13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 3,930 holding rows worth $338,884,603,000.
- Accession
- 0000950123-22-006139
- Filer
- CIK 820027
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 11,604 entries on the cover page, a total value of $338,884,603,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $338,884,603,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- reports for this filerPyrford International Ltd 028-17429
- reports for this filerBMO Asset Management Ltd 028-10846
- reports for this filerThames River Capital LLP 028-10849
- reports for this filerLGM Investments Ltd 028-12261
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerBMO Asset Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerLGM Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 14,757 | $482,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 15,072 | $482,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,684 | $481,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 45,943 | $481,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 10,561 | $481,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,776 | $479,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 73,803 | $474,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 35,902 | $473,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,491 | $473,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,559 | $470,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 24,126 | $468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,342 | $468,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 12,682 | $467,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 41,597 | $465,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 13,298 | $464,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 134,868 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 7,215 | $463,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 17,876 | $459,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,484 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 9,441 | $457,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 6,116 | $456,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 55,844 | $456,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 41,226 | $455,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,988 | $452,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 8,684 | $452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 6,724 | $452,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,643 | $450,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 17,045 | $448,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 28,553 | $446,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 192,044 | $446,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 29,264 | $442,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 38,234 | $440,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 16,426 | $436,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 17,180 | $432,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 18,975 | $431,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 3,101 | $428,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 99,370 | $423,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,003 | $423,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,549 | $423,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 29,602 | $423,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 3,179 | $419,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 80,847 | $417,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 10,173 | $417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,897 | $416,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 43,130 | $414,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 20,174 | $413,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 12,302 | $412,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 23,550 | $409,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 47,799 | $408,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,864 | $406,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 44,788 | $404,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,200 | $404,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 8,162 | $399,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,888 | $399,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 54,330 | $397,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,665 | $396,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 34,558 | $395,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 37,169 | $394,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 9,242 | $393,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 30,820 | $389,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 68,597 | $387,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 49,037 | $386,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 23,893 | $385,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 111,000 | $385,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,500 | $384,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 91 | $384,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 11,231 | $379,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 61,385 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,816 | $378,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,435 | $378,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 28,524 | $377,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 64,872 | $377,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 54,380 | $375,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 30,897 | $373,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,545 | $370,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 6,377 | $370,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 31,588 | $370,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 9,606 | $369,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,737 | $367,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 32,711 | $367,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 29,080 | $365,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,376 | $363,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 12,211 | $359,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,482 | $359,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,386 | $358,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,151 | $356,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 21,570 | $354,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 62,170 | $353,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 24,658 | $351,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 38,640 | $348,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 90,458 | $347,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 42,011 | $347,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 31,076 | $347,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 51,221 | $347,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 11,773 | $345,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 10,396 | $344,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,768 | $343,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 6,824 | $343,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 25,213 | $342,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 19,609 | $341,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 84,510 | $341,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,952 | $337,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,146 | $336,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 16,037 | $335,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,655 | $334,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,029 | $333,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 75,383 | $332,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,521 | $331,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 11,241 | $331,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,106 | $331,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 68,655 | $330,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 86,453 | $330,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,722 | $329,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 102,737 | $327,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 25,500 | $325,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 108,907 | $324,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,099 | $324,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,661 | $323,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 48,200 | $323,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 8,540 | $322,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 11,475 | $319,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 42,856 | $316,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,320 | $316,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,293 | $315,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,027 | $315,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,700 | $315,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,600 | $315,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 20,788 | $314,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,458 | $310,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,491 | $310,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 4,105 | $310,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,467 | $306,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,205 | $305,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 7,542 | $305,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 40,082 | $304,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,269 | $303,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,809 | $303,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 50,324 | $301,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 30,858 | $299,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,486 | $298,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 22,615 | $298,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 68,142 | $297,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 7,418 | $296,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 43,447 | $295,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,829 | $295,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,542 | $295,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 6,031 | $294,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,828 | $294,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 17,315 | $293,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 26,025 | $292,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 100,618 | $291,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 11,134 | $289,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 29,314 | $288,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 42,330 | $284,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 13,072 | $283,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 28,578 | $283,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 16,955 | $283,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,934 | $282,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 17,900 | $282,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 32,500 | $281,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 49,938 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,174 | $280,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 16,860 | $279,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,000 | $279,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,475 | $279,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 5,650 | $279,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 20,429 | $278,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 6,950 | $278,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,013 | $276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,763 | $276,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 59,339 | $275,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,525 | $274,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,432 | $273,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,453 | $273,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 14,870 | $272,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 90,880 | $272,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 21,300 | $272,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 9,297 | $271,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,066 | $269,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,628 | $269,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,898 | $264,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,513 | $263,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 14,125 | $262,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,813 | $262,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 28,416 | $262,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 28,649 | $260,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,200 | $260,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 8,066 | $259,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,300 | $259,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 49,814 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 19,799 | $258,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 42,551 | $256,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD SPONSORED ADS | 74907L102 | ADR | 22,000 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,590 | $255,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 18,891 | $253,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 27,026 | $253,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 19,912 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,447 | $251,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $251,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,945 | $250,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 19,800 | $249,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 58,553 | $247,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,401 | $247,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,451 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,637 | $247,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,038 | $246,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 40,600 | $246,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,266 | $245,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 3,079 | $245,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,148 | $244,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 18,311 | $242,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,907 | $241,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,709 | $241,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 7,190 | $239,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 24,812 | $238,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,967 | $236,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 77,122 | $235,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,552 | $235,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 49,000 | $235,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 9,208 | $234,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 7,125 | $232,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,283 | $231,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 8,200 | $231,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 9,002 | $230,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,277 | $229,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 48,114 | $228,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 20,230 | $228,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 5,433 | $227,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 9,490 | $224,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,418 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 2,919 | $222,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,173 | $221,000 | thousands by filing date | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 12,290 | $220,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 30,732 | $218,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 25,389 | $218,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 9,768 | $218,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 64,443 | $217,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 66,643 | $216,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,758 | $215,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 18,603 | $214,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,378,746 | $214,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,285 | $212,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 45,119 | $212,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 17,105 | $211,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 17,374 | $211,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 46,293 | $211,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,245 | $211,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,985 | $209,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 58,300 | $209,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,308 | $208,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,098 | $208,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,669 | $205,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 34,850 | $202,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 38,096 | $202,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 225,000 | $201,000 | thousands by filing date | principal |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,589 | $201,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 15,344 | $200,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 19,766 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,338 | $198,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,860 | $197,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 15,634 | $197,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 14,100 | $195,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 93,864 | $195,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 34,633 | $190,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,769 | $189,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,240 | $187,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 19,068 | $187,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 21,105 | $185,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 10,131 | $184,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 27,834 | $183,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 62,906 | $182,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 23,225 | $181,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,642 | $179,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,493 | $178,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 24,527 | $178,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 15,808 | $177,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 75,591 | $176,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 15,981 | $174,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 13,297 | $173,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 21,543 | $172,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,566 | $170,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10,791 | $170,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $169,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 28,370 | $167,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,737 | $165,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 49,663 | $164,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 19,234 | $164,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 22,566 | $162,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 26,402 | $160,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 44,990 | $159,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 34,500 | $157,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,835 | $157,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 29,652 | $157,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 15,890 | $156,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 11,773 | $155,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,999 | $155,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 27,181 | $154,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 32,431 | $154,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 21,850 | $154,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 17,702 | $153,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 29,009 | $146,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 13,240 | $146,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 179,657 | $146,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,891 | $146,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 67,199 | $146,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 13,453 | $145,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 23,300 | $144,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 20,522 | $143,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 13,425 | $143,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,500 | $141,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 30,800 | $137,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 127,700 | $137,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 20,632 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,365 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,351 | $131,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 19,531 | $131,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,717 | $130,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 23,600 | $130,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 22,222 | $130,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 10,168 | $129,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 13,091 | $126,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 50,699 | $125,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 29,518 | $125,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 22,973 | $124,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 16,269 | $123,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,073 | $123,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,585 | $123,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 37,902 | $122,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 41,912 | $122,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,005 | $121,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 26,938 | $120,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 39,290 | $118,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,762 | $118,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,203 | $117,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 10,846 | $117,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,662 | $117,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,285 | $113,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 20,527 | $113,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 24,400 | $112,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,535 | $111,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,325 | $109,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 27,741 | $108,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 10,516 | $107,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 17,502 | $106,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 16,552 | $104,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 18,574 | $103,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,683 | $103,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 29,848 | $97,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,868 | $93,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,497 | $91,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 79,137 | $91,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 66,500 | $91,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 18,399 | $86,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 75,405 | $86,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,000 | $85,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 10,816 | $84,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,864 | $84,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 23,800 | $84,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 15,700 | $84,000 | thousands by filing date | |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 32,500 | $84,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 17,287 | $83,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 49,335 | $82,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 20,615 | $81,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 23,661 | $74,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 27,200 | $73,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 17,216 | $72,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 13,500 | $69,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 29,000 | $68,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 22,700 | $67,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 65,400 | $66,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,859 | $61,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,852 | $58,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,800 | $58,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 22,600 | $54,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 17,919 | $50,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 36,087 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,600 | $46,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 11,340 | $45,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 16,475 | $43,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 26,150 | $40,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,655 | $38,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,900 | $38,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,642 | $35,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,369 | $35,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 12,400 | $34,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,384 | $34,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,735 | $34,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $33,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 10,490 | $33,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 14,200 | $32,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,387 | $30,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 17,066 | $30,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 18,283 | $30,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $28,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 27,000 | $27,000 | thousands by filing date | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,100 | $25,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 10,630 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $24,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $24,000 | thousands by filing date | principal |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,000 | $22,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,145 | $21,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 13,930 | $21,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $20,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 14,407 | $18,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,980 | $17,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 16,385 | $17,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 28,096 | $17,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 14,300 | $17,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 21,313 | $14,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 10,000 | $11,000 | thousands by filing date | principal |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 128,500 | $11,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 19,700 | $11,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 20,006 | $10,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,487,173 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 76,570 | $9,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 12,000 | $9,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 10,000 | $8,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 18,000 | $7,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,737 | $7,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 19,650 | $7,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 15,000 | $7,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,679 | $6,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 75,000 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 13,200 | $6,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 20,500 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,565 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,391 | $3,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-006139 | this filing | 2022-05-16 | acceptance time not in the bulk data set |