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Disclosery

13F-HR filed by Penn Mutual Asset Management

Penn Mutual Asset Management filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-05, with 63 holding rows worth $105,389,118.

Accession
0000950123-23-003836
Filer
CIK 855702
Filed
2023-05-05
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A combination report, 63 entries on the cover page, a total value of $105,389,118 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,389,123 with VALUE read as dollars as filed, 13F file number 028-18923. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerJanus Henderson Investors 028-01343
  • reports for this filerDIFA, Macquarie Investment Management 028-05267
  • reports for this filerAllianceBernstein L.P. 028-10562
  • reports for this filerAmerican Century Investment Management, Inc. 028-01091
  • reports for this filerCohen & Steers Capital Management, Inc. 028-02405
  • reports for this filerGoldman Sachs Asset Management, L.P. 028-10981
  • reports for this filerMFS Investment Management 028-13177
  • reports for this filerMorgan Stanley Investment Management, Inc. 028-11866
  • reports for this filerSSgA Funds Management, Inc. 028-11338
  • reports for this filerT. Rowe Price Associates, Inc. 028-00115
  • reports for this filerVontobel Asset Management, Inc. 028-04490
  • reports for this filerEaton Vance Management 028-04139

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
FRANKLIN BSP REALTY TRUST IN35243J101REIT612,288$7,304,596dollars as filed
WELLS FARGO & CO949746804PERP PFD CNV A6,000$7,057,500dollars as filed
BLACKROCK RESOURCES & COMMODIT09257A108SHS485,111$4,627,959dollars as filed
MORGAN STANLEY EMERGING MKTS617477104COM963,819$4,356,462dollars as filed
ABERDEEN ASIA-PACIFIC INCOME F003009107COM1,503,855$4,000,254dollars as filed
SPOK HLDGS INC COM84863T106Stock381,260$3,862,164dollars as filed
PARK AEROSPACE CORP70014A104COM267,658$3,600,000dollars as filed
SIMON PPTY GROUP INC NEW COM828806109REIT30,240$3,385,973dollars as filed
MPLX LP55336V100COM UNIT REP LTD92,127$3,173,775dollars as filed
EVOLUTION PETROLEUM CORP30049A107COMMON STOCK453,754$2,863,188dollars as filed
DOUBLELINE YIELD OPPORTUNITI25862D105COM199,841$2,795,776dollars as filed
AT&T Inc00206R102COM142,700$2,746,975dollars as filed
FUTUREFUEL CORP36116M106COMMON STOCK364,418$2,689,405dollars as filed
LSI INDUSTRIES INC50216C108COMMON STOCK187,847$2,616,709dollars as filed
MIX TELEMATICS LTD60688N102SPONSORED ADR334,412$2,591,693dollars as filed
IONIS PHARMACEUTICALS INC462222AB6NOTE 0.125%12/12,756,000$2,537,097dollars as filedprincipal
NVE CORP COM NEW629445206Stock29,146$2,418,827dollars as filed
3M CO COM88579Y101Stock23,000$2,417,530dollars as filed
ISHARES TR464288687COM74,300$2,319,646dollars as filed
NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN637870106REIT51,000$2,130,780dollars as filed
BARRICK GOLD CORP067901108COM111,000$2,061,270dollars as filed
HEALTHCARE SVCS GROUP INC421906108COM145,770$2,021,830dollars as filed
ARGAN INC04010E109COM48,527$1,963,888dollars as filed
International Business Machines Corporation459200101COM14,130$1,852,302dollars as filed
ENERGY TRANSFER L P29273V100COM UT LTD PTN133,500$1,664,745dollars as filed
ARTISAN PARTNERS ASSET MGMT I CL A04316A108Stock47,550$1,520,649dollars as filed
ENTERPRISE PRODS PARTNERS L293792107COM57,663$1,493,472dollars as filed
NORDIC AMERICAN TANKERS LIMIG65773106COM376,500$1,490,940dollars as filed
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN109,500$1,365,465dollars as filed
UTAH MEDICAL PRODUCTS INC917488108COMMON STOCK13,948$1,321,852dollars as filed
HALOZYME THERAPEUTICS INC40637HAD1NOTE 0.250% 3/01,555,000$1,318,197dollars as filedprincipal
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR69,300$1,271,655dollars as filed
SANOFI SA SPONSORED ADR80105N105ADR23,000$1,251,660dollars as filed
LIGAND PHARMACEUTICALS INC53220KAF5NOTE 0.750% 5/11,256,000$1,247,353dollars as filedprincipal
VANECK ETF TRUST92189H300JP MRGAN EM LOC48,943$1,235,811dollars as filed
TURNING PT BRANDS INC90041LAE5CORP1,250,000$1,179,565dollars as filedprincipal
JAZZ INVESTMENTS I LTD472145AD3NOTE 1.500% 8/11,015,000$983,103dollars as filedprincipal
WESTERN ASSET EMERGING MARKETS95766A101COM114,079$979,939dollars as filed
OMEGA HEALTHCARE INVS INC COM681936100REIT33,100$907,271dollars as filed
VILLAGE SUPER MKT INC CL A NEW927107409Stock31,965$731,359dollars as filed
DOMINION ENERGY INC COM25746U109Stock12,426$694,722dollars as filed
SUPERNUS PHARMACEUTICALS868459AD0BOND675,000$677,018dollars as filedprincipal
WALGREENS BOOTS ALLIANCE INC931427108COM18,000$622,440dollars as filed
VALE S A91912E105SPONSORED ADS28,953$456,878dollars as filed
JBT MAREL CORPORATION477839AB0NOTE 0.250% 5/1500,000$456,222dollars as filedprincipal
PHATHOM PHARMACEUTICALS INC71722W107COMMON STOCK62,802$448,406dollars as filed
CALERES INC129500104COM20,000$432,600dollars as filed
RPC INC749660106COMMON STOCK55,486$426,687dollars as filed
BANK OF NY MELLON CORP COM064058100Stock8,950$406,688dollars as filed
NOVARTIS AG SPONSORED ADR66987V109ADR4,120$379,040dollars as filed
SNAP INC83304AAB2NOTE 0.75% 08/01/2026400,000$366,900dollars as filedprincipal
BRADY CORP104674106CL A5,960$320,231dollars as filed
HAYNES INTL INC420877201COM NEW6,385$319,825dollars as filed
SNAP ON INC COM833034101Stock1,265$312,316dollars as filed
VISTRA CORP COM92840M102Stock12,705$304,920dollars as filed
TENARIS S A SPONSORED ADS88031M109ADR9,430$268,001dollars as filed
RICHARDSON ELEC LTD763165107COMMON STOCK11,644$259,894dollars as filed
AMPLITUDE INC COM CL A03213A104Stock18,018$224,144dollars as filed
SOUTHERN COPPER CORP84265V105COM2,935$223,794dollars as filed
NUSTAR ENERGY LP67058H102UNIT COM10,700$167,348dollars as filed
PGIM GLOBAL HIGH YIELD FUND IN69346J106COM13,152$144,277dollars as filed
TripAdvisor Inc896945AD4CONV114,000$93,566dollars as filedprincipal
SNAP INC83304AAD8NOTE 0.250% 5/026,000$24,571dollars as filedprincipal

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-23-003836this filing2023-05-05acceptance time not in the bulk data set