13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 3,847 holding rows worth $313,002,756,000.
- Accession
- 0000950123-21-015297
- Filer
- CIK 820027
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 10,219 entries on the cover page, a total value of $313,002,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,002,756,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, LLC 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARS COM INC | 14575E105 | COM | 112,731 | $1,427,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 90,313 | $1,426,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 40,393 | $1,426,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 42,713 | $1,425,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 43,167 | $1,423,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 46,170 | $1,418,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 35,558 | $1,417,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 34,164 | $1,416,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 60,050 | $1,415,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 143,327 | $1,414,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 52,852 | $1,408,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 55,521 | $1,405,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 61,328 | $1,399,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 91,855 | $1,392,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 211,543 | $1,388,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 72,722 | $1,382,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 29,416 | $1,378,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 88,572 | $1,378,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 5,777 | $1,378,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 109,875 | $1,375,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 16,402 | $1,374,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 53,548 | $1,374,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 55,262 | $1,372,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 65,583 | $1,367,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 104,195 | $1,364,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 9,623 | $1,363,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 148,529 | $1,361,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 43,175 | $1,361,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,101 | $1,356,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 6,464 | $1,352,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 264,661 | $1,347,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 42,490 | $1,346,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 28,608 | $1,345,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 45,369 | $1,328,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 46,916 | $1,328,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 14,695 | $1,326,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 124,600 | $1,323,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 25,466 | $1,321,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 52,425 | $1,319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 59,243 | $1,317,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 44,167 | $1,316,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 16,902 | $1,314,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 13,190 | $1,311,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 220,611 | $1,308,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 64,724 | $1,307,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 88,854 | $1,304,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 45,128 | $1,302,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 11,126 | $1,301,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 114,822 | $1,300,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 24,143 | $1,300,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 186,079 | $1,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 45,227 | $1,279,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 224,860 | $1,277,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 45,586 | $1,277,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 41,508 | $1,274,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 132,298 | $1,274,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 58,050 | $1,273,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 25,518 | $1,272,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 67,595 | $1,270,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 244,427 | $1,269,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 54,355 | $1,264,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 50,986 | $1,264,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 41,776 | $1,259,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 49,743 | $1,259,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 129,897 | $1,252,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 22,108 | $1,251,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 82,547 | $1,251,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 53,735 | $1,249,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 204,173 | $1,245,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 43,886 | $1,243,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 35,530 | $1,241,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,263 | $1,236,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 48,264 | $1,235,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 26,383 | $1,233,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 72,158 | $1,233,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 7,717 | $1,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 25,590 | $1,224,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 80,264 | $1,224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 25,461 | $1,223,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 109,946 | $1,222,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,436 | $1,221,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 77,848 | $1,221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,842 | $1,218,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 28,589 | $1,217,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 48,473 | $1,214,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 40,130 | $1,210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 19,780 | $1,205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10,242 | $1,203,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 55,652 | $1,201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 15,528 | $1,195,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 52,163 | $1,195,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 16,465 | $1,194,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 72,902 | $1,193,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 61,180 | $1,185,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 101,581 | $1,178,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 81,464 | $1,178,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 29,072 | $1,176,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 44,827 | $1,174,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 49,769 | $1,173,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 42,841 | $1,173,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 268,531 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 13,690 | $1,163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 6,739 | $1,159,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,415 | $1,151,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 14,836 | $1,151,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 117,313 | $1,142,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 57,474 | $1,132,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 23,780 | $1,131,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 82,539 | $1,130,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 60,981 | $1,130,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 67,957 | $1,129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 85,126 | $1,126,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 31,251 | $1,125,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 84,205 | $1,123,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 20,029 | $1,123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 8,789 | $1,121,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 49,595 | $1,121,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 105,361 | $1,121,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 30,641 | $1,120,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 20,842 | $1,117,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 11,086 | $1,115,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,165 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 17,489 | $1,113,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 41,686 | $1,110,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,688 | $1,103,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 102,414 | $1,103,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 20,355 | $1,101,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 21,724 | $1,092,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 62,322 | $1,092,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 105,395 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 19,769 | $1,089,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 39,994 | $1,088,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 36,258 | $1,087,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 110,282 | $1,087,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 73,193 | $1,086,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 46,487 | $1,082,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 18,601 | $1,082,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 20,327 | $1,077,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 125,183 | $1,076,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 60,058 | $1,074,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 43,222 | $1,073,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 95,751 | $1,073,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 51,458 | $1,068,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 91,583 | $1,066,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 91,300 | $1,065,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 43,200 | $1,064,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 12,172 | $1,059,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 76,739 | $1,058,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 23,925 | $1,055,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 170,553 | $1,049,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 64,117 | $1,042,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 24,753 | $1,041,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 21,270 | $1,039,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 51,525 | $1,031,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 20,689 | $1,030,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 55,289 | $1,028,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 129,252 | $1,023,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 36,019 | $1,020,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 279,600 | $1,012,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 5,330 | $1,008,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 15,929 | $1,007,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 24,967 | $1,004,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,892 | $1,002,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 29,012 | $1,001,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 24,528 | $994,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 28,400 | $994,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 29,090 | $994,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 11,070 | $990,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 5,939 | $988,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 23,064 | $988,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,888 | $988,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 11,305 | $986,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 39,320 | $984,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 19,480 | $979,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 85,466 | $973,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 87,233 | $972,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 44,490 | $972,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 74,428 | $967,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 79,590 | $965,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 19,700 | $960,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 32,216 | $960,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 788 | $953,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 133,307 | $951,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 87,612 | $945,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,299 | $943,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 19,946 | $936,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 46,057 | $935,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 153,361 | $934,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 11,592 | $933,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 95,786 | $933,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 27,911 | $933,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 7,312 | $930,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 29,135 | $928,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 84,212 | $926,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,254 | $925,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 9,624 | $925,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 56,562 | $923,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 81,001 | $923,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17,436 | $917,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 6,567 | $917,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 19,070 | $917,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 15,636 | $915,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,432 | $910,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,349 | $906,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 43,154 | $905,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 59,073 | $897,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 55,098 | $897,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 196,251 | $895,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 26,277 | $894,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 17,493 | $894,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 70,437 | $893,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 41,756 | $891,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 84,437 | $890,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 25,266 | $885,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30,741 | $883,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 126,191 | $882,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,791 | $877,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 38,568 | $875,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 38,685 | $871,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 153,891 | $871,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 68,994 | $866,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 25,356 | $864,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 19,079 | $864,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 46,731 | $863,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 22,823 | $861,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 16,980 | $860,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 29,084 | $857,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 52,093 | $857,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,839 | $855,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 64,833 | $846,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 16,541 | $845,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 10,005 | $844,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 61,726 | $838,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 32,179 | $836,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 50,324 | $832,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 54,663 | $831,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 43,184 | $830,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 75,706 | $830,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,776 | $829,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 81,990 | $829,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 24,196 | $828,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 25,293 | $820,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 26,760 | $820,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 40,495 | $818,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 26,442 | $813,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 66,645 | $813,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 24,009 | $808,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 92,701 | $806,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 93,170 | $806,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9,167 | $805,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 40,166 | $803,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,397 | $798,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 45,658 | $796,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 26,071 | $793,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 31,642 | $793,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 14,434 | $791,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 53,423 | $790,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 31,989 | $789,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 31,844 | $787,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 40,624 | $786,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 12,869 | $784,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,794 | $783,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 125,045 | $781,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 37,285 | $781,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 26,809 | $773,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 9,199 | $770,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 24,041 | $770,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 106,495 | $767,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 28,364 | $765,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 68,034 | $764,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,448 | $758,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 40,917 | $757,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,400 | $757,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 49,632 | $751,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 41,360 | $751,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 50,739 | $746,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 26,423 | $746,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 35,019 | $740,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 33,560 | $738,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 18,742 | $734,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 29,069 | $734,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16,908 | $734,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 19,994 | $721,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 11,570 | $718,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 93,824 | $716,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 10,640 | $713,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 28,564 | $711,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 15,437 | $708,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 34,210 | $708,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,191 | $708,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 23,882 | $707,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 51,880 | $706,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 30,340 | $695,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 147,117 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 23,538 | $692,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 33,260 | $692,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 62,436 | $689,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 6,883 | $688,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,029 | $686,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 144,038 | $686,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 104,496 | $685,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,226 | $681,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 11,164 | $680,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 93,995 | $678,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 28,275 | $675,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 11,114 | $674,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 9,761 | $669,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 21,615 | $668,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 24,534 | $667,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 24,004 | $666,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,087 | $665,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 4,554 | $657,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9,123 | $650,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 48,287 | $648,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,392 | $647,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,630 | $646,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 35,965 | $645,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 52,594 | $645,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,304 | $644,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 7,350 | $643,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,999 | $642,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 21,942 | $642,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 305,624 | $636,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 45,497 | $635,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 38,863 | $635,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 77,699 | $634,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 95,895 | $632,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 23,260 | $629,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 39,685 | $628,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 31,970 | $625,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 53,774 | $624,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 86,858 | $624,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 17,203 | $622,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 57,257 | $622,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 24,600 | $620,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,182 | $616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5,579 | $615,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 23,845 | $614,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 60,954 | $608,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 872 | $608,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 20,309 | $605,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 47,538 | $604,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 41,665 | $603,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 38,351 | $601,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 19,700 | $594,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 40,742 | $593,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 162,466 | $589,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 14,817 | $589,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 43,423 | $585,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 10,284 | $584,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 13,352 | $581,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 40,462 | $575,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,352 | $573,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 115,472 | $570,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 16,037 | $569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,508 | $569,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,235 | $568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,557 | $564,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 10,909 | $563,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 8,571 | $562,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,304 | $560,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 5,168 | $558,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 41,317 | $557,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 35,491 | $556,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 71,873 | $553,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,725 | $552,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 170,975 | $552,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 34,172 | $548,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 24,650 | $546,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,155 | $545,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 44,730 | $545,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $543,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 41,252 | $543,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 34,025 | $539,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 9,154 | $538,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 8,552 | $538,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 3,859 | $538,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 39,761 | $537,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 39,810 | $536,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 39,044 | $536,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 42,775 | $534,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 19,106 | $533,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 24,154 | $531,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 9,316 | $531,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 17,925 | $531,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 25,037 | $530,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 9,506 | $530,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 145,229 | $530,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 30,705 | $530,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 26,600 | $530,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 25,730 | $527,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 25,270 | $523,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 12,705 | $521,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,000 | $520,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 5,655 | $516,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 13,005 | $516,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 25,232 | $513,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,950 | $512,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 24,625 | $511,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 22,839 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,116 | $511,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,743 | $510,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 34,534 | $508,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 10,173 | $508,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 33,163 | $502,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 26,073 | $501,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 22,822 | $500,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 37,030 | $497,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,874 | $496,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 143,707 | $496,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,106 | $495,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 20,500 | $495,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 22,222 | $494,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 31,085 | $492,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 30,829 | $492,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 48,488 | $491,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 14,635 | $488,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 105,680 | $487,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 16,774 | $487,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 22,454 | $483,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 16,766 | $480,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 29,895 | $478,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 19,436 | $478,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 84,919 | $474,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 44,182 | $472,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 10,290 | $471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 10,227 | $470,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,963 | $469,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 33,977 | $468,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 75,583 | $466,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 22,056 | $462,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 56,478 | $459,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 30,935 | $456,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,587 | $455,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 84,647 | $454,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 28,977 | $452,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 46,342 | $450,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 6,716 | $449,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 63,130 | $448,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,632 | $448,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 16,984 | $446,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 23,210 | $444,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 129,900 | $444,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 18,557 | $443,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 406,000 | $443,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 30,560 | $440,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 26,653 | $440,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 83,052 | $440,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,620 | $438,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 26,225 | $437,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 35,717 | $437,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,360 | $429,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 34,405 | $428,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 4,400 | $428,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 24,997 | $427,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 14,912 | $425,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,662 | $423,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,932 | $422,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,248 | $420,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 12,505 | $420,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,098 | $414,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 28,001 | $412,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 7,050 | $412,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 53,600 | $411,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,704 | $409,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 12,998 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 16,872 | $407,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 10,721 | $407,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,988 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,773 | $406,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 23,062 | $405,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 12,971 | $404,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 27,557 | $403,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 45,900 | $403,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 64,034 | $401,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 7,257 | $399,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 64,798 | $399,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 28,534 | $399,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 108,324 | $398,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 11,622 | $398,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 86,716 | $396,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 131,300 | $395,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,187 | $390,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 22,763 | $389,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 15,220 | $388,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 5,987 | $385,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6,754 | $385,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,534 | $382,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 8,381 | $382,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 27,620 | $382,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 9,805 | $382,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 116,301 | $382,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 13,944 | $381,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 36,849 | $381,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,807 | $380,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,321 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 39,688 | $376,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 6,161 | $374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 22,107 | $372,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,017 | $368,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |