13F-HR filed by Penn Mutual Asset Management
Penn Mutual Asset Management filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 64 holding rows worth $76,420,000.
- Accession
- 0000950123-22-012041
- Filer
- CIK 855702
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 64 entries on the cover page, a total value of $76,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,420,000 with VALUE read as thousands by filing date, 13F file number 028-18923. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJanus Henderson Investors 028-10904
- reports for this filerDIFA, Macquarie Investment Management 028-10368
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAmerican Century Investment Management, Inc. 028-01091
- reports for this filerCohen & Steers Capital Management, Inc. 028-11197
- reports for this filerGoldman Sachs Asset Management, L.P. 028-10981
- reports for this filerMFS Investment Management 028-04968
- reports for this filerMorgan Stanley Investment Management, Inc. 028-03432
- reports for this filerSSgA Funds Management, Inc. 028-00399
- reports for this filerT. Rowe Price Associates, Inc. 028-00115
- reports for this filerVontobel Asset Management, Inc. 028-04490
- reports for this filerEaton Vance Management 028-04139
- included managerJanus Henderson Investors 028-10904
- included managerDIFA, Macquarie Investment Management 028-10368
- included managerAllianceBernstein L.P. 028-10562
- included managerAmerican Century Investment Management, Inc. 028-01091
- included managerCohen & Steers Capital Management, Inc. 028-11197
- included managerGoldman Sachs Asset Management, L.P. 028-10981
- included managerMFS Investment Management 028-04968
- included managerMorgan Stanley Investment Management, Inc. 028-03432
- included managerSSgA Funds Management, Inc. 028-00399
- included managerT. Rowe Price Associates, Inc. 028-00115
- included managerVontobel Asset Management, Inc. 028-04490
- included managerEaton Vance Management 028-04139
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,000 | $7,224,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 581,181 | $5,050,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 399,988 | $4,308,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 963,819 | $3,875,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,503,855 | $3,790,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 30,240 | $2,714,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 199,841 | $2,696,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 359,900 | $2,634,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 306,362 | $2,580,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 142,700 | $2,189,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 309,650 | $2,034,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 39,718 | $1,853,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 136,770 | $1,654,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,855 | $1,646,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 88,436 | $1,518,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 133,500 | $1,473,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 57,663 | $1,371,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 44,277 | $1,329,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,256,000 | $1,219,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 1,274,000 | $1,196,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 75,000 | $1,162,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 109,500 | $1,152,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 1,256,000 | $1,136,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 48,943 | $1,116,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 1,305,000 | $1,105,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 176,629 | $1,067,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 143,268 | $997,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 33,100 | $976,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 86,940 | $963,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,015,000 | $950,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 114,079 | $910,000 | thousands by filing date | |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 1,000,000 | $880,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,426 | $859,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 248,000 | $823,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 675,000 | $657,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,000 | $565,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 72,990 | $561,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 515,000 | $487,000 | thousands by filing date | principal |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 28,644 | $433,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 13,280 | $427,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 500,000 | $414,000 | thousands by filing date | principal |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 5,145 | $410,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 34,520 | $397,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 28,953 | $386,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,850 | $384,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 15,585 | $374,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,595 | $372,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 7,305 | $368,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,765 | $355,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,115 | $348,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 45,280 | $345,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 400,000 | $344,000 | thousands by filing date | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 42,410 | $322,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,120 | $313,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 9,200 | $292,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 9,330 | $288,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,950 | $280,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 11,800 | $247,000 | thousands by filing date | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 3,925 | $211,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,700 | $144,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 13,152 | $139,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 10,292 | $60,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 37,306 | $24,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 26,000 | $24,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-012041 | this filing | 2022-11-14 | acceptance time not in the bulk data set |