Skip to content

13F-HR filed by SUMITOMO MITSUI FINANCIAL GROUP, INC.

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 193 holding rows worth $3,409,442,000.

Accession
0000950123-22-005266
Filed
2022-05-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2022

A holdings report, 193 entries on the cover page, a total value of $3,409,442,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,409,443,000 with VALUE read as thousands by filing date, 13F file number 028-17794. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerSumitomo Mitsui Banking Corporation
  • included managerSMBC Trust Bank Ltd.
  • included managerSMBC Nikko Securities Inc.
  • included managerSumitomo Mitsui Card Company, Limited

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ARES MANAGEMENT CORPORATION CL A COM STK03990B101Stock13,364,740$1,085,618,000thousands by filing date
JEFFERIES FINANCIAL GROUP IN47233W109COM10,500,000$344,925,000thousands by filing date
BLOCK INC CL A852234103Stock907,930$123,115,000thousands by filing date
CME Group Inc. Class A12572Q105COM471,846$112,233,000thousands by filing date
DBX ETF TR XTRACK HRVST CSI233051879XTRACK HRVST CSI3,282,089$108,604,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF1,531,322$79,200,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS648,105$78,382,000thousands by filing date
ISHARES TR MSCI CHINA ETF46429B671MSCI CHINA ETF1,233,000$65,213,000thousands by filing date
BLOCK H & R INC COM093671105Stock434,775$60,912,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF693,080$57,034,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS490,801$52,565,000thousands by filing date
ISHARES TR464288687COM1,417,693$51,632,000thousands by filing date
SPY78462F103SHS104,283$47,098,000thousands by filing date
VGT92204A702SHS101,081$42,098,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS262,000$41,640,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS220,748$39,878,000thousands by filing date
TELADOC HEALTH INC87918A105COM516,412$37,734,000thousands by filing date
iShares MBS ETF464288588SHS351,151$35,772,000thousands by filing date
SHOPIFY INC82509L107CL A SUB VTG SHS46,734$32,976,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL306,000$31,512,000thousands by filing date
ISHARES TR4642874407-10 YR TRSY BD284,746$30,602,000thousands by filing date
Microsoft Corp594918104COM88,375$27,306,000thousands by filing date
NVIDIA Corp67066G104COM97,063$26,485,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138g805TAXABLE MUN BD860,014$25,517,000thousands by filing date
META PLATFORMS INC CL A30303M102COM108,379$24,451,000thousands by filing date
Apple Inc037833100COM138,805$24,293,000thousands by filing date
BLOCK INC852234953PUT980,800$24,031,000thousands by filing dateput
Alphabet Inc. Reg. Shares C02079K107COM8,233$22,995,000thousands by filing date
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS259,481$22,874,000thousands by filing date
ISHARES INC MSCI STH KOR ETF464286772MSCI STH KOR ETF290,000$20,657,000thousands by filing date
ZSCALERINC98980G102STOK83,348$19,995,000thousands by filing date
SNAP INC83304A106CL A525,094$19,344,000thousands by filing date
Broadcom Inc.11135F101COM30,634$19,289,000thousands by filing date
INVESCO QQQ TR46090E103COM51,344$18,614,000thousands by filing date
Amazon.com, Inc023135106COM5,685$18,534,000thousands by filing date
DOCUSIGN INC COM256163106Stock167,891$18,124,000thousands by filing date
SHOPIFY INC82509L957PUT127,200$16,750,000thousands by filing dateput
ISHARES TR464287523COM34,818$16,478,000thousands by filing date
Qualcomm Incorporated747525103COM104,464$15,964,000thousands by filing date
UnitedHealth Group Inc91324P102COM28,411$14,489,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK121,529$14,400,000thousands by filing date
INVESCO DB MULTI-SECTOR COMM46140H106AGRICULTURE FD641,894$14,045,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM163,630$12,778,000thousands by filing date
Intuit Inc.461202103COM26,456$12,721,000thousands by filing date
HUNT J B TRANS SVCS INC COM445658107Stock55,559$11,156,000thousands by filing date
iShares TIPS Bond ETF464287176SHS87,280$10,872,000thousands by filing date
Communication Services Select Sector SPDR Fund81369Y852SHS156,249$10,747,000thousands by filing date
Bristol-Myers Squibb Company110122108COM140,934$10,292,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS119,434$10,276,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM13,169$10,063,000thousands by filing date
JPMorgan Chase & Co46625H100COM73,120$9,968,000thousands by filing date
Vanguard Long-Term Corporate Bond ETF92206C813SHS106,150$9,943,000thousands by filing date
D R HORTON INC COM23331A109Stock133,384$9,938,000thousands by filing date
Pfizer Inc.717081103COM191,569$9,918,000thousands by filing date
WW GRAINGER INC COM384802104Stock19,213$9,910,000thousands by filing date
Coca-Cola Company191216100COM146,970$9,113,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF52,000$8,631,000thousands by filing date
ISHARES INC MSCI TAIWAN ETF46434G772MSCI TAIWAN ETF140,000$8,603,000thousands by filing date
United States Oil Fund LP91232N207COM110,243$8,171,000thousands by filing date
Amgen Inc.031162100COM33,445$8,088,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON104,643$7,941,000thousands by filing date
AIR PRODS & CHEMS INC009158106COM30,325$7,579,000thousands by filing date
GLOBAL X FDS37954Y855LITHIUM BTRY ETF95,268$7,334,000thousands by filing date
ZOOM COMMUNICATIONS INC CL A98980L101Stock59,536$7,287,000thousands by filing date
Texas Instruments Incorporated882508104COM39,387$7,227,000thousands by filing date
SPDR S&P Dividend ETF78464A763SHS55,460$7,109,000thousands by filing date
ZSCALER INC98980G952PUT538,800$6,264,000thousands by filing dateput
META PLATFORMS INC30303M952PUT564,600$6,254,000thousands by filing dateput
ISHARES TR464287739U.S. REAL ES ETF57,387$6,204,000thousands by filing date
iShares Expanded Tech-Software Sector ETF464287515SHS15,636$5,394,000thousands by filing date
ISHARES TR464287796U.S. ENERGY ETF131,639$5,387,000thousands by filing date
SNOWFLAKE INC COM SHS833445109Stock22,963$5,319,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF202,637$5,317,000thousands by filing date
OKTAINCCLASSA679295105STOK34,005$5,189,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X192CLOUD COMPUTING56,935$5,154,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock40,963$5,045,000thousands by filing date
Vanguard Energy ETF92204A306SHS46,000$4,924,000thousands by filing date
OKTA INC679295955CL A350,200$4,726,000thousands by filing dateput
WISDOMTREE TR97717Y691CMN114,849$4,696,000thousands by filing date
Procter & Gamble Co742718109COM28,546$4,369,000thousands by filing date
GLOBAL X FDS37954Y673US INFR DEV ETF147,233$4,168,000thousands by filing date
AT&T Inc00206R102COM174,791$4,130,000thousands by filing date
Costco Wholesale Corporation22160K105COM7,110$4,094,000thousands by filing date
Johnson & Johnson478160104COM22,992$4,075,000thousands by filing date
SPDR SER TR78468R556S&P OILGAS EXP30,000$4,037,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS52,544$3,912,000thousands by filing date
Vanguard Consumer Staples ETF92204A207SHS19,493$3,819,000thousands by filing date
ISHARES TR464287457COM44,109$3,676,000thousands by filing date
Netflix, Inc64110L106COM9,403$3,587,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E500NAS CLNEDG GREEN55,251$3,570,000thousands by filing date
ISHARES TR464288281JPMORGAN USD EMG35,902$3,510,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138G847GBL CLEAN ENRG53,200$3,465,000thousands by filing date
Home Depot, Inc437076102COM10,899$3,262,000thousands by filing date
ADVANCED MICRO DEVICES INC007903957PUT715,400$3,184,000thousands by filing dateput
ISHARES TR464287556ISHARES BIOTECH24,343$3,172,000thousands by filing date
Cisco Systems,Inc.17275R102COM55,650$3,103,000thousands by filing date
Vanguard Consumer Discretionary ETF92204A108SHS10,132$3,093,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X846NASDAQ CYB ETF54,548$2,897,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock57,650$2,861,000thousands by filing date
PepsiCo,Inc.713448108COM16,410$2,747,000thousands by filing date
Verizon Communications Inc92343V104COM52,476$2,673,000thousands by filing date
SPDR SER TR78464A870S&P BIOTECH27,688$2,490,000thousands by filing date
RH74967X103COM7,315$2,445,000thousands by filing date
VANGUARD HEALTH CARE ETF92204A504ETF8,195$2,085,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock11,762$2,032,000thousands by filing date
PIMCO ETF TR72201R775ACTIVE BD ETF19,295$1,964,000thousands by filing date
TYSON FOODS INC CL A902494103Stock21,028$1,885,000thousands by filing date
LAUDER ESTEE COS INC CL A518439104Stock6,893$1,877,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF40,344$1,822,000thousands by filing date
TWILIO INC CL A90138F102Stock10,554$1,780,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM8,259$1,729,000thousands by filing date
CROWDSTRIKE HLDGS INC22788C955CALL240,000$1,431,000thousands by filing dateput
ISHARES TR46428743220 YR TR BD ETF10,573$1,396,000thousands by filing date
Vanguard S&P 500 ETF922908363COM3,311$1,376,000thousands by filing date
TELADOC HEALTH INC87918A955PUT145,300$1,317,000thousands by filing dateput
NETFLIX INC.64110L956PUT44,000$1,202,000thousands by filing dateput
SNAP INC83304A956PUT297,200$1,196,000thousands by filing dateput
AMAZON COM INC023135906CALL12,350$1,116,000thousands by filing datecall
ADVANCED MICRO DEVICES INC CALL JUL 550007903907CALL JUL 550195,000$1,083,000thousands by filing datecall
Mondelez International,Inc. Class A609207105COM17,172$1,078,000thousands by filing date
ISHARES TR464287168COM8,237$1,055,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM366$1,039,000thousands by filing date
ZOOM COMMUNICATIONS INC98980L951PUT38,000$1,024,000thousands by filing dateput
ISHARES TR46429B598MSCI INDIA ETF22,939$1,022,000thousands by filing date
NVIDIA CORPORATION67066G904CALL33,696$935,000thousands by filing datecall
CARNIVAL CORP COMMON STOCK143658300Stock43,293$849,000thousands by filing date
Morgan Stanley617446448COM9,000$812,000thousands by filing date
Vanguard Real Estate922908553SHS7,037$763,000thousands by filing date
iShares U.S. Treasury Bond ETF46429B267SHS30,007$753,000thousands by filing date
VANECK ETF TRUST92189F106GOLD MINERS ETF19,024$730,000thousands by filing date
OMNICOM GROUP INC COM681919106Stock8,232$699,000thousands by filing date
Proshares Short S&P74347B425COM48,000$676,000thousands by filing date
GENERAL MILLS INC COM370334104Stock9,344$633,000thousands by filing date
iShares U.S. Medical Devices ETF464288810SHS10,162$620,000thousands by filing date
SPLUNK INC848637104COM4,193$596,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM4,363$520,000thousands by filing date
Walt Disney Co254687106COM3,645$514,000thousands by filing date
ZS 280121C0018500098980g902CALL83,300$507,000thousands by filing datecall
ISHARES TR4642886613 7 YR TREAS BD4,092$499,000thousands by filing date
iShares Global REIT ETF46434V647SHS15,305$447,000thousands by filing date
DOCUSIGN INC256163956PUT47,000$443,000thousands by filing dateput
iShares U.S. Oil & Gas Exploration & Production ETF464288851SHS5,195$438,000thousands by filing date
VANECK ETF TRUST92189F791JUNIOR GOLD MINE9,029$423,000thousands by filing date
Applied Materials,Inc.038222105COM3,080$418,000thousands by filing date
CROWDSTRIKE HLDGS INC22788C105COM1,681$378,000thousands by filing date
Vanguard ESG U.S. Stock ETF921910733SHS4,589$372,000thousands by filing date
iShares ESG Aware US Aggregate Bond ETF46435U549SHS7,098$367,000thousands by filing date
Vanguard Total World Stock ETF922042742SHS2,607$264,000thousands by filing date
CROWDSTRIKE HLDGS INC22788C905CALL12,853$250,000thousands by filing datecall
OKTA INC679295905CALL138,300$234,000thousands by filing datecall
TESLA INC88160R901CALL1,120$210,000thousands by filing datecall
International Business Machines Corporation459200101COM1,504$199,000thousands by filing date
iShares MSCI Japan ETF46434G822SHS3,179$196,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E354S&P500 LOW VOL2,671$179,000thousands by filing date
GLOBAL X FDS37950E408MSCI CHINA CNSMR8,800$174,000thousands by filing date
iShares Russell 2000 ETF464287655SHS763$157,000thousands by filing date
EXCHANGE TRADED CONCEPTS TRU301505889EMQQ EME MAR ETF4,769$156,000thousands by filing date
TWILIO INC90138F952CL A10,000$156,000thousands by filing dateput
SHOPIFY INC82509L907CALL21,000$136,000thousands by filing datecall
Caterpillar Inc.149123101COM584$130,000thousands by filing date
iShares Core MSCI Emerging Markets ETF46434G103SHS2,189$122,000thousands by filing date
FORD MTR CO COM345370860Stock6,954$120,000thousands by filing date
SVB FINANCIAL GROUP78486Q101COM212$120,000thousands by filing date
BLOCK INC852234903CALL100,000$111,000thousands by filing datecall
Financial Select Sector SPDR Fund81369Y605SHS2,769$106,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS1,247$97,000thousands by filing date
APPLE INC037833900CALL8,462$95,000thousands by filing datecall
SPLUNK INC848637954Cmn23,500$83,000thousands by filing dateput
Intuitive Surgical,Inc.46120E602COM268$82,000thousands by filing date
SNOWFLAKE INC833445959PUT10,000$75,000thousands by filing dateput
PAYPAL HLDGS INC70450Y953PUT10,000$74,000thousands by filing dateput
REGENERON PHARMACEUTICALS COM75886F107Stock96$66,000thousands by filing date
TELADOC HEALTH INC CALL87918A905OPTION321,803$62,000thousands by filing datecall
MANDIANT INC NPV562662106COM2,690$60,000thousands by filing date
MasterCard, Inc57636Q104COM159$58,000thousands by filing date
Boeing Company097023105COM265$52,000thousands by filing date
VALE S A91912E105SPONSORED ADS2,200$44,000thousands by filing date
BOEING CO097023905CALL5,000$44,000thousands by filing datecall
ISHARES TR46434V639CUR HD EURZN ETF1,130$39,000thousands by filing date
META PLATFORMS INC30303M902CALL59,700$38,000thousands by filing datecall
DELTA AIR LINES INC247361902CALL25,000$38,000thousands by filing datecall
CAPRI HOLDINGS LIMITEDG1890L107SHS678$37,000thousands by filing date
BARRICK GOLD CORP067901908COM19,617$35,000thousands by filing datecall
ISHARES INC MSCI BRAZIL ETF464286400MSCI BRAZIL ETF858$32,000thousands by filing date
FEDEX CORP COM31428X106Stock122$29,000thousands by filing date
iShares Mortgage Real Estate ETF46435G342SHS818$27,000thousands by filing date
ISHARES MSCI USA QUALITY FACTOR ETF46432F339ETF200$27,000thousands by filing date
WISDOMTREE TR97717X578EM EX ST-OWNED612$20,000thousands by filing date
WYNN RESORTS LTD983134107COM225$18,000thousands by filing date
Merck & Co.,Inc.58933Y105COM210$17,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock239$9,000thousands by filing date
DOCUSIGN INC256163906COM40,000$7,000thousands by filing datecall
NETFLIX INC.64110L906CALL5,000$2,000thousands by filing datecall

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-22-005266this filing2022-05-12acceptance time not in the bulk data set