13F-HR/A filed by TUDOR INVESTMENT CORP ET AL
TUDOR INVESTMENT CORP ET AL filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-11-17, with 2,410 holding rows worth $6,160,740,000.
- Accession
- 0000950123-21-015686
- Filer
- CIK 923093
- Filed
- 2021-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 2,417 entries on the cover page, a total value of $6,160,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,160,740,000 with VALUE read as thousands by filing date, 13F file number 028-04356. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,400 | $314,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 12,100 | $314,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 27,653 | $313,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 11,325 | $313,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 49,874 | $313,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 20,964 | $312,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 25,512 | $312,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,500 | $312,000 | thousands by filing date | put |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 31,944 | $312,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,900 | $311,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 1,900 | $310,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 5,700 | $310,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 1,900 | $310,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,300 | $309,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,810 | $308,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,555 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,932 | $307,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,400 | $307,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,700 | $306,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 6,002 | $306,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 17,883 | $306,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 17,850 | $306,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 6,300 | $306,000 | thousands by filing date | put |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 31,000 | $306,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,100 | $305,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,533 | $305,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 21,404 | $305,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 12,100 | $304,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,000 | $303,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,700 | $303,000 | thousands by filing date | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 15,121 | $303,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 5,250 | $303,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,595 | $303,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,562 | $302,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 5,800 | $302,000 | thousands by filing date | call |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 30,000 | $302,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 10,998 | $301,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 6,000 | $300,000 | thousands by filing date | put |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,600 | $299,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,300 | $299,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 400 | $299,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,151 | $298,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,900 | $298,000 | thousands by filing date | call |
| SCVX CORP | G79448208 | COM | 30,000 | $298,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 755 | $297,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,100 | $297,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 7,200 | $297,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 1,417 | $296,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,053 | $296,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 384,722 | $296,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,150 | $295,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 18,324 | $295,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,300 | $294,000 | thousands by filing date | put |
| CORTEXYME INC | 22053A107 | COM | 3,205 | $294,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,900 | $293,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,000 | $293,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 7,000 | $293,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,600 | $292,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,900 | $292,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 8,700 | $292,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 3,000 | $292,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 4,700 | $291,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,700 | $291,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 16,900 | $291,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,600 | $291,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,300 | $290,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,376 | $290,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,200 | $289,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 18,076 | $289,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,800 | $288,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 9,700 | $288,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,800 | $287,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 5,700 | $287,000 | thousands by filing date | call |
| Vital Energy Inc | 516806205 | Common Stock | 3,536 | $287,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,300 | $286,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 5,682 | $286,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,500 | $285,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 7,100 | $285,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 4,600 | $284,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 1,800 | $284,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,278 | $284,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,091 | $284,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M118 | *W EXP 12/10/202 | 238,500 | $284,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 8,600 | $283,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,400 | $283,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,500 | $282,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 3,400 | $282,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 2,600 | $282,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 6,200 | $282,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,400 | $281,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 21,342 | $279,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 8,300 | $278,000 | thousands by filing date | call |
| QIAGEN NV | N72482123 | SHS NEW | 5,374 | $278,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,077 | $278,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 41,253 | $278,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,900 | $277,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 4,194 | $277,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 986 | $277,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 12,279 | $277,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,577 | $276,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,100 | $276,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 3,262 | $276,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,600 | $275,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 3,400 | $275,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 8,602 | $275,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 66,666 | $275,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,500 | $274,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,417 | $274,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,900 | $273,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 3,300 | $273,000 | thousands by filing date | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 5,711 | $273,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 9,041 | $272,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 20,143 | $272,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,700 | $271,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 2,200 | $271,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 1,530 | $271,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,200 | $270,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,300 | $270,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 12,400 | $269,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,300 | $269,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,400 | $269,000 | thousands by filing date | call |
| API GROUP CORP COM STK | 00187Y100 | Stock | 13,212 | $269,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 3,100 | $269,000 | thousands by filing date | call |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 13,472 | $269,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,153 | $268,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,600 | $267,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,872 | $267,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,900 | $266,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,588 | $265,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 5,100 | $265,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 1,100 | $264,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 2,654 | $264,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,400 | $264,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,600 | $264,000 | thousands by filing date | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 8,500 | $263,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 5,702 | $263,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,400 | $262,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 6,500 | $261,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 79,832 | $261,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,200 | $260,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 10,300 | $259,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 5,119 | $257,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 25,944 | $256,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,100 | $255,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,525 | $255,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,900 | $255,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 1,400 | $254,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 1,100 | $254,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 3,058 | $254,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,917 | $254,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,900 | $253,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,100 | $253,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,300 | $252,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 3,200 | $251,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,500 | $251,000 | thousands by filing date | put |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 24,996 | $251,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,300 | $250,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 1,500 | $250,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,500 | $250,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,800 | $250,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,012 | $250,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,100 | $249,000 | thousands by filing date | call |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 7,322 | $249,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 733 | $248,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,200 | $248,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,100 | $248,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,000 | $248,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,900 | $247,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 1,300 | $247,000 | thousands by filing date | put |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 24,875 | $247,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,791 | $246,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,500 | $246,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 5,100 | $246,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 8,200 | $246,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 24,678 | $246,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 25,000 | $246,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 4,490 | $245,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,200 | $244,000 | thousands by filing date | call |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 14,841 | $243,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 800 | $242,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 1,100 | $242,000 | thousands by filing date | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 4,259 | $242,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,000 | $242,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,300 | $241,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 200 | $240,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 1,900 | $240,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,400 | $240,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 4,200 | $240,000 | thousands by filing date | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,500 | $240,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 70,811 | $240,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,500 | $238,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,200 | $238,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,000 | $238,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 11,800 | $238,000 | thousands by filing date | call |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 34,334 | $238,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $237,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,659 | $237,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,328 | $237,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $237,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 4,300 | $237,000 | thousands by filing date | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 7,570 | $236,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 5,700 | $236,000 | thousands by filing date | put |
| SCHEIN HENRY INC | 806407102 | COM | 3,096 | $236,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,000 | $236,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,708 | $235,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,365 | $235,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,900 | $234,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,838 | $234,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,800 | $234,000 | thousands by filing date | put |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 23,978 | $234,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,300 | $233,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,079 | $233,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,700 | $232,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 2,379 | $232,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 77,156 | $232,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,100 | $231,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,800 | $231,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,365 | $231,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,708 | $231,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,433 | $231,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,277 | $231,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 535 | $230,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 500 | $230,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,657 | $230,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 7,810 | $230,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,200 | $229,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,878 | $229,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 400 | $228,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 5,000 | $228,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 4,200 | $227,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 9,083 | $227,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 48,168 | $227,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,000 | $226,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 8,519 | $226,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,700 | $225,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,740 | $224,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,500 | $224,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,800 | $224,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,314 | $224,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,900 | $224,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6,700 | $224,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 3,612 | $223,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 22,800 | $223,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,300 | $222,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 3,700 | $222,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 845 | $221,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,700 | $221,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 1,800 | $221,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 9,657 | $221,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,954 | $221,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,800 | $220,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,900 | $220,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 3,600 | $220,000 | thousands by filing date | put |
| Pelican AC CVR | 717CVR013 | Contingent Value Rights | 292,377 | $219,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 4,122 | $218,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 8,594 | $218,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,752 | $218,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,384 | $218,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,676 | $218,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,900 | $217,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 62,360 | $217,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,600 | $216,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 1,938 | $216,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,000 | $216,000 | thousands by filing date | put |
| GORES METROPOULOS II INC | 382873107 | CL A | 21,836 | $216,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,716 | $215,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,600 | $214,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 7,550 | $214,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,200 | $214,000 | thousands by filing date | put |
| ROBLOX CORP CL A | 771049103 | Stock | 2,800 | $214,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,236 | $213,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,900 | $212,000 | thousands by filing date | put |
| IMARA INC | 45249V107 | COM | 51,923 | $212,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,600 | $211,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 6,400 | $211,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,500 | $210,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,500 | $210,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,458 | $210,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,000 | $210,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 2,700 | $210,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 1,400 | $210,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,700 | $209,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 16,916 | $209,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,000 | $208,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,865 | $208,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 9,600 | $208,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 900 | $208,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 758 | $207,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,200 | $207,000 | thousands by filing date | put |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,604 | $207,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,000 | $207,000 | thousands by filing date | call |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 21,242 | $207,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,200 | $206,000 | thousands by filing date | put |
| TATTOOED CHEF INC | 87663X102 | COM | 11,204 | $206,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 8,340 | $205,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 20,230 | $205,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 20,000 | $205,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,500 | $204,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,800 | $204,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 3,576 | $204,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,500 | $203,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 6,900 | $203,000 | thousands by filing date | call |
| AARONS CO INC | 00258W108 | COM | 7,386 | $203,000 | thousands by filing date | |
| Alight Inc | 01626W119 | Warrant / Rights | 66,666 | $203,000 | thousands by filing date | call |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 6,500 | $202,000 | thousands by filing date | call |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 3,200 | $202,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8,760 | $202,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 51,784 | $202,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 20,000 | $202,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,700 | $201,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 7,763 | $201,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 6,155 | $201,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7,235 | $201,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 12,157 | $201,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 13,700 | $201,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 13,600 | $196,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 16,145 | $195,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 10,539 | $190,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 11,963 | $188,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 32,255 | $188,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 133,333 | $188,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,100 | $187,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 16,659 | $187,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,550 | $183,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 22,166 | $181,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,400 | $171,000 | thousands by filing date | call |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 16,965 | $169,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,100 | $169,000 | thousands by filing date | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13,600 | $168,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 12,640 | $164,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 13,347 | $163,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 15,000 | $162,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,546 | $160,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 12,600 | $160,000 | thousands by filing date | call |
| 1Stdibs.Com Inc | 320551104 | COM | 12,653 | $157,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 34,162 | $157,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 10,377 | $157,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 27,986 | $152,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 15,201 | $151,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 15,000 | $150,000 | thousands by filing date | |
| GALAXY GAMING INC | 36318P105 | COM | 33,900 | $147,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,300 | $145,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 47,258 | $142,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,110 | $140,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,172 | $139,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 28,237 | $138,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M115 | *W EXP 10/02/202 | 100,000 | $135,000 | thousands by filing date | call |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 166,665 | $134,000 | thousands by filing date | call |
| THORNE HEALTHTECH INC | 885260109 | COM | 15,160 | $131,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 153,508 | $129,000 | thousands by filing date | call |
| HELLO GROUP INC ADS | 423403104 | ADR | 11,841 | $125,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 19,758 | $122,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,579 | $120,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 11,686 | $116,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 13,718 | $115,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 36,576 | $112,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 133,333 | $109,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,398 | $106,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 13,975 | $106,000 | thousands by filing date | |
| Ocera Therapeu | 675cvr195 | COM | 383,340 | $104,000 | thousands by filing date | principal |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 11,686 | $101,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 10,258 | $101,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,600 | $96,000 | thousands by filing date | call |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 10,384 | $90,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 10,553 | $87,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 124,999 | $87,000 | thousands by filing date | call |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 100,000 | $83,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 33,559 | $83,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,004 | $83,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 20,000 | $81,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,268 | $80,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F112 | *W EXP 04/01/202 | 74,999 | $79,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,325 | $78,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 10,145 | $76,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 99,999 | $66,000 | thousands by filing date | call |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 81,163 | $63,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 66,666 | $60,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 26,939 | $59,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 78,566 | $56,000 | thousands by filing date | call |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 124,999 | $55,000 | thousands by filing date | call |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 24,999 | $53,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 21,020 | $52,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 37,499 | $43,000 | thousands by filing date | call |
| Elanco Animal Health CVR - Rights | 284CVR016 | COMMON STOCKS | 4,181,267 | $42,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,492 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,268 | $39,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 27,995 | $38,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 40,130 | $36,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 24,992 | $34,000 | thousands by filing date | |
| ACHILLION PHARMA CVR | 004CVR031 | RIG | 67,651 | $34,000 | thousands by filing date | principal |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 40,663 | $33,000 | thousands by filing date | call |
| WATERDROP INC | 94132V105 | CMN | 13,069 | $31,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 24,999 | $30,000 | thousands by filing date | call |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 31,746 | $29,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 16,665 | $26,000 | thousands by filing date | call |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 33,443 | $24,000 | thousands by filing date | call |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 37,499 | $24,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 25,403 | $24,000 | thousands by filing date | call |
| ACTUA CORPORATION | 005094107 | COM | 22,790 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 15,000 | $22,000 | thousands by filing date | call |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 18,747 | $18,000 | thousands by filing date | call |
| MEDIA GEN GROUP INC CVR | 584CVR997 | Contingent Value Rights | 1,219,804 | $12,000 | thousands by filing date | principal |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 10,561 | $11,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,630 | $8,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS CVR | 259CVR017 | COM | 16,000 | $2,000 | thousands by filing date | principal |
| ZCO Liquidating Corp | 67086E303 | COM | 16,202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 13,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Omthera Pharmaceutical (Mereo BioPharma) CVR | 682CVR022 | Contingent Value Rights | 31,909 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BigString Corp | 08989Q100 | Equity Certificate | 79,657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ferroglobe Representation & Warranty Insurance Tru | G339909X5 | Equity | 36,898 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015604 | superseded | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-015686 | this filing | 2021-11-17 | acceptance time not in the bulk data set |