13F-HR filed by QVT Financial LP
QVT Financial LP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 61 holding rows worth $1,348,416,000.
- Accession
- 0000950123-21-015655
- Filer
- CIK 1290162
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 61 entries on the cover page, a total value of $1,348,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,348,416,000 with VALUE read as thousands by filing date, 13F file number 028-11172. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MP MATERIALS CORP | 553368101 | COM CL A | 20,128,393 | $648,738,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 20,000,000 | $76,153,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 34,500,000 | $59,141,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 16,948,000 | $58,208,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 111,000 | $45,023,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 46,600 | $26,953,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 165,735 | $25,185,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,476 | $22,949,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 356,738 | $21,654,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 249,852 | $17,372,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 678,564 | $16,733,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 316,947 | $15,616,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,568,517 | $15,309,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 11,500,000 | $15,060,000 | thousands by filing date | principal |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 16,670,000 | $14,574,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 353,165 | $13,954,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 500,730 | $13,615,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 15,000,000 | $13,520,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 35,739 | $13,510,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 47,946 | $13,086,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 995,040 | $13,055,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 70,996 | $12,218,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 723,140 | $11,151,000 | thousands by filing date | |
| BEST INC | 08653CAB2 | NOTE 1.750%10/0 | 18,927,000 | $11,089,000 | thousands by filing date | principal |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 569,333 | $9,997,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 32,498 | $9,814,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 29,826 | $9,791,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 617,742 | $9,180,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,262 | $8,227,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 8,000,000 | $8,008,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,375,900 | $7,801,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 4,850,000 | $6,987,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 96,348 | $6,960,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 291,452 | $6,651,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 79,460 | $6,296,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 33,394 | $5,924,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 400,000 | $5,860,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,617 | $5,640,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 185,000 | $5,006,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 122,655 | $4,603,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 134,900 | $4,020,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 3,955,000 | $3,992,000 | thousands by filing date | principal |
| FISKER INC | 33813J106 | CL A COM STK | 235,000 | $3,443,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,326 | $2,861,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 3,000,000 | $2,820,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 183,700 | $2,669,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 81,068 | $2,261,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 7,400 | $2,238,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 2,000,000 | $2,026,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 53,613 | $1,939,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 98,644 | $1,763,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,400 | $1,599,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100,400 | $1,118,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,000,000 | $996,000 | thousands by filing date | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,000,000 | $946,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 2,200 | $892,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 500,000 | $675,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 62,657 | $591,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,429 | $342,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,613 | $326,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,117 | $288,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015655 | this filing | 2021-11-16 | acceptance time not in the bulk data set |