13F-HR filed by United Asset Strategies, Inc.
United Asset Strategies, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-24, with 210 holding rows worth $650,909,000.
- Accession
- 0000950123-22-010416
- Filer
- CIK 1539948
- Filed
- 2022-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 210 entries on the cover page, a total value of $650,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $650,909,000 with VALUE read as thousands by filing date, 13F file number 028-15136. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 199,029 | $23,641,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 191,271 | $21,614,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 87,507 | $20,380,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 143,102 | $19,777,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 93,653 | $15,339,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 147,271 | $14,086,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 95,662 | $13,744,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 54,680 | $13,677,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 56,118 | $12,649,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 43,427 | $12,348,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 43,941 | $12,192,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 112,106 | $11,715,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 129,583 | $10,919,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 70,374 | $10,885,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21,303 | $10,804,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 225,721 | $10,717,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 177,323 | $9,934,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 120,380 | $9,863,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 59,160 | $9,478,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 200,026 | $9,019,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 128,001 | $8,846,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 64,009 | $8,588,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 282,470 | $8,576,000 | thousands by filing date | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 99,294 | $8,385,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 103,681 | $8,372,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 38,815 | $8,334,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 29,939 | $8,261,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 56,731 | $8,193,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 32,664 | $7,835,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 23,797 | $7,753,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 54,153 | $7,714,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 173,189 | $7,671,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 181,691 | $7,629,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 20,384 | $7,331,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 89,967 | $7,143,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 21,017 | $7,143,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 148,057 | $7,090,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 56,497 | $6,858,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 88,197 | $6,339,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 71,346 | $6,301,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 73,211 | $6,077,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 45,227 | $5,813,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 23,883 | $5,156,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,797 | $4,721,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,734 | $4,605,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 67,228 | $4,572,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 37,311 | $4,519,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 11,960 | $4,516,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,944 | $4,266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 59,951 | $4,187,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 251,512 | $4,185,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 145,549 | $4,167,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 31,095 | $4,009,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 41,253 | $3,891,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 46,835 | $3,834,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 133,990 | $3,777,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 85,388 | $3,737,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 44,740 | $3,706,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 56,953 | $3,222,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 43,842 | $3,157,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,652 | $2,719,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,759 | $2,649,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,621 | $2,441,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 140,730 | $2,432,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,031 | $2,395,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,550 | $2,350,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 34,646 | $2,312,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,891 | $2,276,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,834 | $2,269,000 | thousands by filing date | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 20,699 | $2,246,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 57,806 | $2,227,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,607 | $2,223,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,225 | $2,043,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 20,471 | $1,965,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,010 | $1,924,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 50,391 | $1,913,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,613 | $1,887,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 47,708 | $1,840,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,768 | $1,819,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25,860 | $1,801,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,635 | $1,766,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,196 | $1,738,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 43,027 | $1,731,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,831 | $1,718,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,027 | $1,686,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,947 | $1,667,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 6,110 | $1,647,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 20,428 | $1,614,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 31,840 | $1,601,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 17,389 | $1,593,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,156 | $1,584,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 58,016 | $1,488,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 36,801 | $1,472,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 33,785 | $1,471,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,917 | $1,463,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,486 | $1,427,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 34,776 | $1,397,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,527 | $1,394,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,042 | $1,346,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,391 | $1,341,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,200 | $1,331,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,279 | $1,256,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,084 | $1,237,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,537 | $1,231,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,528 | $1,210,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,997 | $1,209,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,280 | $1,194,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,763 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,545 | $1,181,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 23,999 | $1,179,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,062 | $1,178,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,426 | $1,177,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 32,447 | $1,131,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,439 | $1,125,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,013 | $1,123,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7,752 | $1,121,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,422 | $1,095,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,803 | $1,088,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,937 | $1,073,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 28,880 | $1,069,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,806 | $1,053,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,978 | $1,035,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 32,369 | $1,016,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,664 | $1,015,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 605 | $994,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 22,919 | $985,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,614 | $981,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,301 | $960,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,961 | $959,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 13,132 | $953,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 26,940 | $938,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9,481 | $911,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 42,371 | $855,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,750 | $844,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,423 | $820,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,082 | $787,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 7,541 | $726,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 11,280 | $664,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 18,542 | $632,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,889 | $613,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,329 | $604,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 37,269 | $572,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,481 | $569,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 17,812 | $562,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,752 | $561,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,748 | $560,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 24,051 | $556,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,806 | $554,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,289 | $541,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,570 | $525,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,729 | $523,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,644 | $506,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,101 | $499,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,566 | $467,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,497 | $457,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,813 | $454,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,803 | $447,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,885 | $437,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,880 | $431,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,985 | $428,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 18,012 | $423,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 14,528 | $413,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,179 | $408,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 12,092 | $408,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,091 | $391,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,584 | $382,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 9,321 | $379,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,044 | $376,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,434 | $376,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,061 | $371,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,323 | $351,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,746 | $340,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,400 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,285 | $337,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,500 | $333,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,738 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,040 | $329,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,611 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,454 | $287,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,304 | $284,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 578 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,643 | $267,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,492 | $265,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,000 | $252,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,625 | $249,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,762 | $234,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,073 | $234,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,153 | $232,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,392 | $230,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 3,593 | $222,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 679 | $220,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 883 | $208,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,180 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,816 | $207,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,150 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,618 | $203,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 200,000 | $136,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 19,500 | $86,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 47,455 | $61,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 13,221 | $52,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 14,960 | $49,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 14,000 | $28,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 13,000 | $20,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 30,000 | $19,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 18,300 | $14,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 30,000 | $10,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,000 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 27,100 | $8,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,870 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-010416 | this filing | 2022-10-24 | acceptance time not in the bulk data set |