13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 3,953 holding rows worth $270,417,357,000.
- Accession
- 0000950123-22-011781
- Filer
- CIK 820027
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 11,425 entries on the cover page, a total value of $270,417,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,417,357,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International Ltd 028-17429
- reports for this filerColumbia Threadneedle Management Ltd 028-10846
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd 028-12261
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 77,103 | $372,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 20,366 | $370,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 6,247 | $368,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,924 | $368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,880 | $368,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 81,174 | $368,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,570 | $365,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 106,264 | $363,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 126,496 | $362,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 28,794 | $360,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 19,900 | $360,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 27,666 | $360,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 14,868 | $358,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 16,462 | $358,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 32,662 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 9,535 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,325 | $354,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 9,315 | $354,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 14,360 | $354,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 31,261 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,375 | $352,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,326 | $350,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 34,098 | $349,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 26,011 | $349,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 104,240 | $349,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 21,876 | $348,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,924 | $347,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 53,706 | $346,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 71,497 | $346,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 16,685 | $346,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 8,575 | $345,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 30,371 | $345,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 40,732 | $344,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 42,977 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 7,566 | $344,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,367 | $343,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 46,090 | $342,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 131,578 | $341,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 39,060 | $341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 15,317 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 50,901 | $338,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 143,160 | $338,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 16,037 | $336,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,392 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,977 | $331,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 26,471 | $331,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 123,653 | $330,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 121,791 | $330,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 28,426 | $330,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 8,317 | $329,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 62,154 | $328,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,388 | $327,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,588 | $326,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 21,234 | $325,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 109,433 | $325,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 77,666 | $324,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,118 | $322,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $321,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 3,650 | $321,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 102,433 | $320,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,700 | $319,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 94,500 | $319,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 25,385 | $318,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 20,716 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 33,505 | $316,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 28,208 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,357 | $313,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,798 | $312,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,211 | $312,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 35,794 | $312,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 25,542 | $310,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 104,857 | $310,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 24,014 | $309,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 7,065 | $309,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,753 | $308,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 90 | $307,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 23,268 | $307,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 8,684 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 11,669 | $304,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 31,955 | $304,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,619 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 9,587 | $300,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 24,945 | $299,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 41,915 | $298,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,111 | $298,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 13,678 | $297,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,760 | $296,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 23,220 | $295,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 10,780 | $294,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 5,959 | $292,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 15,137 | $292,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 66,870 | $292,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 36,273 | $289,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 17,086 | $289,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 42,939 | $287,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 82,038 | $287,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 48,335 | $287,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 85,721 | $284,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 29,385 | $284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,210 | $283,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 17,170 | $282,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 37,854 | $276,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 8,900 | $276,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,871 | $276,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 67,077 | $276,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $275,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 27,809 | $273,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,915 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,283 | $272,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 347,212 | $271,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,080 | $270,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,255 | $270,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,300 | $270,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 25,740 | $270,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 22,178 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,920 | $266,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,806 | $266,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 5,915 | $265,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,752 | $265,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 23,003 | $265,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 31,184 | $265,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 14,407 | $265,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 9,721 | $264,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,164 | $264,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 40,465 | $264,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 32,672 | $263,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 43,833 | $263,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 9,358 | $262,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 11,800 | $261,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 136,300 | $260,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,249 | $259,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 34,805 | $259,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 11,900 | $259,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 20,614 | $258,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 68,359 | $258,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 39,525 | $256,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,929 | $254,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 22,113 | $253,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 8,711 | $253,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 31,241 | $251,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,750 | $250,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 131,279 | $248,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,771 | $248,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,514 | $248,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,987 | $248,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 6,087 | $248,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,632 | $246,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 10,623 | $243,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 40,370 | $243,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 43,130 | $242,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,535 | $241,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,879 | $241,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,782 | $240,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 9,668 | $236,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 7,657 | $234,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 17,900 | $234,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,580 | $233,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 62,853 | $233,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,894 | $232,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 21,277 | $232,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,753 | $231,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 19,415 | $231,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 900 | $224,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 22,099 | $224,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 29,642 | $223,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 6,800 | $222,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,100 | $222,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,977 | $222,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,898 | $220,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,141 | $220,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 8,991 | $219,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,200 | $218,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 8,808 | $217,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 25,990 | $217,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 28,046 | $217,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,310 | $216,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 19,751 | $216,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 63,119 | $215,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 7,014 | $214,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,408 | $214,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 15,051 | $214,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 225,000 | $214,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,704 | $213,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,378,571 | $212,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 66,420 | $211,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 5,650 | $211,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 49,579 | $210,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 10,173 | $210,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,205 | $209,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,708 | $208,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,783 | $208,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 14,020 | $208,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,002 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,933 | $208,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 7,939 | $206,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $206,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,006 | $205,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 8,190 | $205,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 30,143 | $204,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 4,856 | $204,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,323 | $204,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 38,200 | $204,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 19,755 | $203,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 14,343 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,370 | $203,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 15,632 | $201,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 20,256 | $201,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,664 | $200,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,058 | $199,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 27,255 | $198,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 42,266 | $198,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 37,295 | $197,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 21,478 | $197,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,511 | $195,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 68,055 | $193,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,960 | $193,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 16,599 | $191,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 17,115 | $190,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 69,800 | $190,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,919 | $188,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 225,000 | $187,000 | thousands by filing date | principal |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,888 | $187,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,775 | $186,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 14,147 | $186,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 27,370 | $185,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 25,559 | $182,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 110,800 | $182,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,534 | $179,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 49,824 | $177,000 | thousands by filing date | |
| MFA FINL INC COM | 55272X607 | REIT | 21,397 | $175,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,923 | $174,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 125,907 | $174,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 41,458 | $172,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 16,934 | $171,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 68,957 | $170,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 18,919 | $170,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 45,742 | $169,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,108 | $167,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 20,664 | $167,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,157 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 800 | $165,000 | thousands by filing date | call |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 21,268 | $165,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 50,864 | $164,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 29,067 | $161,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 15,856 | $158,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 23,362 | $157,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 20,924 | $157,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 18,757 | $155,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 19,936 | $154,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,116 | $154,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 96,507 | $152,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,755 | $151,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 20,023 | $150,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 32,041 | $150,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,490 | $149,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 13,100 | $149,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 12,112 | $148,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 49,464 | $147,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,236 | $147,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,350 | $146,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 23,208 | $146,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,319 | $146,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 18,116 | $144,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 10,082 | $144,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 47,590 | $143,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 24,292 | $142,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $140,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 48,735 | $140,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 92,675 | $140,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 15,539 | $138,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,021 | $138,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 44,042 | $137,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 22,277 | $136,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 17,092 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,239 | $133,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 37,895 | $133,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 43,424 | $131,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 22,965 | $131,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 17,600 | $131,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 11,100 | $130,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,413 | $128,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,622 | $127,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 39,005 | $126,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 19,988 | $126,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 34,500 | $126,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 36,499 | $125,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 10,536 | $125,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 19,000 | $125,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 553,812 | $125,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 28,496 | $124,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,340 | $124,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 54,688 | $124,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 16,697 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,439 | $123,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 29,563 | $121,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 35,936 | $121,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 22,002 | $121,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 45,999 | $120,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 23,600 | $120,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 59,454 | $120,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,803 | $119,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,737 | $119,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,661 | $119,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 15,100 | $117,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 14,983 | $116,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 16,807 | $114,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,298 | $114,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 51,403 | $114,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,995 | $114,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,245 | $113,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,361 | $110,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,569 | $109,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 74,853 | $109,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,247 | $107,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 13,086 | $107,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 12,705 | $107,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 15,857 | $106,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 105,225 | $106,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 40,967 | $106,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 17,024 | $105,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 12,238 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,555 | $103,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 13,082 | $103,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,935 | $102,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 28,100 | $102,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 34,542 | $102,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 17,905 | $102,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 20,387 | $101,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 28,000 | $101,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 48,979 | $99,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 28,600 | $98,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 55,896 | $98,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 14,620 | $97,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 49,961 | $96,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 32,090 | $94,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 10,580 | $93,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,559 | $93,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 17,717 | $92,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,470 | $92,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,308 | $91,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,211 | $91,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 24,481 | $90,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,774 | $90,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 28,620 | $90,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 14,808 | $89,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 19,920 | $88,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 35,739 | $88,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,585 | $88,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,100 | $87,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,320 | $86,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 51,399 | $86,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 21,850 | $85,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 13,514 | $84,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,383 | $84,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 18,008 | $83,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 22,427 | $83,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,871 | $83,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 23,790 | $81,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 25,925 | $81,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 40,257 | $80,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 27,500 | $78,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 69,260 | $78,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,644 | $76,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 80,000 | $76,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 63,720 | $76,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 35,339 | $76,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,649 | $74,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 13,690 | $72,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,394 | $71,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 27,265 | $70,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 16,745 | $67,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 11,237 | $66,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 18,511 | $65,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,319 | $64,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,253 | $63,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 35,848 | $63,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 12,757 | $63,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 18,500 | $62,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,512 | $60,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,682 | $60,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,672 | $60,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,587 | $60,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 30,099 | $60,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 14,613 | $58,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 53,854 | $58,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,444 | $57,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 54,259 | $57,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,368 | $56,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 17,400 | $56,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 22,440 | $54,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 17,410 | $54,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,181 | $53,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 164,835 | $52,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 39,160 | $52,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,660 | $50,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 18,778 | $45,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 35,384 | $44,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 34,441 | $42,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,300 | $42,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 14,883 | $40,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 34,317 | $40,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 30,200 | $39,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,482 | $38,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 12,102 | $38,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 40,394 | $38,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 35,946 | $37,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 34,000 | $35,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 45,900 | $34,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 16,555 | $33,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 46,700 | $33,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 15,000 | $32,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 115,100 | $31,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 73,770 | $29,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,100 | $27,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,005 | $26,000 | thousands by filing date | |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 15,000 | $26,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 16,272 | $24,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 6,288 | $22,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,418 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,700 | $21,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 17,000 | $20,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,413 | $20,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 44,000 | $20,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,349 | $19,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $19,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $18,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,700 | $16,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 17,921 | $16,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 13,851 | $15,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $13,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 21,284 | $13,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 26,500 | $13,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 19,127 | $13,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,409 | $12,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 12,955 | $12,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,558 | $11,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,007 | $9,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 76,545 | $9,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 15,500 | $9,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382T101 | COM | 20,000 | $9,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 10,000 | $8,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 16,700 | $8,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 128,500 | $7,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,859 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,000 | $3,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 21,775 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 35,000 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,500 | $2,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 16,900 | $2,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 11,000 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,486,677 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,000 | $1,000 | thousands by filing date | principal |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 370,783 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011781 | this filing | 2022-11-14 | acceptance time not in the bulk data set |