13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 13,450 holding rows worth $484,452,994,000.
- Accession
- 0000950123-22-006403
- Filer
- CIK 1423053
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 17,079 entries on the cover page, a total value of $484,452,994,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $484,452,994,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UPHEALTH INC | 91532B101 | COM | 30,205 | $36,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,320 | $36,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 38,448 | $36,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 10,500 | $36,000 | thousands by filing date | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 28,900 | $36,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 34,550 | $36,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 25,800 | $36,000 | thousands by filing date | call |
| ASENSUS SURGICAL INC | 04367G103 | COM | 57,100 | $36,000 | thousands by filing date | put |
| INTRUSION INC COM NEW | 46121e205 | COM | 14,570 | $36,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 42,600 | $36,000 | thousands by filing date | call |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 26,100 | $36,000 | thousands by filing date | put |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 30,000 | $36,000 | thousands by filing date | call |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 14,000 | $36,000 | thousands by filing date | put |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 24,643 | $35,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 13,700 | $35,000 | thousands by filing date | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 16,685 | $35,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 14,300 | $35,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 42,408 | $35,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 11,400 | $35,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 10,800 | $35,000 | thousands by filing date | call |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 14,404 | $35,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 14,900 | $35,000 | thousands by filing date | put |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 14,157 | $35,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 13,100 | $35,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 47,400 | $35,000 | thousands by filing date | call |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 14,105 | $35,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 94,700 | $35,000 | thousands by filing date | put |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 14,598 | $35,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 67,628 | $35,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 133,333 | $35,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 12,975 | $34,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,940 | $34,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 23,800 | $34,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,900 | $34,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,200 | $34,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 22,100 | $34,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,900 | $34,000 | thousands by filing date | put |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 19,752 | $34,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 16,000 | $34,000 | thousands by filing date | put |
| PASSAGE BIO INC | 702712100 | COM | 11,100 | $34,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,000 | $34,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 54,200 | $34,000 | thousands by filing date | put |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 164,349 | $34,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 78,440 | $34,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 23,100 | $34,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 32,324 | $34,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 60,400 | $34,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 89,238 | $34,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,000 | $33,000 | thousands by filing date | put |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 54,186 | $33,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 18,000 | $33,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 35,200 | $33,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 21,500 | $33,000 | thousands by filing date | call |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 10,247 | $33,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 21,531 | $33,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 88,133 | $33,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 40,653 | $33,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 24,448 | $33,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 39,500 | $33,000 | thousands by filing date | put |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 27,100 | $33,000 | thousands by filing date | call |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 32,400 | $33,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L306 | COM | 29,113 | $33,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 24,369 | $33,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 25,700 | $33,000 | thousands by filing date | call |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 14,873 | $33,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 49,400 | $33,000 | thousands by filing date | call |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 130,338 | $33,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 30,850 | $33,000 | thousands by filing date | principal |
| MISSFRESH LTD | 60500F105 | ADS | 36,838 | $33,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 13,100 | $32,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 10,800 | $32,000 | thousands by filing date | put |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 127,914 | $32,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 19,400 | $32,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 14,300 | $32,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 29,791 | $32,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 39,100 | $32,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 58,722 | $32,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 144,623 | $32,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 24,500 | $32,000 | thousands by filing date | call |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 23,140 | $32,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 37,826 | $32,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC SPONSORED | 87807D103 | ADS | 22,379 | $32,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 11,900 | $31,000 | thousands by filing date | put |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 11,094 | $31,000 | thousands by filing date | |
| HOUR LOOP INC | 44170P106 | COM | 10,276 | $31,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,300 | $31,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 67,436 | $31,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 17,700 | $31,000 | thousands by filing date | call |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 12,486 | $31,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 21,632 | $31,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 37,600 | $31,000 | thousands by filing date | put |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 41,253 | $31,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 21,893 | $31,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 28,000 | $31,000 | thousands by filing date | put |
| BIMI INTERNATIONAL MEDICAL I | 05552Q202 | COM NEW | 22,691 | $31,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 363,791 | $31,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 19,200 | $30,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,400 | $30,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 14,100 | $30,000 | thousands by filing date | put |
| HERITAGE GLOBAL INC | 42727E103 | COM | 21,934 | $30,000 | thousands by filing date | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 18,443 | $30,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 17,629 | $30,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,502 | $30,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 14,800 | $30,000 | thousands by filing date | put |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 25,500 | $30,000 | thousands by filing date | put |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 12,800 | $30,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,900 | $30,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 26,100 | $30,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 26,100 | $30,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 20,500 | $30,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 52,800 | $30,000 | thousands by filing date | call |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 180,551 | $30,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 15,700 | $30,000 | thousands by filing date | put |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 16,100 | $30,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 25,600 | $30,000 | thousands by filing date | call |
| BONE BIOLOGICS CORP | 098070303 | COM | 10,741 | $30,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 93,987 | $29,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 53,168 | $29,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 44,591 | $29,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 12,400 | $29,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 114,057 | $29,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 27,930 | $29,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 20,627 | $29,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 14,200 | $29,000 | thousands by filing date | call |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 18,500 | $29,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 12,454 | $29,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 10,504 | $28,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 31,000 | $28,000 | thousands by filing date | call |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,121 | $28,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,800 | $28,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 19,500 | $28,000 | thousands by filing date | call |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 124,724 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 16,500 | $28,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 26,600 | $28,000 | thousands by filing date | call |
| S&W SEED COMPANY COM | 785135104 | COM | 13,100 | $28,000 | thousands by filing date | put |
| Northern Star Investment Corp II | 66573W115 | Warrant | 66,321 | $28,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 126,538 | $28,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 38,700 | $28,000 | thousands by filing date | put |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 92,190 | $28,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 13,063 | $28,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 91,653 | $28,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 35,047 | $28,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 24,000 | $28,000 | thousands by filing date | call |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 111,108 | $28,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,500 | $28,000 | thousands by filing date | put |
| ALFI INC | 00161P109 | COM | 16,853 | $28,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 15,300 | $27,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087302 | COM | 12,700 | $27,000 | thousands by filing date | call |
| IPOWER INC | 46265P107 | CL A | 16,012 | $27,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,600 | $27,000 | thousands by filing date | call |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 22,700 | $27,000 | thousands by filing date | call |
| HH&L ACQUISITION CO | G39714129 | WARR | 107,543 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 92,459 | $27,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 30,400 | $27,000 | thousands by filing date | call |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 15,600 | $27,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 48,048 | $27,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 48,500 | $27,000 | thousands by filing date | put |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 14,610 | $27,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 19,500 | $27,000 | thousands by filing date | call |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 10,439 | $27,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 10,252 | $26,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 16,018 | $26,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,956 | $26,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 10,600 | $26,000 | thousands by filing date | put |
| MDJM LTD | G59290109 | SHS | 12,481 | $26,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 24,000 | $26,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V501 | COM | 11,200 | $26,000 | thousands by filing date | put |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 22,347 | $26,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 37,500 | $26,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 25,400 | $26,000 | thousands by filing date | principal |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 23,200 | $25,000 | thousands by filing date | call |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 29,237 | $25,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 10,100 | $25,000 | thousands by filing date | put |
| MECHEL PREF SPON ADR | 583840509 | COM | 58,229 | $25,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 30,102 | $25,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 11,700 | $25,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,200 | $25,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 10,000 | $25,000 | thousands by filing date | put |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 14,900 | $25,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,900 | $25,000 | thousands by filing date | put |
| INTEGRA RES CORP | 45826T301 | COM NEW | 17,709 | $25,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 125,883 | $25,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 41,144 | $25,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 86,327 | $25,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 44,200 | $25,000 | thousands by filing date | put |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 35,100 | $25,000 | thousands by filing date | call |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 95,089 | $25,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 12,500 | $25,000 | thousands by filing date | put |
| CYNERGISTEK INC | 23258P105 | COM | 18,596 | $25,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,700 | $24,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 12,100 | $24,000 | thousands by filing date | put |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 18,029 | $24,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 63,164 | $24,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 40,108 | $24,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 16,200 | $24,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 11,958 | $24,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 38,200 | $24,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 11,931 | $24,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 14,296 | $24,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 21,900 | $24,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 15,200 | $24,000 | thousands by filing date | call |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 17,861 | $24,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 92,609 | $24,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 15,700 | $24,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 10,400 | $24,000 | thousands by filing date | put |
| INFOBIRD CO LTD | G47724102 | SHS | 34,289 | $24,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,300 | $23,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 20,200 | $23,000 | thousands by filing date | call |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 29,422 | $23,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 42,900 | $23,000 | thousands by filing date | put |
| CREATD INC | 225265107 | COM | 20,300 | $23,000 | thousands by filing date | put |
| JAGUAR HEALTH INC | 47010C607 | COM | 32,100 | $23,000 | thousands by filing date | put |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 87,838 | $23,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 15,100 | $23,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 115,711 | $23,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 14,891 | $22,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,200 | $22,000 | thousands by filing date | put |
| ACUTUS MED INC | 005111109 | COM | 15,828 | $22,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 29,159 | $22,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 73,911 | $22,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,400 | $21,000 | thousands by filing date | put |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 10,535 | $21,000 | thousands by filing date | |
| NEXGEL INC | 65344E107 | COM | 10,959 | $21,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,667 | $21,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,312 | $21,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 18,113 | $21,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 11,029 | $21,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 23,874 | $21,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 13,700 | $21,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 56,400 | $21,000 | thousands by filing date | call |
| IMV INC | 44974L103 | COM | 14,611 | $21,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 48,400 | $21,000 | thousands by filing date | put |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 31,318 | $21,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 11,800 | $20,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,949 | $20,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 55,944 | $20,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 23,700 | $20,000 | thousands by filing date | put |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 13,929 | $20,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 12,588 | $20,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 40,726 | $20,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 15,244 | $20,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 19,500 | $20,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484200 | COM NEW | 27,344 | $20,000 | thousands by filing date | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 34,027 | $20,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,200 | $20,000 | thousands by filing date | call |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 23,582 | $20,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 58,332 | $20,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 29,000 | $19,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 125,096 | $19,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,438 | $19,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 22,800 | $19,000 | thousands by filing date | call |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 12,000 | $19,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 12,100 | $19,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 23,000 | $19,000 | thousands by filing date | call |
| BROADWAY FINL CORP DEL | 111444105 | COM | 11,816 | $19,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 10,876 | $19,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 11,000 | $19,000 | thousands by filing date | call |
| GEOVAX LABS INC | 373678507 | COM | 16,457 | $19,000 | thousands by filing date | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 25,190 | $19,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 23,576 | $19,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 11,600 | $19,000 | thousands by filing date | put |
| SHIFTPIXY INC | 82452L203 | COM NEW | 24,500 | $19,000 | thousands by filing date | call |
| GREENLANE HLDGS INC | 395330103 | CL A | 34,000 | $19,000 | thousands by filing date | call |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 11,374 | $19,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 17,605 | $19,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 15,800 | $18,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,100 | $18,000 | thousands by filing date | put |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 11,618 | $18,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 52,300 | $18,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 11,639 | $18,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,700 | $18,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,913 | $18,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,400 | $18,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 12,300 | $18,000 | thousands by filing date | call |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 50,515 | $18,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 11,200 | $18,000 | thousands by filing date | call |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 55,231 | $18,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 101,525 | $18,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 10,200 | $18,000 | thousands by filing date | call |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 14,775 | $18,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 13,250 | $18,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 29,378 | $18,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 13,282 | $18,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031118 | *W EXP 10/21/202 | 33,638 | $18,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 12,571 | $17,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 16,181 | $17,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 46,500 | $17,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 25,700 | $17,000 | thousands by filing date | call |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 14,786 | $17,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 10,513 | $17,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 24,700 | $17,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 13,200 | $17,000 | thousands by filing date | call |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 12,300 | $17,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 77,000 | $17,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,525 | $16,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,700 | $16,000 | thousands by filing date | call |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 15,300 | $16,000 | thousands by filing date | put |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 10,100 | $16,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 12,453 | $16,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 66,933 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,100 | $16,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,457 | $16,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 13,500 | $16,000 | thousands by filing date | call |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 13,100 | $16,000 | thousands by filing date | put |
| META DATA LIMITED | 68276W400 | SPONSORED ADS | 10,141 | $16,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,117 | $16,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 16,263 | $16,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 38,400 | $16,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 76,100 | $16,000 | thousands by filing date | call |
| ALLEGO N V | N0796A118 | WTS | 15,060 | $16,000 | thousands by filing date | |
| WEIDAI LTD ADR | 94861A207 | COM | 14,655 | $16,000 | thousands by filing date | |
| SEQLL INC | 81734C106 | COM | 11,258 | $16,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 13,973 | $15,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 18,570 | $15,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,240 | $15,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 20,528 | $15,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 10,000 | $15,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 12,000 | $15,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 26,200 | $15,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,300 | $15,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 15,500 | $15,000 | thousands by filing date | call |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 65,717 | $15,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,600 | $15,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,000 | $15,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,200 | $14,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,519 | $14,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 13,725 | $14,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 21,950 | $14,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 57,644 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 17,562 | $14,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 13,600 | $14,000 | thousands by filing date | call |
| CREATD INC | 225265107 | COM | 12,400 | $14,000 | thousands by filing date | call |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 11,333 | $14,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,400 | $14,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 13,000 | $14,000 | thousands by filing date | call |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 65,438 | $14,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 56,208 | $14,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 13,971 | $14,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 42,009 | $14,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 12,300 | $14,000 | thousands by filing date | call |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 37,465 | $14,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 15,700 | $14,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,800 | $13,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 10,700 | $13,000 | thousands by filing date | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 32,461 | $13,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 23,872 | $13,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 12,500 | $13,000 | thousands by filing date | put |
| CUENTAS INC | 229794201 | COM | 10,262 | $13,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 17,606 | $13,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,800 | $13,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 18,044 | $13,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 10,254 | $13,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 11,400 | $13,000 | thousands by filing date | call |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 17,467 | $13,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10,900 | $12,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,500 | $12,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,600 | $12,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 19,302 | $12,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,733 | $12,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,000 | $12,000 | thousands by filing date | put |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,835 | $12,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 10,362 | $12,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 14,700 | $12,000 | thousands by filing date | call |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 31,133 | $12,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 39,900 | $12,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 13,700 | $12,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 16,400 | $12,000 | thousands by filing date | put |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 11,153 | $12,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 46,197 | $12,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 50,802 | $12,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 12,000 | $11,000 | thousands by filing date | put |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 11,992 | $11,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 14,100 | $11,000 | thousands by filing date | put |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 32,388 | $11,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 33,000 | $11,000 | thousands by filing date | put |
| MOTUS GI HLDGS INC | 62014P108 | COM | 31,274 | $11,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 10,007 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,039 | $10,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,400 | $10,000 | thousands by filing date | put |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 15,266 | $10,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 13,473 | $10,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,200 | $10,000 | thousands by filing date | put |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 49,560 | $10,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 31,100 | $10,000 | thousands by filing date | put |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 19,487 | $9,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,969 | $9,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 24,000 | $9,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 19,195 | $9,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,642 | $9,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 10,685 | $9,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 11,700 | $9,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 21,300 | $9,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 29,700 | $9,000 | thousands by filing date | call |
| GRINDR INC | G88672111 | EQUITY WRT | 23,224 | $9,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 25,700 | $9,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 37,613 | $9,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,100 | $9,000 | thousands by filing date | call |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 28,944 | $9,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,900 | $8,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,000 | $8,000 | thousands by filing date | put |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 39,933 | $8,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,900 | $8,000 | thousands by filing date | put |
| SHIFTPIXY INC | 82452L203 | COM NEW | 10,197 | $8,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 26,199 | $7,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 24,296 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,200 | $7,000 | thousands by filing date | put |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 10,870 | $7,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 10,462 | $7,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 20,368 | $7,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 10,100 | $7,000 | thousands by filing date | put |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 41,340 | $7,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 17,785 | $7,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 12,597 | $6,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 23,880 | $6,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,248 | $6,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 13,349 | $6,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 28,483 | $6,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 83,718 | $6,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 39,738 | $6,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 32,789 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,600 | $6,000 | thousands by filing date | put |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 13,000 | $6,000 | thousands by filing date | put |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 33,141 | $6,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 16,084 | $6,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 35,175 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 10,300 | $5,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 11,200 | $5,000 | thousands by filing date | put |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 21,587 | $5,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 22,200 | $5,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 16,500 | $5,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 26,747 | $5,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 13,499 | $5,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 12,583 | $5,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 24,750 | $5,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 14,694 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,609 | $4,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 16,552 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 11,357 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,000 | $4,000 | thousands by filing date | call |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 17,116 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,700 | $3,000 | thousands by filing date | call |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 19,110 | $3,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 12,484 | $3,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 12,517 | $3,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 11,600 | $3,000 | thousands by filing date | call |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 12,600 | $2,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 15,374 | $2,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 12,517 | $2,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 11,082 | $2,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 49,232 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-006403 | this filing | 2022-05-16 | acceptance time not in the bulk data set |