13F-HR filed by SUMITOMO MITSUI FINANCIAL GROUP, INC.
SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 170 holding rows worth $2,643,829,288.
- Accession
- 0000950123-23-001349
- Filer
- CIK 1022837
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 170 entries on the cover page, a total value of $2,643,829,288 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,643,829,288 with VALUE read as dollars as filed, 13F file number 028-17794. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSumitomo Mitsui Banking Corporation
- included managerSMBC Trust Bank Ltd.
- included managerSMBC Nikko Securities Inc.
- included managerSumitomo Mitsui Card Company, Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 13,364,740 | $914,682,806 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,500,000 | $359,940,000 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 471,846 | $79,345,581 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 610,304 | $64,344,351 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 847,400 | $59,411,214 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 907,930 | $57,054,321 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 375,000 | $50,943,750 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 496,239 | $48,130,221 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 959,997 | $47,827,051 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 370,000 | $46,042,800 | dollars as filed | |
| VGT | 92204A702 | SHS | 137,269 | $43,845,091 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 589,708 | $43,420,200 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 433,490 | $41,519,672 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 243,441 | $41,297,331 | dollars as filed | |
| SPY | 78462F103 | SHS | 103,465 | $39,568,120 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 1,036,940 | $31,657,778 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300,000 | $29,463,000 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 315,804 | $29,290,821 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 830,859 | $28,415,378 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 349,268 | $27,131,151 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 201,153 | $24,194,183 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 277,221 | $23,316,776 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 754,919 | $19,408,967 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 54,446 | $18,946,119 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 67,455 | $16,180,480 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 102,804 | $15,021,741 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 27,173 | $14,406,581 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 25,514 | $14,265,643 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 394,173 | $13,835,472 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 155,544 | $13,801,441 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 208,873 | $13,539,148 | dollars as filed | |
| Apple Inc | 037833100 | COM | 100,584 | $13,067,142 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 85,000 | $13,035,600 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 597,222 | $12,034,023 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 103,407 | $11,368,566 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 100,588 | $11,252,780 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 39,152 | $10,425,395 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 125,386 | $10,177,582 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 131,871 | $9,915,380 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 133,297 | $9,590,719 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 107,446 | $9,577,736 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 53,115 | $9,261,131 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 68,219 | $9,148,168 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 12,892 | $9,135,658 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 23,239 | $9,045,084 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 29,120 | $8,976,531 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 33,610 | $8,827,772 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 15,593 | $8,673,606 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 128,021 | $8,144,313 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 106,132 | $7,912,141 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 111,287 | $7,608,692 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 283,827 | $6,879,966 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 90,572 | $6,857,206 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 70,282 | $6,526,251 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 126,950 | $6,505,293 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 134,057 | $6,232,310 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 41,662 | $5,195,251 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 223,435 | $5,076,443 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 67,445 | $4,754,873 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 56,793 | $4,402,025 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50,898 | $4,286,121 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 56,788 | $4,006,961 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 60,350 | $3,797,222 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 11,695 | $3,693,983 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,963 | $3,635,110 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 148,518 | $3,542,154 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,853 | $3,461,753 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 32,455 | $3,454,510 | dollars as filed | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 495,826 | $3,418,466 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 19,245 | $3,399,629 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 21,562 | $3,267,937 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 32,722 | $3,257,802 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 19,627 | $3,242,773 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 17,538 | $3,168,415 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 53,103 | $2,960,492 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 9,411 | $2,739,730 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,590 | $2,709,822 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,182 | $2,525,645 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 136,500 | $2,512,973 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 95,209 | $2,387,842 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 37,788 | $2,176,967 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15,544 | $2,040,772 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 21,680 | $1,961,606 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,677 | $1,890,212 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 211,493 | $1,863,253 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 12,911 | $1,838,268 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 21,682 | $1,800,907 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,981 | $1,598,334 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 33,835 | $1,596,674 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 41,490 | $1,572,471 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 29,481 | $1,493,213 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 180,558 | $1,458,909 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 17,246 | $1,458,839 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,100 | $1,428,000 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,076 | $1,367,817 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 15,634 | $1,362,972 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,599 | $1,357,875 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 49,008 | $1,297,977 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 78,849 | $1,263,949 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 32,468 | $1,256,836 | dollars as filed | |
| SCHD | 808524797 | COM | 16,490 | $1,245,655 | dollars as filed | |
| META PLATFORMS INC | 30303M902 | CALL | 132,362 | $1,198,624 | dollars as filed | call |
| ISHARES TR | 464287168 | COM | 9,624 | $1,160,654 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,658 | $1,114,507 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 28,248 | $1,112,971 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 24,128 | $1,098,307 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 22,206 | $1,065,666 | dollars as filed | |
| ZS 280121C00185000 | 98980g902 | CALL | 237,411 | $1,056,930 | dollars as filed | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,527 | $997,298 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,604 | $972,995 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,665 | $943,319 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 22,389 | $934,517 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 17,434 | $916,505 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 38,938 | $884,282 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 14,080 | $876,480 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,545 | $860,156 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 72,701 | $838,970 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,733 | $817,602 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 7,818 | $644,750 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 13,360 | $642,750 | dollars as filed | |
| ZSCALER INC | 98980G952 | PUT | 20,000 | $591,362 | dollars as filed | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 20,559 | $589,221 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,247 | $577,223 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7,581 | $515,508 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 5,263 | $455,460 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,307 | $331,795 | dollars as filed | |
| AMAZON COM INC | 023135906 | CALL | 113,000 | $323,354 | dollars as filed | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,822 | $271,887 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,793 | $237,644 | dollars as filed | |
| NETFLIX INC. | 64110L906 | CALL | 10,000 | $224,000 | dollars as filed | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,325 | $200,392 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,770 | $193,284 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,350 | $191,903 | dollars as filed | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 95,000 | $191,425 | dollars as filed | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 8,800 | $177,496 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,179 | $173,065 | dollars as filed | |
| MICROSOFT CORP | 594918904 | CALL | 55,000 | $157,575 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,114 | $135,085 | dollars as filed | |
| AMAZON COM INC | 023135956 | PUT | 20,000 | $133,808 | dollars as filed | put |
| NVIDIA CORPORATION | 67066G954 | PUT | 10,000 | $132,750 | dollars as filed | put |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,861 | $121,821 | dollars as filed | |
| OKTA INC | 679295905 | CALL | 11,480 | $111,230 | dollars as filed | call |
| SEMPRA COM | 816851109 | Stock | 700 | $109,116 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,196 | $102,641 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 4,482 | $101,428 | dollars as filed | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 30,000 | $99,000 | dollars as filed | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,101 | $79,415 | dollars as filed | |
| RH | 74967X103 | COM | 285 | $76,480 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 622 | $71,462 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,901 | $50,719 | dollars as filed | |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 10,000 | $47,500 | dollars as filed | call |
| TELADOC HEALTH INC CALL | 87918A905 | OPTION | 40,000 | $47,400 | dollars as filed | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,461 | $43,436 | dollars as filed | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 7,742 | $40,355 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 678 | $38,782 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,130 | $31,391 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 563 | $15,747 | dollars as filed | |
| BLOCK INC | 852234903 | CALL | 3,104 | $12,025 | dollars as filed | call |
| VISA INC | 92826C909 | CALL | 5,000 | $6,915 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 38 | $6,626 | dollars as filed | |
| ALPHABET INC | 02079K905 | CALL | 2,600 | $5,253 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 106 | $4,061 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 1,584 | $3,289 | dollars as filed | call |
| SNAP INC | 83304A906 | CL A | 455,000 | $2,594 | dollars as filed | call |
| MCDONALDS CORP | 580135901 | COM | 316 | $1,565 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 2,008 | $715 | dollars as filed | call |
| APPLE INC | 037833900 | CALL | 920 | $533 | dollars as filed | call |
| NVIDIA CORPORATION | 67066G904 | CALL | 2,500 | $509 | dollars as filed | call |
| DOCUSIGN INC | 256163906 | COM | 9,800 | $87 | dollars as filed | call |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 1,776 | $2 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-001349 | this filing | 2023-02-10 | acceptance time not in the bulk data set |