13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 79,441 | $736,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 72,201 | $735,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 201,400 | $735,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 155,858 | $735,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 193,987 | $735,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 27,968 | $734,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 7,678 | $733,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 61,136 | $732,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,809 | $732,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 68,739 | $732,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 23,878 | $731,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 25,958 | $731,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 149,796 | $730,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 150,600 | $729,000 | thousands by filing date | call |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 146,154 | $729,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 72,585 | $729,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 16,646 | $729,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 43,565 | $728,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 34,283 | $726,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 81,009 | $726,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 71,380 | $726,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 15,000 | $725,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 376,073 | $725,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 12,447 | $724,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 51,348 | $724,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 5,697 | $723,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 35,580 | $722,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 72,304 | $722,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 178,911 | $720,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 18,587 | $719,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 104,541 | $719,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 56,277 | $718,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 84,906 | $718,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,250 | $717,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 46,337 | $716,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 65,939 | $712,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 13,862 | $712,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 49,280 | $710,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 378,500 | $708,000 | thousands by filing date | call |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 37,625 | $707,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 21,508 | $706,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 52,848 | $705,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 34,661 | $705,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 11,232 | $704,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 39,544 | $704,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 12,031 | $703,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 226,889 | $701,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 8,079 | $701,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,597 | $700,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 55,983 | $700,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,200 | $699,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 134,727 | $699,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 74,178 | $698,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 298,045 | $697,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 28,727 | $696,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 15,526 | $696,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 22,054 | $696,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 22,100 | $695,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 20,591 | $695,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 35,682 | $694,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 145,191 | $694,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 15,016 | $692,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 24,368 | $689,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 50,000 | $688,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 9,801 | $687,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 114,118 | $686,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 27,586 | $683,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,683 | $681,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 34,600 | $680,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 93,218 | $680,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 63,430 | $680,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 58,325 | $679,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 34,352 | $679,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 109,025 | $679,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,206 | $678,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 39,579 | $677,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 46,988 | $677,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 54,032 | $675,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 40,579 | $675,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 104,851 | $675,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 114,849 | $673,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 9,617 | $673,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 56,323 | $673,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 15,000 | $672,000 | thousands by filing date | call |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 58,782 | $672,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,899 | $671,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 13,573 | $671,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 196,797 | $671,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 24,559 | $670,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 16,493 | $670,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 61,438 | $669,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 24,000 | $668,000 | thousands by filing date | put |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 27,575 | $668,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 7,382 | $667,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 17,271 | $666,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 269,015 | $664,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 34,772 | $664,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 23,437 | $664,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 206,000 | $663,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 7,864 | $663,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 17,775 | $663,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 28,475 | $662,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 24,870 | $661,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 62,151 | $661,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 65,815 | $660,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 29,259 | $659,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 40,567 | $658,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 26,118 | $657,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 21,087 | $655,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,061 | $655,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 7,591 | $655,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,295 | $654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,304 | $654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 9,840 | $654,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 106,624 | $653,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 6,200 | $651,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 25,856 | $650,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 25,526 | $646,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 9,499 | $646,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 11,985 | $645,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32,703 | $645,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 25,010 | $643,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $643,000 | thousands by filing date | call |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 19,927 | $643,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 48,084 | $641,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 96,375 | $641,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 129,600 | $640,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 65,528 | $640,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 54,844 | $640,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 63,433 | $640,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 37,579 | $640,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 45,791 | $637,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 39,458 | $636,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 15,614 | $634,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 8,247 | $634,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 61,344 | $634,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 92,668 | $633,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 64,352 | $633,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 209,384 | $632,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 44,559 | $632,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 8,675 | $631,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 16,581 | $630,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 45,222 | $628,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 31,687 | $628,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 67,965 | $627,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,111 | $627,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,500 | $626,000 | thousands by filing date | put |
| DOXIMITY INC CL A | 26622P107 | Stock | 20,716 | $626,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 126,206 | $625,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 110,900 | $625,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 157,700 | $623,000 | thousands by filing date | call |
| BANK OF MONTREAL | 06367V303 | CMN | 10,360 | $622,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,400 | $619,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,076 | $617,000 | thousands by filing date | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 40,572 | $617,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 74,492 | $616,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,465 | $615,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 46,305 | $614,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 112,546 | $614,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 49,006 | $613,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19,948 | $612,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 96,690 | $612,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,930 | $608,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 117,918 | $607,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 42,243 | $607,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 57,322 | $605,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 10,230 | $604,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 21,229 | $604,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 24,726 | $602,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,000 | $601,000 | thousands by filing date | call |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 46,800 | $601,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 14,766 | $601,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 53,719 | $599,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 92,382 | $599,000 | thousands by filing date | |
| PROSHARES TR | 74347G325 | CMN | 20,078 | $599,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 225,900 | $599,000 | thousands by filing date | call |
| MARA HOLDINGS INC COM | 565788106 | Stock | 55,800 | $598,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 62,962 | $598,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,798 | $596,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,030 | $596,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 36,080 | $595,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15,481 | $592,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 56,168 | $592,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 39,721 | $591,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 116,024 | $589,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 89,817 | $589,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 75,664 | $587,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 22,606 | $586,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,500 | $586,000 | thousands by filing date | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 14,404 | $586,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 11,904 | $585,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 27,555 | $583,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 24,783 | $583,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 22,944 | $583,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 12,470 | $580,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,178 | $580,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 18,566 | $580,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 84,074 | $580,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 98,581 | $579,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 13,719 | $578,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 18,856 | $577,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 115,918 | $576,000 | thousands by filing date | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 9,389 | $576,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 104,884 | $573,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,896 | $573,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,037 | $573,000 | thousands by filing date | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 89,999 | $573,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 28,113 | $572,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 16,866 | $572,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 19,572 | $570,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 61,900 | $570,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 6,800 | $569,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 6,800 | $569,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 6,528 | $569,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 13,942 | $569,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 21,533 | $569,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,987 | $568,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 75,200 | $568,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 7,623 | $567,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 19,011 | $567,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 220,420 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 23,244 | $564,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 12,201 | $564,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,010 | $564,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 36,650 | $563,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,400 | $562,000 | thousands by filing date | call |
| STRIDE INC | 86333M108 | COM | 13,356 | $561,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 32,101 | $561,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 5,525 | $561,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 16,609 | $561,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 25,013 | $559,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 27,486 | $558,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 8,675 | $558,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 4,353 | $558,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 8,275 | $558,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 26,000 | $557,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 40,000 | $556,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 10,523 | $556,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,797 | $556,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 21,376 | $555,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 49,903 | $554,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,375 | $554,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 6,506 | $553,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 17,791 | $553,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 23,603 | $553,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 9,900 | $553,000 | thousands by filing date | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,391 | $553,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 175,110 | $553,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 37,576 | $551,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,542 | $550,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 37,649 | $550,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 277,595 | $550,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 12,655 | $550,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 20,715 | $549,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 60,989 | $548,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 49,221 | $547,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 14,944 | $547,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 52,799 | $547,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 43,202 | $545,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 41,791 | $545,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 16,700 | $544,000 | thousands by filing date | call |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 77,191 | $544,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 12,520 | $543,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 13,575 | $543,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 24,995 | $542,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 47,500 | $542,000 | thousands by filing date | put |
| PROSHARES TR | 74347G739 | FUND | 19,753 | $542,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 87,736 | $541,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 41,564 | $541,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 20,105 | $540,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 7,829 | $540,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 22,011 | $540,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 6,695 | $539,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 19,081 | $539,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,513 | $538,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 22,264 | $537,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 7,977 | $537,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 32,590 | $537,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 92,200 | $536,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,410 | $535,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 54,068 | $535,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 13,967 | $534,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 18,807 | $534,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 76,482 | $533,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 189,850 | $533,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 10,059 | $533,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 60,000 | $532,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,364 | $529,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 619 | $529,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 70,489 | $529,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 7,930 | $526,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,041 | $526,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,365 | $525,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 33,679 | $524,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 38,593 | $523,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 66,791 | $522,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 302,627 | $522,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 15,379 | $521,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 24,713 | $521,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 32,379 | $521,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 106,269 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,539 | $519,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 95,863 | $518,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 28,264 | $518,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 12,370 | $517,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 62,528 | $517,000 | thousands by filing date | |
| KIMBELL TIGER ACQUISITION CO | 49436K205 | UNIT 09/15/2028 | 50,771 | $516,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 20,024 | $515,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 48,902 | $515,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 28,608 | $515,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 52,066 | $515,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 109,592 | $514,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 288,551 | $514,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 91,849 | $513,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 24,090 | $513,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 129,898 | $512,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 84,812 | $511,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 107,862 | $511,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 17,142 | $511,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 41,217 | $510,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 39,944 | $510,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 21,468 | $509,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 39,509 | $508,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,446 | $507,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 43,689 | $507,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 51,505 | $507,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 29,107 | $506,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N103 | COM | 50,796 | $506,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 102,731 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 26,502 | $505,000 | thousands by filing date | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 35,000 | $504,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 13,555 | $504,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 64,263 | $504,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,297 | $503,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 13,171 | $503,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 23,098 | $503,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 30,000 | $502,000 | thousands by filing date | put |
| SPRINKLR INC | 85208T107 | CL A | 54,423 | $502,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 17,362 | $502,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 16,220 | $501,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 91,016 | $501,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 160,825 | $501,000 | thousands by filing date | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 18,509 | $501,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 10,591 | $499,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 29,648 | $499,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,975 | $499,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 96,681 | $499,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 11,442 | $498,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 49,006 | $497,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 37,500 | $496,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 288,597 | $496,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 4,562 | $495,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 47,955 | $494,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 500,000 | $494,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,919 | $493,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 84,344 | $493,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 11,682 | $492,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 9,528 | $492,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 33,476 | $491,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 49,997 | $491,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,269 | $489,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 39,853 | $488,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,980 | $488,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 60,400 | $487,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 32,632 | $487,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,951 | $486,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 24,260 | $486,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 135,624 | $485,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 43,245 | $484,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 15,361 | $483,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 20,974 | $483,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,969 | $482,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 39,126 | $482,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,992 | $480,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 10,948 | $479,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 21,047 | $478,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,889 | $477,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 39,047 | $477,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 160,789 | $477,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 26,691 | $477,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,000 | $475,000 | thousands by filing date | call |
| CUREVAC N V | N2451R105 | COM | 60,201 | $475,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 69,550 | $475,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,500 | $472,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 10,153 | $472,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 18,942 | $472,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 47,802 | $472,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 91,400 | $471,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 18,879 | $471,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 71,604 | $470,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 24,042 | $470,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 41,282 | $470,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 24,563 | $470,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 10,518 | $469,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 142,107 | $468,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 80,581 | $467,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 12,984 | $466,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 35,693 | $466,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 80,185 | $465,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 7,586 | $465,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,926 | $465,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 47,417 | $465,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 47,003 | $464,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 35,493 | $464,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 58,449 | $463,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 6,766 | $463,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 8,728 | $462,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,070 | $461,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 23,448 | $461,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 22,096 | $460,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 19,812 | $460,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 20,426 | $456,000 | thousands by filing date | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 189,973 | $456,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 21,059 | $456,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 154,545 | $456,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 27,821 | $455,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 26,254 | $455,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 10,592 | $455,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 33,231 | $454,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 18,579 | $454,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 17,256 | $453,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 48,058 | $453,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 5,017 | $453,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 50,630 | $453,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 49,748 | $453,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 39,842 | $453,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,000 | $452,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 28,910 | $452,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 983,252 | $452,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 10,226 | $450,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 23,572 | $450,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 215,655 | $449,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 500,000 | $449,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,400 | $448,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 84,003 | $448,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 9,528 | $447,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 50,053 | $445,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 51,636 | $445,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,335 | $444,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 19,899 | $444,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 110,815 | $444,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 490,305 | $444,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,270 | $443,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 88,607 | $443,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 47,803 | $442,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,975 | $442,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13,770 | $442,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 40,423 | $442,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 18,580 | $442,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 12,175 | $441,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 24,029 | $440,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 28,000 | $439,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 1,815 | $439,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 6,755 | $439,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 17,555 | $438,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 28,638 | $438,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 17,295 | $438,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 24,000 | $437,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 42,126 | $437,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 18,004 | $437,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 16,998 | $437,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 148,690 | $436,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,061 | $434,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 16,289 | $434,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,450 | $434,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25461A304 | DAILY AAPL BR 1X | 14,696 | $433,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 18,040 | $432,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 44,952 | $432,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 21,606 | $432,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 105,440 | $430,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 31,635 | $430,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 10,581 | $430,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 30,532 | $429,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 84,041 | $429,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,060 | $429,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,103 | $429,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 5,142 | $428,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 19,877 | $428,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 91,060 | $428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,565 | $427,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 157,667 | $427,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 311,061 | $426,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 13,300 | $426,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 9,583 | $426,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,234 | $425,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 32,875 | $425,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,777 | $425,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 16,165 | $425,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 155,493 | $425,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 215,465 | $425,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11,896 | $424,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 56,356 | $424,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,200 | $424,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 15,008 | $423,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,100 | $422,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 36,784 | $421,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 21,562 | $420,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 13,345 | $420,000 | thousands by filing date | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 72,975 | $419,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 15,975 | $418,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |