13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 9,535 holding rows worth $273,643,423,216.
- Accession
- 0000950123-23-004598
- Filer
- CIK 1610520
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 18,413 entries on the cover page, a total value of $273,643,423,216 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,643,423,216 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 1,100 | $11,473 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 7,536 | $11,454 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,639 | $11,453 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M133 | UNIT 03/02/2029 | 1,100 | $11,451 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 20,734 | $11,424 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,752 | $11,388 | dollars as filed | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 25,856 | $11,377 | dollars as filed | |
| TIDAL ETF TR | 886364736 | SOFI WEEKLY DIVI | 246 | $11,373 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 6,017 | $11,372 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 12,092 | $11,366 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 500 | $11,361 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,073 | $11,349 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 5,449 | $11,334 | dollars as filed | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 6,777 | $11,318 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 2,846 | $11,310 | dollars as filed | |
| BONE BIOLOGICS CORP | 098070303 | COM | 43,653 | $11,306 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 16,286 | $11,302 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 9,740 | $11,298 | dollars as filed | |
| PONO CAP THREE INC | G71704129 | UNIT 01/11/2028 | 1,099 | $11,276 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 14,000 | $11,263 | dollars as filed | principal |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 22,459 | $11,230 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 6,599 | $11,218 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 4,000 | $11,200 | dollars as filed | |
| SECOO HLDG LTD | 81367P200 | ADR | 18,656 | $11,194 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 10,556 | $11,189 | dollars as filed | |
| EA SERIES TRUST | 02072L573 | STRIVE SML CAP | 442 | $11,187 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 1,100 | $11,165 | dollars as filed | |
| GD CULTURE GROUP LTD | 19200A204 | CMN | 4,312 | $11,125 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 7,448 | $11,098 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 391 | $11,097 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 2,063 | $11,078 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 500 | $11,075 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,805 | $11,048 | dollars as filed | |
| FIRST WAVE BIOPHARMA INC | 33749P309 | COM | 4,106 | $11,004 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,557 | $10,995 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 14,085 | $10,986 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 9,150 | $10,979 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 4,788 | $10,965 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 1,094 | $10,956 | dollars as filed | |
| MEI PHARMA INC | 55279B202 | COM NEW | 47,769 | $10,939 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,772 | $10,922 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 14,070 | $10,918 | dollars as filed | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 4,043 | $10,916 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 15,563 | $10,894 | dollars as filed | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 27,097 | $10,893 | dollars as filed | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 1,060 | $10,876 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,720 | $10,847 | dollars as filed | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 4,753 | $10,837 | dollars as filed | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 630 | $10,812 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 939 | $10,799 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 2,671 | $10,791 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,979 | $10,740 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 6,171 | $10,738 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 1,283 | $10,726 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 2,764 | $10,724 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 542 | $10,688 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 1,030 | $10,681 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 20,252 | $10,673 | dollars as filed | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 14,595 | $10,669 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 600 | $10,668 | dollars as filed | put |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 674 | $10,656 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 1,400 | $10,654 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 409 | $10,650 | dollars as filed | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 837 | $10,647 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 455 | $10,646 | dollars as filed | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 999 | $10,589 | dollars as filed | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 3,000 | $10,575 | dollars as filed | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 504 | $10,570 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 79,909 | $10,549 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 12,000 | $10,537 | dollars as filed | principal |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 1,013 | $10,535 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 274 | $10,524 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 461 | $10,520 | dollars as filed | |
| CASCADIA ACQUISITION CORP | 14739D100 | COM | 1,017 | $10,516 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C103 | COMMON STOCK | 2,681 | $10,483 | dollars as filed | |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 28,755 | $10,467 | dollars as filed | |
| EBET INC | 278700109 | COM | 25,450 | $10,460 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 231 | $10,453 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,905 | $10,434 | dollars as filed | |
| QUALIGEN THERAPEUTICS INC | 74754R202 | COMMON | 11,277 | $10,431 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 40,890 | $10,427 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 6,056 | $10,416 | dollars as filed | |
| TIMBER PHARMACEUTICALS INC | 887080208 | COM | 6,123 | $10,409 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 500 | $10,400 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 1,000 | $10,400 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 1,000 | $10,380 | dollars as filed | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 1,337 | $10,375 | dollars as filed | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 70,520 | $10,366 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 543 | $10,360 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 2,814 | $10,356 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 1,136 | $10,326 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 1,012 | $10,322 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 295 | $10,319 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 267 | $10,288 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N801 | WEALTHTRUST DBS | 500 | $10,276 | dollars as filed | |
| STRATEGY SHS | 86280R860 | DAY HAGAN SMART | 469 | $10,242 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 11,246 | $10,234 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 195 | $10,212 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 2,504 | $10,191 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 1,000 | $10,190 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 841 | $10,176 | dollars as filed | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 109,373 | $10,172 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $10,138 | dollars as filed | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,663 | $10,119 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A858 | DLY AMZN BULL 2X | 595 | $10,103 | dollars as filed | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 979 | $10,093 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 1,000 | $10,090 | dollars as filed | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 16,012 | $10,088 | dollars as filed | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 30,427 | $10,071 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 388 | $10,065 | dollars as filed | |
| NULL | 84862C203 | NULL | 6,130 | $10,053 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 2,904 | $10,048 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 847 | $10,045 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 11,014 | $10,023 | dollars as filed | |
| APOLLOMICS INC | G0411D107 | COM | 414 | $10,019 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 20,546 | $10,006 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 100 | $9,980 | dollars as filed | call |
| ASYMMETRIC ETFS TRUST | 04651A309 | SMART INCOME ETF | 440 | $9,943 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 934 | $9,937 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 9,116 | $9,936 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 4,691 | $9,851 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 67,419 | $9,843 | dollars as filed | |
| FORZA X1 INC | 34988N104 | COM | 7,998 | $9,838 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 195 | $9,818 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,419 | $9,805 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 2,606 | $9,799 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 466 | $9,791 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 428 | $9,737 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,522 | $9,735 | dollars as filed | |
| GEOVAX LABS INC | 373678507 | COM | 14,599 | $9,708 | dollars as filed | |
| WETRADE GROUP INC | 961884103 | CMN | 37,755 | $9,703 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 3,299 | $9,699 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 961 | $9,677 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 615 | $9,668 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 3,254 | $9,664 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J208 | COM | 5,043 | $9,657 | dollars as filed | |
| BEAMR IMAGING LTD | M1R79L104 | ORDINARY SHS | 4,843 | $9,638 | dollars as filed | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 495 | $9,635 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 600 | $9,618 | dollars as filed | call |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 9,520 | $9,615 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 28,439 | $9,612 | dollars as filed | |
| PROSHARES TR | 74347G598 | ULTRASHORT INDL | 662 | $9,606 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,312 | $9,604 | dollars as filed | |
| ATENTO S A | L0427L204 | CMN | 4,610 | $9,593 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 214 | $9,570 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 284 | $9,515 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 725 | $9,512 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 2,399 | $9,500 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 923 | $9,498 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 2,801 | $9,495 | dollars as filed | |
| Avantis Responsible Emerging Mkts Eq ETF | 025072315 | SHS | 212 | $9,494 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 564 | $9,492 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 400 | $9,474 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 8,933 | $9,460 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 4,547 | $9,457 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 910 | $9,455 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 910 | $9,437 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 10,000 | $9,420 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 246 | $9,416 | dollars as filed | |
| BONDBLOXX ETF TR BB RATED USD HIGH YIELD CORP BD | 09789C705 | ETF | 237 | $9,414 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 7,169 | $9,391 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,813 | $9,386 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 745 | $9,350 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 9,336 | $9,336 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 896 | $9,318 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 2,051 | $9,209 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 1,280 | $9,203 | dollars as filed | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 6,391 | $9,203 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 5,786 | $9,199 | dollars as filed | |
| Surrozen, Inc. | 86889P109 | COM | 15,250 | $9,181 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,796 | $9,178 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 11,000 | $9,167 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 11,000 | $9,163 | dollars as filed | principal |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 411 | $9,146 | dollars as filed | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 399 | $9,117 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 930 | $9,040 | dollars as filed | |
| OCULIS HOLDING AG | H5870P102 | CMN | 1,212 | $9,005 | dollars as filed | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 138 | $8,977 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 10,318 | $8,977 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 611 | $8,921 | dollars as filed | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 247,787 | $8,920 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 847 | $8,910 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,601 | $8,905 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522122 | UNIT 11/12/2026 | 860 | $8,901 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 11,000 | $8,897 | dollars as filed | principal |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 900 | $8,883 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 3,428 | $8,879 | dollars as filed | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 6,388 | $8,879 | dollars as filed | |
| Lixte Biotech HLDG | 539319202 | COM | 10,722 | $8,867 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 5,318 | $8,850 | dollars as filed | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 875 | $8,846 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 17,920 | $8,835 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 13,057 | $8,827 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 2,530 | $8,817 | dollars as filed | |
| YOSHIHARU GLOBAL CO | 98740Y104 | COM CL A | 6,074 | $8,807 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 300 | $8,806 | dollars as filed | |
| LISTED FD TR | 53656F177 | MERK STAGFLATION | 390 | $8,806 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 6,201 | $8,805 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 852 | $8,801 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 4,825 | $8,782 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 536 | $8,769 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1,776 | $8,766 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16,431 | $8,758 | dollars as filed | |
| LISTED FDS TR | 53656F219 | PREFERRED PLUS | 976 | $8,751 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 264 | $8,747 | dollars as filed | |
| KRANESHARES TR | 500767520 | GLOBAL CARBON TR | 350 | $8,696 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,310 | $8,685 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 845 | $8,636 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 175 | $8,624 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 5,063 | $8,607 | dollars as filed | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 247 | $8,565 | dollars as filed | |
| NIGHTSHARES 2000 ETF | 90470L477 | ETF | 314 | $8,564 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 1,895 | $8,546 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 5,546 | $8,540 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 9,000 | $8,528 | dollars as filed | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 53,236 | $8,518 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 4,476 | $8,504 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 3,321 | $8,502 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 10,000 | $8,475 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 383 | $8,472 | dollars as filed | |
| XWELL INC COM NEW | 98420U703 | Stock | 23,434 | $8,460 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 11,000 | $8,437 | dollars as filed | principal |
| PROTERRA INC | 74374T109 | COM | 5,548 | $8,433 | dollars as filed | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 58,046 | $8,417 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 11,000 | $8,415 | dollars as filed | principal |
| BITVENTURES LTD | 44951X104 | SPON ADS | 1,265 | $8,412 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,608 | $8,410 | dollars as filed | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 14,492 | $8,406 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 22,531 | $8,404 | dollars as filed | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 89 | $8,388 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 4,089 | $8,382 | dollars as filed | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 47,613 | $8,380 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 2,528 | $8,315 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 7,000 | $8,295 | dollars as filed | principal |
| SHUAA PARTNERS ACQUISTN CORP | G81173109 | CLASS A ORD SHS | 790 | $8,287 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 272 | $8,275 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212203 | UNIT 03/25/2028 | 800 | $8,272 | dollars as filed | |
| KALERA PUBLIC LIMITED CO | G52251124 | COMMON | 2,432 | $8,269 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505673 | ETC 6 SMALL CAP | 198 | $8,258 | dollars as filed | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,681 | $8,257 | dollars as filed | |
| KRANESHARES TRUST | 500767496 | S&P PAN ASIA DIV | 313 | $8,246 | dollars as filed | |
| BON NATURAL LIFE LIMITED | G14492105 | COMMON | 5,806 | $8,245 | dollars as filed | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 806 | $8,221 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 306 | $8,204 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 262 | $8,192 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 800 | $8,192 | dollars as filed | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 4,762 | $8,191 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 2,915 | $8,191 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,012 | $8,175 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 4,566 | $8,173 | dollars as filed | |
| HURCO CO | 447324104 | COM | 322 | $8,153 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 800 | $8,120 | dollars as filed | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 23,510 | $8,111 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 802 | $8,108 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y204 | UNIT 01/30/2028 | 782 | $8,102 | dollars as filed | |
| NEUROBO PHARMACEUTICALS INC | 64132R206 | COM NEW | 11,395 | $8,090 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 301 | $8,067 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 125 | $8,055 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 987 | $8,044 | dollars as filed | |
| HAMMERHEAD ENERGY INC | 408302107 | CLASS A COM | 1,035 | $8,026 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 5,414 | $8,013 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 800 | $8,000 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 25,113 | $7,986 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 2,448 | $7,981 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 332 | $7,977 | dollars as filed | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 3,206 | $7,951 | dollars as filed | |
| OLB Group Inc | 67086U307 | COM | 7,791 | $7,947 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 652 | $7,941 | dollars as filed | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 2,486 | $7,930 | dollars as filed | |
| ETAO INTERNATIONAL CO LTD | G31363107 | COM | 4,960 | $7,886 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 4,043 | $7,884 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 9,000 | $7,871 | dollars as filed | principal |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 4,068 | $7,851 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 407 | $7,829 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 11,538 | $7,823 | dollars as filed | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 23,922 | $7,822 | dollars as filed | |
| MAGIC EMPIRE GLOBAL LTD | G5865E105 | COM | 5,114 | $7,773 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L107 | COM | 720 | $7,765 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 9,721 | $7,757 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,007 | $7,738 | dollars as filed | |
| AKANDA CORP | 00971M205 | COM NEW | 7,938 | $7,700 | dollars as filed | |
| ONFOLIO HOLDINGS INC | 68277K207 | COM NEW | 4,811 | $7,698 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 702 | $7,694 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 9,272 | $7,687 | dollars as filed | |
| Histogen Inc Ordinary Shares | 43358Y202 | COM | 6,341 | $7,673 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,600 | $7,668 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,414 | $7,650 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 29,406 | $7,646 | dollars as filed | |
| PERFORMANCE SHIPPING INC | Y67305154 | FOREIGN | 9,905 | $7,627 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 315 | $7,620 | dollars as filed | |
| BARCLAYS BK PLC | 06746P464 | FUND | 113 | $7,603 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 324 | $7,603 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 350 | $7,599 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,738 | $7,588 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,374 | $7,584 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 21,414 | $7,559 | dollars as filed | |
| NANO LABS LTD | 63011A102 | ADR | 7,260 | $7,550 | dollars as filed | |
| KINTARA THERAPEUTICS INC | 49720K200 | COM NEW | 2,139 | $7,548 | dollars as filed | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 2,088 | $7,517 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 5,207 | $7,498 | dollars as filed | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 227 | $7,496 | dollars as filed | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 700 | $7,448 | dollars as filed | |
| IMAC HLDGS INC | 44967K104 | COM | 52,014 | $7,438 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 380 | $7,437 | dollars as filed | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 6,580 | $7,435 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 337 | $7,431 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 1,445 | $7,427 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 400 | $7,400 | dollars as filed | call |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 223 | $7,388 | dollars as filed | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 780 | $7,379 | dollars as filed | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K100 | COM | 700 | $7,371 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 8,982 | $7,366 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 36,207 | $7,350 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 306 | $7,335 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 2,256 | $7,332 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 6,431 | $7,331 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 334 | $7,315 | dollars as filed | |
| LICHEN CHINA LTD | G5479G108 | CL A ORD SHS | 3,466 | $7,313 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 10,000 | $7,310 | dollars as filed | principal |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 250 | $7,310 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 2,677 | $7,308 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 7,000 | $7,301 | dollars as filed | principal |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 695 | $7,298 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 5,245 | $7,291 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 7,835 | $7,287 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 2,698 | $7,285 | dollars as filed | |
| CHANSON INTL HLDG | G2104U107 | CLASS A ORD | 3,444 | $7,267 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 22,419 | $7,264 | dollars as filed | |
| J & FRIENDS HOLDINGS LTD | 72352G206 | SPONSORED ADS | 6,602 | $7,262 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,677 | $7,261 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 169 | $7,237 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 6,883 | $7,227 | dollars as filed | |
| PROSHARES TR | 74347G317 | SUPPLY CHAIN LOG | 190 | $7,220 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212104 | COM | 700 | $7,203 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 6,669 | $7,203 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 12,186 | $7,202 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 7,000 | $7,193 | dollars as filed | principal |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 700 | $7,189 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875104 | ORDINARY SHARES | 1,758 | $7,173 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 700 | $7,168 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 700 | $7,168 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 210 | $7,160 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 461 | $7,136 | dollars as filed | |
| APPTECH PMTS CORP | 03834B309 | COM | 4,781 | $7,124 | dollars as filed | |
| AURORA MOBILE LTD | 051857100 | ADS | 12,177 | $7,124 | dollars as filed | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 93 | $7,093 | dollars as filed | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 215 | $7,090 | dollars as filed | |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 16,186 | $7,089 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 1,391 | $7,080 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 1,730 | $7,075 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 680 | $7,072 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 15,238 | $7,070 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 591 | $7,068 | dollars as filed | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 8,825 | $7,060 | dollars as filed | |
| AGRIFY CORP REVERSE SPLIT EFF: 07/05/23 | 00853E206 | COMMON STOCK | 41,500 | $7,055 | dollars as filed | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 259 | $7,040 | dollars as filed | |
| HITEK GLOBAL INC | G45139105 | USD CL A SHS | 1,266 | $7,039 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 8,000 | $7,038 | dollars as filed | principal |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 46,231 | $7,027 | dollars as filed | |
| SG BLOCKS INC | 78418A505 | COM NEW | 6,947 | $7,016 | dollars as filed | |
| E-HOME HOUSEHOLD SVC HLDGS L | G2952X112 | ORD SHS NEW | 72,095 | $6,993 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 1,479 | $6,981 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 1,652 | $6,971 | dollars as filed | |
| NEAR INTELLIGENCE INC | 639494103 | COM | 2,762 | $6,960 | dollars as filed | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 700 | $6,958 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 9,000 | $6,942 | dollars as filed | principal |
| SAVARA INC | 805111101 | COM | 3,552 | $6,927 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 3,712 | $6,904 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 6,451 | $6,903 | dollars as filed | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 474 | $6,897 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 321 | $6,895 | dollars as filed | |
| DESWELL INDS INC | 250639101 | COM | 2,597 | $6,882 | dollars as filed | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 481 | $6,877 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 1,229 | $6,858 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 669 | $6,857 | dollars as filed | |
| CULP INC | 230215105 | CMN | 1,313 | $6,828 | dollars as filed | |
| SCISPARC LTD | M82618105 | COM | 15,151 | $6,818 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 1,704 | $6,816 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 7,000 | $6,811 | dollars as filed | principal |
| Tscan Therapeutics Inc | 89854M101 | COM | 3,240 | $6,804 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 1,589 | $6,801 | dollars as filed | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 4,095 | $6,798 | dollars as filed | |
| GAUCHO GROUP HLDGS INC | 36809R305 | COM NEW | 7,105 | $6,792 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 6,212 | $6,783 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 2,922 | $6,779 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 10,230 | $6,772 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 200 | $6,772 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 8,000 | $6,756 | dollars as filed | principal |
| KIDPIK CORP | 49382L108 | COM | 10,383 | $6,749 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 7,369 | $6,742 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,707 | $6,740 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,277 | $6,730 | dollars as filed | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 548 | $6,729 | dollars as filed | |
| MARIS TECH LTD | M68057104 | ORDINARY SHARES | 8,000 | $6,720 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G109 | CL A ORD SHS | 644 | $6,720 | dollars as filed | |
| LAVORO LTD | G5391L102 | CLASS A ORD | 1,162 | $6,705 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 10,000 | $6,703 | dollars as filed | principal |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 1,196 | $6,698 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 5,721 | $6,694 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 4,002 | $6,684 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 18,837 | $6,668 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 51,213 | $6,657 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 3,499 | $6,613 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 10,540 | $6,609 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 259 | $6,597 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 4,198 | $6,591 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 245 | $6,586 | dollars as filed | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 14,379 | $6,542 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 130 | $6,534 | dollars as filed | |
| VACCINEX INC | 918640103 | CMN | 16,335 | $6,534 | dollars as filed | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 622 | $6,522 | dollars as filed | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 3,630 | $6,498 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 192 | $6,495 | dollars as filed | |
| FUTURE FINTECH GROUP INC | 36117V204 | COM NEW | 6,105 | $6,471 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B667 | DISTILLATE SMLMD | 226 | $6,457 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 258 | $6,455 | dollars as filed | |
| VIVAKOR INC | 92852R403 | COM | 5,611 | $6,453 | dollars as filed | |
| ABRDN ETFS | 003261609 | BBG INDUSTRL MET | 267 | $6,444 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 8,000 | $6,444 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 7,000 | $6,429 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 253 | $6,422 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B634 | BTD CAPITAL FUND | 261 | $6,414 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 220 | $6,407 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 6,158 | $6,404 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 765 | $6,372 | dollars as filed | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 5,398 | $6,370 | dollars as filed | |
| ZYVERSA THERAPEUTICS INC | 98987D102 | COM | 3,282 | $6,334 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 350 | $6,300 | dollars as filed | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 3,387 | $6,300 | dollars as filed | |
| NXT-ID INC | 67091J404 | COM NEW | 41,644 | $6,288 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 600 | $6,276 | dollars as filed | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 1,534 | $6,274 | dollars as filed | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 297 | $6,269 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,000 | $6,267 | dollars as filed | principal |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 600 | $6,264 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 279 | $6,263 | dollars as filed | |
| LUCY SCIENTIFIC DISCOVERY IN | 54960E104 | COMMON | 5,693 | $6,262 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 1,354 | $6,255 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 600 | $6,252 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $6,250 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 600 | $6,234 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 59 | $6,231 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 2,745 | $6,231 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 222 | $6,229 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 218 | $6,211 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 600 | $6,210 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 310 | $6,200 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 133 | $6,196 | dollars as filed | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 14,247 | $6,183 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 599 | $6,176 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 133 | $6,168 | dollars as filed | |
| LISTED FDS TR | 53656F193 | DIVIDEND PERFMRS | 427 | $6,163 | dollars as filed | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 605 | $6,147 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,048 | $6,144 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 592 | $6,121 | dollars as filed | |
| NTELLIGENT LIVING APPLICATI | G4804S101 | ORD SHS | 6,046 | $6,106 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 189 | $6,102 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 243 | $6,086 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 300 | $6,081 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 8,000 | $6,074 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,200 | $6,072 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 151 | $6,065 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 6,321 | $6,062 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 23,854 | $6,059 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 2,667 | $6,054 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 533 | $6,039 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 4,340 | $6,033 | dollars as filed | |
| DIREXION DAILY MM BULL 2X | 25460G468 | FUND | 182 | $6,015 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 9,099 | $5,978 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 590 | $5,977 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 1,600 | $5,976 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 520 | $5,967 | dollars as filed | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 590 | $5,959 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 7,000 | $5,957 | dollars as filed | principal |
| BATTALION OIL CORP | 07134L107 | COM | 905 | $5,946 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 7,000 | $5,908 | dollars as filed | principal |
| Ouster Inc | 68989M103 | COM | 7,048 | $5,899 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 705 | $5,865 | dollars as filed | |
| NEUROMETRIX INC | 641255807 | COM | 3,985 | $5,858 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 5,743 | $5,857 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 859 | $5,850 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 8,000 | $5,822 | dollars as filed | principal |
| MSP RECOVERY INC | 553745100 | COM CL A | 6,832 | $5,807 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 6,000 | $5,806 | dollars as filed | principal |
| 1847 HLDGS LLC | 28252B804 | COM NEW | 5,921 | $5,803 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 592 | $5,796 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,610 | $5,780 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 274 | $5,779 | dollars as filed | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 213 | $5,771 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 4,208 | $5,770 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 186 | $5,768 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 4,462 | $5,756 | dollars as filed | |
| BARCLAYS BK PLC | 06746P514 | FUND | 92 | $5,750 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 6,000 | $5,745 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 6,000 | $5,742 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 6,000 | $5,730 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $5,721 | dollars as filed | principal |
| IRIDEX CORP | 462684101 | COM | 2,816 | $5,716 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E582 | AKROS MTHLY PAYO | 251 | $5,714 | dollars as filed | |
| APPLIED UV INC | 03828V105 | COM | 6,492 | $5,713 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-004598 | this filing | 2023-05-12 | acceptance time not in the bulk data set |