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 19,700 | $5,490,193 | dollars as filed | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 539,826 | $5,490,030 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 194,342 | $5,472,671 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 59,708 | $5,471,223 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 280,344 | $5,469,511 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 418,827 | $5,465,692 | dollars as filed | |
| WEX INC | 96208T104 | COM | 29,679 | $5,457,672 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 160,216 | $5,440,936 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 203,173 | $5,438,941 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 122,213 | $5,429,924 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 51,945 | $5,426,694 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 103,536 | $5,426,322 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 88,000 | $5,426,080 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 133,259 | $5,418,311 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 65,780 | $5,413,694 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 105,936 | $5,406,974 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 122,414 | $5,404,578 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 78,872 | $5,398,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 690,648 | $5,393,961 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 85,000 | $5,390,700 | dollars as filed | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 40,554 | $5,383,949 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 168,663 | $5,380,350 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 85,457 | $5,363,965 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 36,444 | $5,353,988 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 175,537 | $5,350,367 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 511,066 | $5,340,640 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 94,811 | $5,338,807 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 300,528 | $5,337,377 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 70,096 | $5,336,409 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 341,984 | $5,328,111 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 134,100 | $5,322,429 | dollars as filed | put |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 102,610 | $5,320,329 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 233,382 | $5,318,775 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 57,128 | $5,309,476 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 186,753 | $5,300,051 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30,178 | $5,289,509 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 53,109 | $5,285,886 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 295,945 | $5,276,699 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 78,000 | $5,270,460 | dollars as filed | call |
| GENTEX CORP COM | 371901109 | Stock | 188,005 | $5,269,780 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 220,000 | $5,264,600 | dollars as filed | call |
| Lowes Companies,Inc. | 548661107 | COM | 26,300 | $5,259,211 | dollars as filed | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 139,616 | $5,256,542 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 36,124 | $5,255,681 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 79,511 | $5,254,087 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 173,002 | $5,252,341 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 143,384 | $5,250,722 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 40,000 | $5,246,000 | dollars as filed | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 191,872 | $5,245,781 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 820,831 | $5,245,110 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 140,000 | $5,233,200 | dollars as filed | call |
| DENBURY INC | 24790A101 | COM | 59,715 | $5,232,825 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 161,702 | $5,229,442 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 220,000 | $5,225,000 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 111,349 | $5,223,382 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 71,150 | $5,208,180 | dollars as filed | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 162,192 | $5,207,986 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 89,696 | $5,204,879 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 129,069 | $5,189,864 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 117,154 | $5,184,065 | dollars as filed | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 36,537 | $5,181,312 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 346,248 | $5,162,558 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 495,709 | $5,155,374 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 81,100 | $5,153,905 | dollars as filed | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 148,453 | $5,151,319 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 35,140 | $5,147,659 | dollars as filed | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 282,025 | $5,141,315 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 16,698 | $5,137,641 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,744,324 | $5,131,886 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 302,541 | $5,131,096 | dollars as filed | |
| Linde plc | G54950103 | COM | 14,400 | $5,118,336 | dollars as filed | call |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 147,483 | $5,114,710 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 61,058 | $5,108,967 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 52,001 | $5,096,098 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,037,706 | $5,095,136 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-004598 | this filing | 2023-05-12 | acceptance time not in the bulk data set |