13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 3,225 holding rows worth $258,512,427,000.
- Accession
- 0000950123-22-009242
- Filer
- CIK 1521019
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 7,009 entries on the cover page, a total value of $258,512,427,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,512,430,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATUS PPTYS INC | 863167201 | COM NEW | 16,385 | $528,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 12,284 | $526,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 256,743 | $524,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 593,660 | $523,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 239,790 | $523,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 394,071 | $520,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 148,976 | $518,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 78,000 | $512,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 154,569 | $508,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 56,480 | $500,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 151,029 | $497,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 10,029 | $497,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 10,973 | $497,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 134,360 | $497,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 500,000 | $497,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 20,277 | $493,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 996,757 | $490,000 | thousands by filing date | principal |
| MANNING + NAPIER INC | 56382Q102 | CL A | 39,282 | $490,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,807 | $489,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 74,450 | $486,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 52,729 | $484,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 157,258 | $483,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 43,605 | $482,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 72,552 | $481,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 10,589 | $480,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 509,375 | $480,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 67,197 | $479,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 157,679 | $478,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 39,247 | $477,000 | thousands by filing date | principal |
| Vivid Seats Inc | 92854T100 | Common Stock | 63,754 | $476,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 44,397 | $474,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 59,123 | $474,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,468 | $473,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 333,318 | $470,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 214,922 | $468,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 63,310 | $467,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 249,934 | $465,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,585 | $457,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 291,057 | $457,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 12,760 | $457,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 288,741 | $456,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 114,882 | $451,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 163,070 | $448,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 34,088 | $444,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 6,558 | $441,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 99,157 | $440,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 338,839 | $440,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 130,371 | $437,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 15,956 | $437,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 383,359 | $437,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 53,428 | $436,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 56,010 | $434,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 30,653 | $433,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 56,480 | $433,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 76,736 | $432,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 45,143 | $431,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 68,366 | $426,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 62,844 | $419,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 150,657 | $417,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 72,236 | $414,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 319,798 | $410,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 124,650 | $402,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 22,238 | $397,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 72,032 | $388,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 38,547 | $385,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 49,218 | $384,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 124,495 | $382,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 29,620 | $381,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 42,047 | $378,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 34,801 | $378,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 11,570 | $373,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 27,794 | $360,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 68,289 | $359,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,110 | $353,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,003 | $352,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 57,832 | $351,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 240,767 | $349,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 168,489 | $347,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 62,652 | $347,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 353,369 | $345,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 101,028 | $343,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 37,142 | $342,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 23,304 | $341,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 28,500 | $338,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 78,481 | $334,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 103,300 | $333,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 13,015 | $333,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 75,376 | $330,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 31,824 | $326,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 281,426 | $326,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10,400 | $325,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 24,245 | $320,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 31,716 | $313,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 18,531 | $313,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 15,322 | $312,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 159,100 | $312,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 36,300 | $312,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 109,814 | $310,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 300,245 | $309,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,336 | $301,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 162,625 | $301,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 285,388 | $297,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 21,158 | $296,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 513,603 | $289,000 | thousands by filing date | principal |
| PEPGEN INC COM | 713317105 | Stock | 28,982 | $288,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 89,612 | $288,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 125,400 | $280,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 29,445 | $280,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 28,543 | $279,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 61,523 | $277,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 108,887 | $277,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 48,534 | $276,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 20,243 | $271,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 34,872 | $269,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 126,918 | $267,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 137,016 | $265,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 71,515 | $263,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 91,309 | $263,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,767 | $262,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,820 | $260,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 20,913 | $258,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 13,408 | $255,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 148,700 | $254,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 27,300 | $253,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,744 | $253,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 26,469 | $251,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,880 | $245,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 78,691 | $241,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 37,179 | $241,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 52,612 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,000 | $240,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 19,596 | $236,000 | thousands by filing date | principal |
| TDCX INC | 87190U100 | ADR | 25,500 | $236,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 108,641 | $235,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 12,882 | $233,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 102,153 | $232,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 191,864 | $230,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 14,019 | $230,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,736 | $224,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 12,604 | $223,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 45,000 | $221,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,415 | $219,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 45,600 | $217,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 37,924 | $216,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 180,124 | $216,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 14,631 | $215,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 93,741 | $207,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 153,715 | $203,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 46,844 | $202,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,228 | $201,000 | thousands by filing date | |
| HILLEVAX INC | 43157M102 | COM | 18,369 | $201,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 44,086 | $199,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 26,105 | $197,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 21,606 | $191,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 29,050 | $189,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 15,564 | $180,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 344,674 | $177,000 | thousands by filing date | principal |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 31,718 | $175,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 25,255 | $174,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 31,409 | $172,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 62,724 | $172,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 41,205 | $171,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 386,063 | $168,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 23,997 | $167,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 245,300 | $165,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 25,982 | $164,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 76,744 | $163,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 12,439 | $162,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 37,106 | $161,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 69,413 | $158,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 53,705 | $158,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 18,446 | $157,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 52,000 | $151,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,636 | $150,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 24,160 | $143,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 77,376 | $142,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 33,314 | $137,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 36,202 | $135,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 18,756 | $134,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 26,181 | $133,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 35,695 | $129,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 40,804 | $124,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 247,582 | $123,000 | thousands by filing date | principal |
| CRYPTYDE INC | 22890A104 | COM | 58,549 | $119,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 224,077 | $119,000 | thousands by filing date | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 84,644 | $116,000 | thousands by filing date | |
| TRANSPHORM INC | 89386L100 | COM | 30,360 | $116,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 79,225 | $109,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 16,296 | $98,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 12,214 | $96,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 21,648 | $91,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 23,780 | $85,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 157,785 | $85,000 | thousands by filing date | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 25,156 | $83,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 26,186 | $83,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 66,101 | $75,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 160,460 | $75,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 16,827 | $72,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 37,087 | $71,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 22,667 | $70,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 14,597 | $68,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 29,302 | $67,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 11,162 | $58,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 14,914 | $58,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 26,888 | $57,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 31,792 | $53,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 60,281 | $52,000 | thousands by filing date | principal |
| THORNE HEALTHTECH INC | 885260109 | COM | 10,434 | $51,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 80,741 | $48,000 | thousands by filing date | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 11,862 | $46,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 48,127 | $46,000 | thousands by filing date | principal |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 22,636 | $43,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 19,512 | $43,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 14,388 | $40,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 81,464 | $36,000 | thousands by filing date | principal |
| ATERIAN INC | 02156U101 | COM | 15,982 | $35,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 47,199 | $35,000 | thousands by filing date | principal |
| VENUS CONCEPT INC | 92332W105 | COM | 62,738 | $29,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 126,539 | $28,000 | thousands by filing date | |
| RPT REALTY | 74971D200 | PREF CONV | 53,055 | $25,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374300 | COM NEW | 18,188 | $23,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 30,430 | $16,000 | thousands by filing date | principal |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 30,020 | $8,000 | thousands by filing date | principal |
| SWEETGREEN INC | 87043Q108 | COM CL A | 111,730 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 334,014 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-009242 | this filing | 2022-08-15 | acceptance time not in the bulk data set |