13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 3,880 holding rows worth $286,717,476,000.
- Accession
- 0000950123-22-009257
- Filer
- CIK 820027
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 11,251 entries on the cover page, a total value of $286,717,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,718,906,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerColumbia Wanger Asset Management LLC028-03639
- reports for this filerAmeriprise Bank, FSB028-18942
- reports for this filerPyrford International Ltd028-17429
- reports for this filerBMO Asset Management Ltd028-10846
- reports for this filerThames River Capital LLP028-10849
- reports for this filerLGM Investments Ltd028-12261
- reports for this filerAmeriprise Financial Services, LLC028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerBMO Asset Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerLGM Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOLUS INC | 30052C107 | COM | 31,621 | $367,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 56,093 | $367,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 16,201 | $367,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 13,638 | $365,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 39,280 | $364,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 111,000 | $361,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,968 | $360,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 31,824 | $360,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 98,910 | $360,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 42,181 | $359,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 29,052 | $358,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 23,590 | $355,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 19,332 | $355,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 10,594 | $354,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $354,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,542 | $354,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 84,763 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 12,535 | $350,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 35,078 | $349,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 26,817 | $347,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 54,232 | $347,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,629 | $346,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 37,958 | $345,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 40,528 | $345,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 24,511 | $345,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,231 | $345,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,286 | $344,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 23,000 | $343,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 32,105 | $343,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,052 | $341,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 52,553 | $341,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 54,839 | $341,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 48,937 | $336,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,202 | $336,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 21,947 | $334,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 37,790 | $334,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,441 | $333,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 131,239 | $332,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 109,068 | $331,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 10,173 | $330,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 37,976 | $327,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 37,082 | $324,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 13,530 | $323,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 10,609 | $322,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 27,498 | $322,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,125 | $319,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 88,900 | $318,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 46,752 | $318,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 5,860 | $317,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 27,351 | $317,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 37,760 | $315,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 3,650 | $315,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,392 | $312,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,982 | $312,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,622 | $311,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 11,176 | $310,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 23,550 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,611 | $309,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 8,264 | $307,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,304 | $307,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,292 | $302,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,700 | $302,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,600 | $299,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 31,058 | $299,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 17,066 | $297,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 28,455 | $297,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 53,319 | $296,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,320 | $295,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 107,000 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,748 | $290,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 9,608 | $290,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 20,074 | $289,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 11,642 | $287,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 44,909 | $286,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,297 | $286,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 40,826 | $286,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 44,224 | $285,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 56,167 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 5,153 | $285,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,256 | $285,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 22,825 | $282,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 41,628 | $281,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,279 | $280,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,423 | $280,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 55,834 | $280,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,776 | $278,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 50,715 | $277,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 27,719 | $277,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 67,360 | $277,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 8,345 | $276,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 5,989 | $276,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 21,274 | $276,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,086 | $276,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 80,021 | $275,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 79,840 | $275,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 14,400 | $274,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,274 | $274,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,662 | $274,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 21,248 | $273,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 9,851 | $273,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,300 | $273,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 111,881 | $273,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,403 | $272,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 48,200 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,061 | $271,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 89,391 | $269,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,879 | $267,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 15,120 | $266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,425 | $266,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 47,699 | $264,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,470 | $263,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 43,130 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,842 | $261,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 60,500 | $260,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,475 | $259,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 6,090 | $259,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,000 | $258,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 52,543 | $258,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,205 | $257,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 6,992 | $257,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 120,296 | $256,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 69,902 | $256,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD SPONSORED ADS | 74907L102 | ADR | 22,000 | $256,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 28,497 | $255,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 39,085 | $255,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,440 | $253,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,633 | $252,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 573,169 | $252,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 26,423 | $251,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 7,482 | $249,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 21,300 | $249,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 7,698 | $248,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 21,859 | $247,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 5,650 | $247,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 4,025 | $246,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 45,282 | $244,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 110,805 | $242,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 9,340 | $241,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,200 | $240,000 | thousands by filing date | |
| MFA FINL INC COM | 55272X607 | REIT | 22,144 | $238,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 8,679 | $237,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 6,824 | $237,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,519 | $237,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 17,900 | $236,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 8,227 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,748 | $233,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 21,607 | $232,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 32,018 | $231,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,519 | $231,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 68,697 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,738 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,615 | $229,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 21,272 | $229,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,167 | $227,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 27,740 | $226,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 24,427 | $226,000 | thousands by filing date | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 4,895 | $224,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,500 | $224,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 20,358 | $223,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,880 | $222,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 101,645 | $222,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 225,000 | $222,000 | thousands by filing date | principal |
| GROUPON INC | 399473206 | COM NEW | 19,456 | $220,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 8,746 | $220,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 50,872 | $219,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 49,223 | $218,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 30,210 | $217,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 26,842 | $217,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,680 | $217,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,696 | $215,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 8,689 | $215,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,378,836 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,319 | $215,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,165 | $214,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,183 | $213,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,843 | $212,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,487 | $211,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,858 | $210,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,801 | $209,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,202 | $208,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,294 | $206,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 17,689 | $205,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 8,813 | $204,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,229 | $204,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,504 | $202,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 18,919 | $200,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 23,600 | $200,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 59,931 | $197,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 96,988 | $195,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,951 | $191,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 52,909 | $190,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,108 | $189,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 22,842 | $188,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 141,594 | $187,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,095 | $185,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 19,322 | $185,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 46,897 | $184,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,655 | $180,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 225,000 | $179,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 37,324 | $178,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,549 | $178,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 22,551 | $175,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 17,405 | $174,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 19,195 | $174,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 28,610 | $174,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 13,870 | $171,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,630 | $166,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 40,858 | $164,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 45,458 | $163,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 65,249 | $163,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,612 | $163,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,055 | $162,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 27,275 | $162,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 22,423 | $162,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 22,388 | $160,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 18,776 | $158,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 27,072 | $156,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,282 | $155,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 40,257 | $154,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 25,496 | $153,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 13,734 | $152,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,926 | $151,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,733 | $150,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 18,000 | $150,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 38,490 | $148,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 22,572 | $148,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,136 | $147,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 10,649 | $147,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,344 | $144,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,064 | $144,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10,958 | $144,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 19,755 | $141,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 142,000 | $138,000 | thousands by filing date | principal |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,768 | $137,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 19,068 | $137,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 20,609 | $136,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,405 | $134,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 20,527 | $134,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 19,037 | $132,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 23,300 | $131,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,349 | $130,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,995 | $128,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,620 | $127,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 20,410 | $126,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,240 | $126,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 101,623 | $126,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 19,572 | $125,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,283 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,775 | $123,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,775 | $123,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,883 | $122,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 17,147 | $121,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 19,503 | $118,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 48,500 | $118,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,559 | $117,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 61,431 | $116,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 17,400 | $116,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 24,527 | $115,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 23,336 | $115,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 25,800 | $113,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 28,133 | $113,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 18,897 | $113,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 19,202 | $113,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 15,198 | $112,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,282 | $111,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 25,000 | $108,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 14,105 | $107,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,229 | $107,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 13,145 | $106,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 62,446 | $106,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 21,850 | $106,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 17,778 | $104,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,500 | $104,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,086 | $101,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 15,808 | $101,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 20,664 | $101,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 18,719 | $101,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 44,048 | $100,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 14,640 | $99,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 48,979 | $99,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 47,611 | $99,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 28,420 | $99,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,662 | $98,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,540 | $97,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 24,200 | $97,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 26,402 | $96,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 124,500 | $96,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 171,228 | $94,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,285 | $93,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 98,578 | $93,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 44,960 | $92,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 13,510 | $91,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 17,855 | $90,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,461 | $89,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 19,525 | $89,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 24,481 | $88,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,504 | $87,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,565 | $86,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 46,418 | $86,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 26,652 | $85,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,206 | $82,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,198 | $80,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 10,133 | $78,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 45,684 | $76,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,000 | $76,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 18,030 | $75,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,140 | $75,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 19,029 | $74,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 29,583 | $72,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,011 | $68,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 22,261 | $66,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 25,500 | $65,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 40,660 | $64,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 25,404 | $63,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 12,305 | $62,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 47,879 | $60,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 30,099 | $58,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,952 | $57,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 16,998 | $57,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 15,312 | $55,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 10,895 | $55,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 13,500 | $55,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 17,701 | $53,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 66,500 | $53,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 15,000 | $50,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 27,140 | $50,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 13,023 | $46,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 56,300 | $46,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 21,600 | $45,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 68,920 | $44,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 45,000 | $43,000 | thousands by filing date | principal |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 16,704 | $40,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,800 | $39,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 31,700 | $37,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,758 | $35,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,100 | $35,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 34,000 | $35,000 | thousands by filing date | principal |
| PAYSAFE LIMITED | G6964L107 | ORD | 17,950 | $35,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 24,450 | $33,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 14,338 | $30,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 27,421 | $30,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 22,400 | $29,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,330 | $28,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,504 | $28,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 27,000 | $27,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 46,615 | $27,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,700 | $26,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,100 | $23,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $23,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,344 | $21,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,369 | $21,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,145 | $21,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $19,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 26,500 | $19,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,855 | $17,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,000 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $15,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,132 | $12,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 13,800 | $12,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 13,149 | $12,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 128,500 | $10,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 76,545 | $9,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 12,000 | $9,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,405 | $9,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 10,000 | $8,000 | thousands by filing date | principal |
| VYNE THERAP. | 92941V209 | COM | 18,479 | $7,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,673 | $7,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 13,200 | $7,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,700 | $7,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 18,000 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,542 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,198 | $4,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 15,000 | $4,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 38,000 | $4,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 18,500 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,391 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,486,677 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-009257 | this filing | 2022-08-15 | acceptance time not in the bulk data set |