13F-HR filed by QVT Financial LP
QVT Financial LP filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 56 holding rows worth $1,433,089,000.
- Accession
- 0000950123-22-012149
- Filer
- CIK 1290162
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 56 entries on the cover page, a total value of $1,433,089,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,433,089,000 with VALUE read as thousands by filing date, 13F file number 028-11172. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROIVANT SCIENCES LTD | G76279101 | SHS | 129,393,817 | $416,648,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 13,655,280 | $372,789,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 475,000 | $169,660,000 | thousands by filing date | put |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 21,500,000 | $38,440,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 146,200 | $27,893,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 15,000,000 | $27,849,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 165,735 | $27,653,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 25,279,000 | $22,229,000 | thousands by filing date | principal |
| ANTERIX INC | 03676C100 | COMMON STOCK | 503,941 | $18,001,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 184,299 | $17,363,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 214,665 | $16,999,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 16,000,000 | $16,723,000 | thousands by filing date | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 20,000,000 | $15,307,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 490,981 | $15,073,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 16,000,000 | $14,947,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 47,949 | $14,051,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 47,946 | $12,803,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 21,000,000 | $12,750,000 | thousands by filing date | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 32,498 | $11,473,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 600,381 | $11,431,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,749,467 | $10,759,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 15,000,000 | $10,439,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 54,250 | $10,350,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 10,000,000 | $10,216,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 46,600 | $9,891,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 316,947 | $9,112,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 257,294 | $7,611,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 4,850,000 | $7,053,000 | thousands by filing date | principal |
| ALLOT LTD | M0854Q105 | SHS | 1,757,225 | $6,888,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 6,500,000 | $6,811,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,375,900 | $6,577,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 678,564 | $6,501,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 183,700 | $5,059,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 4,780,000 | $4,739,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 300,000 | $4,731,000 | thousands by filing date | call |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 5,000,000 | $4,561,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,525,000 | $4,195,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 291,452 | $4,174,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 242,800 | $3,785,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,465 | $3,495,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 64,548 | $3,247,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 130,120 | $3,162,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 452,500 | $2,819,000 | thousands by filing date | put |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,000,000 | $932,000 | thousands by filing date | principal |
| ACM RESH INC COM CL A | 00108J109 | Stock | 70,119 | $874,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,626 | $770,000 | thousands by filing date | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 299,000 | $619,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,200 | $611,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 505,000 | $601,000 | thousands by filing date | put |
| Instil Bio, Inc. | 45783C101 | Common Stock | 98,644 | $477,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 62,657 | $424,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,429 | $375,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,117 | $345,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,613 | $321,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 17,700 | $313,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 500,000 | $170,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-012149 | this filing | 2022-11-14 | acceptance time not in the bulk data set |