13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 12,481 holding rows worth $438,754,844,000.
- Accession
- 0000950123-22-012276
- Filer
- CIK 1423053
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 15,821 entries on the cover page, a total value of $438,754,844,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,754,844,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 22,100 | $24,000 | thousands by filing date | call |
| EYENOVIA INC | 30234E104 | COM | 12,373 | $24,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 25,695 | $24,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 47,700 | $24,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,900 | $24,000 | thousands by filing date | call |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 10,895 | $24,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 54,900 | $24,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 14,300 | $24,000 | thousands by filing date | call |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 21,500 | $24,000 | thousands by filing date | call |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 83,600 | $24,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 144,300 | $24,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 67,200 | $24,000 | thousands by filing date | put |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 13,700 | $24,000 | thousands by filing date | put |
| ONCONETIX INC | 09610B108 | COM | 14,274 | $24,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 243,061 | $24,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 301,829 | $24,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 613,732 | $23,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,000 | $23,000 | thousands by filing date | call |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 54,469 | $23,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 19,318 | $23,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 11,683 | $23,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 17,100 | $23,000 | thousands by filing date | put |
| OWLET INC | 69120X107 | COM | 21,100 | $23,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,300 | $23,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,160 | $23,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 108,916 | $23,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 79,918 | $23,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 30,200 | $23,000 | thousands by filing date | call |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 75,957 | $23,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 10,700 | $22,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,600 | $22,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,300 | $22,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 33,600 | $22,000 | thousands by filing date | call |
| LATCH ORD | 51818V106 | COMMON STOCK | 23,392 | $22,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 197,166 | $22,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 13,845 | $22,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 14,300 | $22,000 | thousands by filing date | call |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 17,100 | $22,000 | thousands by filing date | put |
| LUCIRA HEALTH INC | 54948U105 | COM | 21,200 | $22,000 | thousands by filing date | call |
| ACUTUS MED INC | 005111109 | COM | 25,400 | $22,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 16,672 | $22,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 10,800 | $22,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 50,700 | $22,000 | thousands by filing date | put |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 24,114 | $22,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 438,300 | $22,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 12,500 | $22,000 | thousands by filing date | call |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 16,385 | $22,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 16,654 | $22,000 | thousands by filing date | |
| BLACKBOXSTOCKS INC COM | 09229E204 | Stock | 29,583 | $22,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 12,300 | $21,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 18,063 | $21,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 19,549 | $21,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 12,366 | $21,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 23,209 | $21,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 11,486 | $21,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 25,921 | $21,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 22,200 | $21,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 10,100 | $21,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 42,700 | $21,000 | thousands by filing date | call |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 12,287 | $21,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 44,600 | $21,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 11,800 | $21,000 | thousands by filing date | call |
| HUMANIGEN INC | 444863203 | COM NEW | 118,600 | $21,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,500 | $21,000 | thousands by filing date | put |
| NETCAPITAL INC | 64113L103 | COM | 11,050 | $21,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 14,180 | $21,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 29,858 | $21,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 25,500 | $21,000 | thousands by filing date | call |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 20,600 | $21,000 | thousands by filing date | put |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 368,404 | $21,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,645 | $20,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 12,558 | $20,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 18,500 | $20,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18,690 | $20,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,108 | $20,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 19,400 | $20,000 | thousands by filing date | put |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 17,800 | $20,000 | thousands by filing date | put |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,600 | $20,000 | thousands by filing date | call |
| HUMANIGEN INC | 444863203 | COM NEW | 110,562 | $20,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 77,162 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 10,400 | $20,000 | thousands by filing date | call |
| T STAMP INC | 873048300 | CL A | 19,795 | $20,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 244,866 | $20,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 775,146 | $20,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 14,900 | $20,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 27,454 | $20,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 35,600 | $20,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 51,365 | $19,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 28,100 | $19,000 | thousands by filing date | call |
| VYNE THERAP. | 92941V209 | COM | 86,612 | $19,000 | thousands by filing date | |
| Corner Growth Acquisition Corp 2 | G2426E120 | Warrant | 400,299 | $19,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 21,631 | $19,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 16,000 | $19,000 | thousands by filing date | put |
| PAVMED INC | 70387R106 | COM | 22,274 | $19,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 11,312 | $19,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 69,563 | $19,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 32,328 | $19,000 | thousands by filing date | |
| NOGIN INC | 65528N105 | COM | 14,320 | $19,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 23,739 | $19,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 398,113 | $19,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 11,600 | $19,000 | thousands by filing date | call |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 64,820 | $19,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 13,300 | $18,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 33,800 | $18,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 59,951 | $18,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 12,900 | $18,000 | thousands by filing date | call |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 19,119 | $18,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 13,754 | $18,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 16,200 | $18,000 | thousands by filing date | call |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 27,600 | $18,000 | thousands by filing date | call |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 11,100 | $18,000 | thousands by filing date | call |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 17,500 | $18,000 | thousands by filing date | put |
| ATRECA INC | 04965G109 | COM | 11,400 | $18,000 | thousands by filing date | put |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 14,968 | $18,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 117,876 | $18,000 | thousands by filing date | |
| FREIGHT TECHNOLOGIES INC | G51413105 | ORDINARY SHARES | 34,948 | $18,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 21,600 | $18,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 24,900 | $18,000 | thousands by filing date | call |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 24,500 | $18,000 | thousands by filing date | put |
| AGRIFY CORP | 00853E107 | COM | 42,300 | $18,000 | thousands by filing date | call |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 262,292 | $18,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 15,300 | $18,000 | thousands by filing date | put |
| AURORA MOBILE LTD | 051857100 | ADS | 18,085 | $18,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 602,061 | $18,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 11,100 | $17,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,134 | $17,000 | thousands by filing date | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 15,481 | $17,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,800 | $17,000 | thousands by filing date | call |
| THE9 LTD | 88337K302 | ADR | 17,400 | $17,000 | thousands by filing date | call |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 34,688 | $17,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 92,100 | $17,000 | thousands by filing date | call |
| IRONNET INC | 46323Q105 | COM | 25,467 | $17,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 17,100 | $17,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U300 | COM | 14,541 | $17,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 14,400 | $17,000 | thousands by filing date | call |
| SONIC FDRY INC | 83545R207 | COM NEW | 14,016 | $17,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 416,964 | $17,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 28,000 | $17,000 | thousands by filing date | call |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 35,900 | $17,000 | thousands by filing date | put |
| POLYPID LTD | M8001Q118 | SHS | 14,800 | $17,000 | thousands by filing date | call |
| FOXO TECHNOLOGIES INC | 351471107 | COM CL A | 13,559 | $17,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,620 | $17,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L309 | SPON ADS | 10,641 | $17,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 13,800 | $16,000 | thousands by filing date | put |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 21,100 | $16,000 | thousands by filing date | call |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 102,698 | $16,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 105,600 | $16,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 72,532 | $16,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 17,600 | $16,000 | thousands by filing date | put |
| PAVMED INC | 70387R106 | COM | 18,400 | $16,000 | thousands by filing date | put |
| GSE SYS INC | 36227k106 | COM | 17,889 | $16,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 43,100 | $16,000 | thousands by filing date | call |
| NULL | 84862C203 | NULL | 11,500 | $16,000 | thousands by filing date | call |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 25,700 | $16,000 | thousands by filing date | put |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 29,475 | $16,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 38,200 | $16,000 | thousands by filing date | put |
| ACTELIS NETWORKS INC | 00503R102 | COM | 17,715 | $16,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 37,600 | $15,000 | thousands by filing date | put |
| SPIRE GLOBAL, INC. | 848560108 | COM | 14,000 | $15,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 68,417 | $15,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 73,426 | $15,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 20,700 | $15,000 | thousands by filing date | call |
| DOMA HOLDINGS INC | 25703A104 | COM | 33,900 | $15,000 | thousands by filing date | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 11,200 | $15,000 | thousands by filing date | call |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 34,574 | $15,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 99,200 | $15,000 | thousands by filing date | call |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 24,010 | $15,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 24,800 | $15,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 17,918 | $15,000 | thousands by filing date | |
| MINERVA SURGICAL INC | 60343F106 | COM | 18,532 | $15,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 17,182 | $15,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 13,600 | $14,000 | thousands by filing date | put |
| J & FRIENDS HOLDINGS LTD | 72352G206 | SPONSORED ADS | 52,738 | $14,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 110,675 | $14,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,619 | $14,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 38,596 | $14,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,900 | $14,000 | thousands by filing date | put |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 14,675 | $14,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B202 | COM | 19,676 | $14,000 | thousands by filing date | |
| SHARPS TECHNOLOGY INC | 82003F101 | COM | 12,253 | $14,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 26,159 | $14,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 112,800 | $14,000 | thousands by filing date | call |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 21,776 | $14,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 34,500 | $14,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 140,316 | $14,000 | thousands by filing date | |
| EDIBLE GARDEN AG INC | 28059P105 | COM | 22,634 | $14,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,998 | $14,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 16,000 | $14,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 13,076 | $14,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 13,631 | $14,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 23,600 | $14,000 | thousands by filing date | call |
| POLYPID LTD | M8001Q118 | SHS | 12,174 | $14,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 172,169 | $14,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 28,341 | $14,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,033 | $13,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,400 | $13,000 | thousands by filing date | call |
| REKOR SYSTEMS INC | 759419104 | COM | 12,685 | $13,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C209 | COM NEW | 16,280 | $13,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 10,167 | $13,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,600 | $13,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 21,600 | $13,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 20,000 | $13,000 | thousands by filing date | call |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 14,300 | $13,000 | thousands by filing date | put |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 18,600 | $13,000 | thousands by filing date | call |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 126,538 | $13,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 59,300 | $13,000 | thousands by filing date | call |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 23,300 | $13,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,801 | $13,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723113 | *W EXP 12/03/202 | 75,414 | $13,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 250,000 | $13,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 14,441 | $13,000 | thousands by filing date | |
| PLURI INC | 72942G104 | COM | 16,400 | $13,000 | thousands by filing date | put |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 23,129 | $13,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 10,825 | $13,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 50,572 | $13,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 12,116 | $13,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 250,697 | $13,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 16,700 | $13,000 | thousands by filing date | call |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 17,000 | $12,000 | thousands by filing date | put |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 17,900 | $12,000 | thousands by filing date | put |
| HYPERFINE INC | 44916K106 | Common Stock | 14,400 | $12,000 | thousands by filing date | call |
| NEPHROS INC | 640671400 | COM | 13,115 | $12,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 27,900 | $12,000 | thousands by filing date | put |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 16,525 | $12,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 11,072 | $12,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 22,200 | $12,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 26,300 | $12,000 | thousands by filing date | call |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 14,200 | $12,000 | thousands by filing date | call |
| BOXED INC | 103174108 | COM | 12,600 | $12,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 32,000 | $12,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,940 | $12,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 42,300 | $12,000 | thousands by filing date | put |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 39,865 | $12,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 19,600 | $12,000 | thousands by filing date | call |
| DAVE INC | 23834J102 | CLASS A COM | 34,500 | $12,000 | thousands by filing date | call |
| MOGO INC | 60800C109 | COM | 13,403 | $12,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 13,800 | $12,000 | thousands by filing date | call |
| EASTSIDE DISTILLING INC | 277802302 | COM | 43,636 | $12,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 31,821 | $12,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 79,800 | $12,000 | thousands by filing date | put |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 196,947 | $12,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 47,954 | $12,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 11,100 | $12,000 | thousands by filing date | put |
| CAMBER ENERGY INC | 13200M508 | COM | 60,600 | $12,000 | thousands by filing date | put |
| BIT ORIGIN LTD | G21621100 | SHS | 31,470 | $12,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 21,558 | $12,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 69,698 | $12,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 14,800 | $11,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C209 | COM NEW | 14,581 | $11,000 | thousands by filing date | |
| Bynordic Acquisition Corp | 124420118 | Warrant | 138,421 | $11,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 11,800 | $11,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,800 | $11,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,254 | $11,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 61,700 | $11,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 14,900 | $11,000 | thousands by filing date | call |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 95,771 | $11,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 21,561 | $11,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,400 | $11,000 | thousands by filing date | put |
| BIOMX INC | 09090D103 | COM | 31,945 | $11,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 26,300 | $11,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 186,700 | $11,000 | thousands by filing date | call |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 13,200 | $11,000 | thousands by filing date | call |
| ASPEN GROUP INC | 04530L203 | COM NEW | 29,896 | $11,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 23,655 | $11,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 22,200 | $11,000 | thousands by filing date | put |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 17,300 | $11,000 | thousands by filing date | call |
| ABVC BIOPHARMA INC | 00091F106 | COM | 12,612 | $11,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 15,239 | $11,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 39,300 | $11,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 12,300 | $10,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 32,500 | $10,000 | thousands by filing date | put |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 67,017 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 91,200 | $10,000 | thousands by filing date | call |
| ONTRAK INC | 683373104 | COM | 22,200 | $10,000 | thousands by filing date | put |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 348,625 | $10,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 120,476 | $10,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 23,385 | $10,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 21,947 | $10,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,700 | $10,000 | thousands by filing date | put |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 11,670 | $10,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 171,552 | $10,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 13,609 | $10,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 18,181 | $10,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 99,724 | $10,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 12,803 | $10,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 23,094 | $10,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 11,300 | $10,000 | thousands by filing date | put |
| CEMTREX INC | 15130G600 | COM | 48,217 | $10,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 14,362 | $10,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 58,622 | $10,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 17,826 | $10,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 13,200 | $10,000 | thousands by filing date | call |
| CARLOTZ INC | 142552108 | COMMON STOCK | 31,500 | $9,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,200 | $9,000 | thousands by filing date | put |
| BEST INC | 08653C502 | SPONSORED ADS | 12,875 | $9,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 93,190 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 34,100 | $9,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 14,460 | $9,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 27,856 | $9,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 97,718 | $9,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 16,130 | $9,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 22,799 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 44,400 | $9,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 34,400 | $9,000 | thousands by filing date | call |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 16,526 | $9,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,651 | $9,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 45,441 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 20,400 | $8,000 | thousands by filing date | put |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 10,723 | $8,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 117,964 | $8,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 15,100 | $8,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 11,500 | $8,000 | thousands by filing date | put |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 112,000 | $8,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 19,000 | $8,000 | thousands by filing date | put |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 155,858 | $8,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 11,800 | $8,000 | thousands by filing date | put |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 200,001 | $8,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 84,420 | $8,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 15,640 | $8,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 12,300 | $8,000 | thousands by filing date | put |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 15,214 | $8,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 15,000 | $8,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,000 | $7,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 15,583 | $7,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 60,900 | $7,000 | thousands by filing date | put |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 21,200 | $7,000 | thousands by filing date | call |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 16,772 | $7,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 32,491 | $7,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 14,000 | $7,000 | thousands by filing date | call |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 14,700 | $7,000 | thousands by filing date | call |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 14,169 | $7,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 706,051 | $7,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 268,521 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,900 | $7,000 | thousands by filing date | call |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 23,961 | $7,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 11,600 | $7,000 | thousands by filing date | put |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 11,600 | $7,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 45,400 | $7,000 | thousands by filing date | put |
| SEQLL INC | 81734C106 | COM | 10,820 | $7,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 246,697 | $7,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 57,578 | $7,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,800 | $6,000 | thousands by filing date | call |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 57,814 | $6,000 | thousands by filing date | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 28,661 | $6,000 | thousands by filing date | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 252,800 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,905 | $6,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 27,808 | $6,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 45,400 | $6,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 11,400 | $6,000 | thousands by filing date | call |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 39,200 | $6,000 | thousands by filing date | put |
| DOMA HOLDINGS INC | 25703A104 | COM | 12,700 | $6,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 18,628 | $6,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 13,700 | $6,000 | thousands by filing date | call |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 150,380 | $6,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 125,817 | $6,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 166,786 | $6,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 13,664 | $6,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 36,700 | $6,000 | thousands by filing date | call |
| REVELATION BIOSCIENCES INC | 76135L101 | COM | 22,547 | $6,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 10,029 | $6,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 10,487 | $6,000 | thousands by filing date | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 42,359 | $6,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 14,104 | $6,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 23,400 | $6,000 | thousands by filing date | put |
| ALLEGO N V | N0796A118 | WTS | 12,457 | $6,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,300 | $6,000 | thousands by filing date | put |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 20,700 | $6,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 64,200 | $6,000 | thousands by filing date | call |
| NUZEE INC | 67073S208 | COM NEW | 18,996 | $6,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 17,500 | $6,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 11,700 | $5,000 | thousands by filing date | put |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 37,970 | $5,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 37,279 | $5,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 100,524 | $5,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 13,373 | $5,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 16,995 | $5,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 22,700 | $5,000 | thousands by filing date | call |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 250,000 | $5,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,297 | $5,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 79,205 | $5,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 116,287 | $5,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 205,405 | $5,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 32,000 | $5,000 | thousands by filing date | put |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 47,012 | $5,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 65,234 | $5,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 120,937 | $5,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 24,748 | $5,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,300 | $4,000 | thousands by filing date | call |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 101,984 | $4,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 109,042 | $4,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 17,034 | $4,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 31,564 | $4,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 16,719 | $4,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 10,922 | $4,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 13,704 | $4,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 48,449 | $4,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 71,395 | $4,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,094 | $4,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,000 | $4,000 | thousands by filing date | call |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 82,482 | $4,000 | thousands by filing date | |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q111 | WTS | 47,809 | $4,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 139,893 | $4,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 152,507 | $4,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 93,761 | $4,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 100,724 | $4,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 15,705 | $3,000 | thousands by filing date | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 60,000 | $3,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 17,544 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 18,100 | $3,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 11,100 | $3,000 | thousands by filing date | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 58,398 | $3,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 128,893 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 25,690 | $3,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 13,100 | $3,000 | thousands by filing date | put |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 30,549 | $3,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 13,135 | $3,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 91,014 | $3,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 17,992 | $3,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 10,128 | $3,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 18,832 | $3,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 12,309 | $3,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 68,417 | $3,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 12,100 | $3,000 | thousands by filing date | call |
| PALISADE BIO INC | 696389105 | COM | 28,299 | $3,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 18,786 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,100 | $2,000 | thousands by filing date | put |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 15,739 | $2,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 33,104 | $2,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 18,200 | $2,000 | thousands by filing date | call |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 12,125 | $2,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 61,096 | $2,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 16,908 | $2,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 19,576 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 30,995 | $2,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 32,432 | $2,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 49,200 | $2,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 56,645 | $2,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 12,908 | $2,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,666 | $2,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 23,643 | $2,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 15,782 | $2,000 | thousands by filing date | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 19,905 | $1,000 | thousands by filing date | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 35,375 | $1,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 24,974 | $1,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 14,089 | $1,000 | thousands by filing date | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 14,048 | $1,000 | thousands by filing date | |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 16,423 | $1,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 13,806 | $1,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 20,422 | $1,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 24,191 | $1,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 10,641 | $1,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 28,484 | $1,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 10,043 | $1,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 14,282 | $1,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 20,474 | $1,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 51,877 | $1,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 30,926 | $1,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 32,477 | $1,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 19,206 | $1,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 39,934 | $1,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 18,145 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 30,257 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 12,544 | $1,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 18,772 | $1,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 10,808 | $1,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 11,089 | $1,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 22,287 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 11,806 | $1,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 14,163 | $1,000 | thousands by filing date | |
| GETTY IMAGES HOLDINGS INC | 374275113 | *W EXP 07/22/202 | 21,599 | $1,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 27,128 | $1,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 19,093 | $1,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 16,812 | $1,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 23,628 | $1,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 159,529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 10,227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 13,949 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 34,584 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 11,263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 21,799 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 130,929 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-012276 | this filing | 2022-11-14 | acceptance time not in the bulk data set |