13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 3,397 holding rows worth $308,620,847,000.
- Accession
- 0000950123-22-006331
- Filer
- CIK 1521019
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 7,222 entries on the cover page, a total value of $308,620,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $308,620,831,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 78,491 | $521,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 215,186 | $521,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 525,036 | $521,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 451,726 | $520,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 27,479 | $518,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 101,793 | $516,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 60,598 | $516,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 213,192 | $516,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 323,388 | $515,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 41,259 | $514,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 9,846 | $514,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 126,219 | $513,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 500,000 | $513,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 273,680 | $512,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 34,015 | $511,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 39,139 | $511,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 117,354 | $510,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 149,743 | $509,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 984,495 | $507,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 12,563 | $506,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 227,087 | $504,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 212,196 | $495,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 90,800 | $493,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 66,421 | $490,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 29,000 | $488,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 30,317 | $487,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 52,000 | $483,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 95,974 | $481,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 58,037 | $479,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 252,206 | $479,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 255,493 | $476,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 143,473 | $475,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 61,283 | $470,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 28,479 | $467,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 169,674 | $467,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 33,147 | $466,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 15,255 | $465,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 18,829 | $464,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 662,250 | $464,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 98,962 | $463,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 57,355 | $462,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 18,785 | $461,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 34,801 | $461,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 72,391 | $452,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 179,991 | $452,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 19,622 | $450,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 51,651 | $446,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 280,109 | $445,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 60,817 | $442,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 53,418 | $440,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 26,184 | $438,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 89,000 | $436,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 34,861 | $435,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 74,529 | $432,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 93,112 | $426,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 107,000 | $425,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 20,791 | $425,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 169,120 | $425,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 133,751 | $425,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 146,966 | $422,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 55,296 | $422,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 135,134 | $420,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 26,412 | $420,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,061,697 | $419,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 338,963 | $417,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 44,545 | $416,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 30,683 | $414,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 41,200 | $408,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 99,199 | $402,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 556,862 | $395,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 25,660 | $392,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 39,774 | $391,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 24,245 | $388,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 67,003 | $387,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 60,587 | $382,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 21,763 | $381,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,409 | $378,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 105,436 | $377,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 33,575 | $375,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 180,124 | $375,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 54,208 | $373,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 77,754 | $370,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 14,534 | $367,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 59,701 | $363,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 62,153 | $361,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 897,772 | $360,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,148 | $357,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,796 | $354,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 68,821 | $354,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 47,846 | $349,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 124,392 | $349,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 138,639 | $348,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 36,001 | $347,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 292,102 | $347,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 71,566 | $346,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 66,209 | $346,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 229,354 | $346,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 155,967 | $345,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 41,523 | $340,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 139,637 | $338,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 44,279 | $338,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 93,090 | $337,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 17,238 | $335,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 104,670 | $333,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 296,556 | $332,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 24,160 | $331,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 15,694 | $330,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 34,916 | $328,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 30,332 | $327,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 113,312 | $326,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 34,829 | $321,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 537,570 | $321,000 | thousands by filing date | principal |
| NUVALENT INC COM | 670703107 | Stock | 26,526 | $319,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 563,683 | $316,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 24,125 | $315,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,297,464 | $315,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 85,889 | $314,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 85,422 | $311,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 96,174 | $310,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 99,587 | $308,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 23,286 | $305,000 | thousands by filing date | principal |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 13,029 | $304,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 45,908 | $298,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 27,871 | $297,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 40,500 | $295,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 405,047 | $294,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 30,300 | $293,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,877 | $292,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 24,910 | $290,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 24,990 | $290,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 271,686 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,000 | $285,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 16,179 | $284,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,921 | $278,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 68,869 | $278,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 17,362 | $277,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 32,788 | $277,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 77,754 | $275,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 64,723 | $272,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 41,817 | $271,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 102,200 | $268,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 86,043 | $268,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 22,300 | $267,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 34,499 | $266,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 208,158 | $266,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 79,147 | $264,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,724 | $263,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 36,322 | $254,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 35,500 | $252,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 130,654 | $252,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 514,269 | $251,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 162,134 | $250,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 113,159 | $247,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 239,300 | $244,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 28,633 | $243,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 171,571 | $243,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 69,197 | $239,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 70,669 | $238,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 75,735 | $237,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 39,241 | $235,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 12,138 | $234,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 37,184 | $234,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 82,968 | $233,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 232,326 | $232,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 51,037 | $231,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 19,626 | $230,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,736 | $225,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 44,975 | $224,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 245,300 | $224,000 | thousands by filing date | principal |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 38,300 | $223,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 32,437 | $223,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 75,286 | $221,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 39,622 | $219,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 31,685 | $219,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 137,908 | $218,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 184,200 | $217,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 126,300 | $217,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 15,829 | $215,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 105,176 | $214,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 32,822 | $212,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 130,971 | $212,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 182,630 | $212,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 48,181 | $210,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 232,591 | $210,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 25,982 | $209,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 17,969 | $209,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 14,318 | $209,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 481,934 | $207,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 9,575 | $206,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 8,329 | $204,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 70,868 | $204,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 17,494 | $202,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 183,253 | $202,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 43,212 | $201,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 25,792 | $199,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 18,400 | $197,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 27,047 | $196,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 34,605 | $194,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 29,305 | $188,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 166,367 | $188,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 360,205 | $188,000 | thousands by filing date | principal |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 36,567 | $186,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 24,319 | $185,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 29,216 | $181,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 25,989 | $179,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 12,711 | $178,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 54,748 | $178,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 16,296 | $176,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 89,435 | $175,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 26,181 | $174,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 40,474 | $173,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 43,574 | $172,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 60,257 | $172,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 22,324 | $171,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 13,230 | $170,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 18,446 | $160,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 113,500 | $160,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 96,208 | $159,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 18,884 | $155,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 55,388 | $154,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 17,769 | $152,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 17,850 | $150,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,844 | $149,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 38,906 | $149,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,428 | $148,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 16,344 | $146,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 17,388 | $142,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 261,379 | $134,000 | thousands by filing date | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 52,456 | $133,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 13,872 | $130,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 60,936 | $130,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 40,518 | $127,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 18,196 | $126,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 236,398 | $126,000 | thousands by filing date | principal |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,234 | $125,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 11,620 | $124,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 189,800 | $122,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 13,722 | $121,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 37,613 | $120,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 40,350 | $120,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 80,679 | $116,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 17,234 | $108,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 37,400 | $104,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 39,300 | $102,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 160,000 | $102,000 | thousands by filing date | principal |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 53,840 | $98,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 58,887 | $97,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 49,162 | $94,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 32,400 | $93,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 166,455 | $91,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 331,200 | $89,000 | thousands by filing date | put |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 52,000 | $89,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 62,738 | $88,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 53,809 | $82,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 70,422 | $81,000 | thousands by filing date | principal |
| Xilio Therapeutics Inc. | 98422T100 | COM | 11,284 | $80,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 200,074 | $76,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 36,709 | $76,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,945 | $75,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 27,700 | $74,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 25,118 | $73,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 32,142 | $69,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 110,469 | $67,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 10,434 | $66,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 16,163 | $65,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 11,185 | $65,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 81,017 | $65,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 14,388 | $64,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 12,002 | $64,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 89,156 | $63,000 | thousands by filing date | principal |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 11,904 | $63,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 64,314 | $61,000 | thousands by filing date | principal |
| ONTRAK INC | 683373104 | COM | 24,868 | $59,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 83,600 | $57,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 53,260 | $57,000 | thousands by filing date | principal |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 15,296 | $56,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 78,051 | $54,000 | thousands by filing date | principal |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 10,992 | $48,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 12,874 | $44,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 14,237 | $43,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 84,230 | $41,000 | thousands by filing date | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 11,862 | $40,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 19,512 | $39,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 15,982 | $38,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 17,500 | $38,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 62,608 | $37,000 | thousands by filing date | principal |
| RPT REALTY | 74971D200 | PREF CONV | 57,536 | $33,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 53,800 | $31,000 | thousands by filing date | call |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 22,624 | $31,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 102,400 | $29,000 | thousands by filing date | put |
| GREENLANE HLDGS INC | 395330103 | CL A | 51,517 | $25,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 11,643 | $24,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 82,800 | $23,000 | thousands by filing date | call |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 18,601 | $19,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 18,100 | $17,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 31,603 | $17,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 90,600 | $10,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 11,300 | $10,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 59,800 | $10,000 | thousands by filing date | put |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 35,106 | $10,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 96,800 | $9,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 24,400 | $8,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 24,400 | $8,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 78,300 | $8,000 | thousands by filing date | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 195,700 | $7,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 22,600 | $6,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 36,000 | $6,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 53,600 | $6,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 17,500 | $6,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 14,400 | $6,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 12,900 | $6,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 57,700 | $6,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 51,000 | $6,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,700 | $5,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1,500 | $5,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 22,700 | $5,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 11,200 | $5,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 11,200 | $5,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 103,000 | $5,000 | thousands by filing date | put |
| ZSCALERINC | 98980G102 | STOK | 21,600 | $5,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 45,200 | $5,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 35,000 | $5,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 36,000 | $5,000 | thousands by filing date | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 21,600 | $5,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 61,800 | $5,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 29,900 | $5,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 10,300 | $5,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 10,300 | $5,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 16,500 | $5,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 30,900 | $5,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 61,800 | $5,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 15,500 | $5,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 33,900 | $4,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 20,600 | $4,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 52,500 | $4,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 46,800 | $4,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 14,800 | $4,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,900 | $4,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 19,500 | $4,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 19,500 | $4,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 79,300 | $4,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 82,400 | $4,000 | thousands by filing date | put |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 24,300 | $4,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 67,000 | $4,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 7,500 | $4,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 43,300 | $4,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 12,900 | $4,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 20,600 | $4,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 108,000 | $4,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 12,300 | $4,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 90,600 | $4,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 90,600 | $4,000 | thousands by filing date | call |
| Airbnb, Inc. Class A | 009066101 | COM | 21,600 | $3,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 45,400 | $3,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 48,400 | $3,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 10,300 | $3,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 62,900 | $3,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 62,900 | $3,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 206,000 | $3,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,800 | $3,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 30,900 | $3,000 | thousands by filing date | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 92,700 | $3,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 86,500 | $3,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 29,900 | $3,000 | thousands by filing date | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 164,800 | $3,000 | thousands by filing date | put |
| WOLFSPEED INC | 977852102 | COM | 30,900 | $3,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 2,000 | $2,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 4,000 | $2,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 8,900 | $2,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 103,000 | $2,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 103,000 | $2,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 103,000 | $2,000 | thousands by filing date | call |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 103,000 | $2,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 17,000 | $2,000 | thousands by filing date | call |
| WW INTL INC | 98262P101 | COM | 196,200 | $2,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 2,000 | $1,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,000 | $1,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 24,300 | $1,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 500 | $1,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 27,000 | $1,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 29,700 | $1,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 36,100 | $1,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 51,200 | $1,000 | thousands by filing date | put |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 108,286 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 30,900 | $1,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 82,400 | $1,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 59,401 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| American Express Company | 025816109 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| American Express Company | 025816109 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-006331 | this filing | 2022-05-16 | acceptance time not in the bulk data set |