13F-HR filed by True Link Financial Advisors, LLC
True Link Financial Advisors, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-19, with 728 holding rows worth $681,818,000.
- Accession
- 0000950123-21-011704
- Filer
- CIK 1846236
- Filed
- 2021-08-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 732 entries on the cover page, a total value of $681,818,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $681,818,000 with VALUE read as thousands by filing date, 13F file number 028-20832. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| American Beacon Lg Cap Value Inst | 02368A208 | Com | 740 | $22,000 | thousands by filing date | |
| ENTERGY LOUISIAN 4point44percent26 DUE 01 15 26 | 29364WAM0 | cb | 20,000 | $22,000 | thousands by filing date | principal |
| FEDERAL NTNL M 3point1578percent32 ABS SPCL DUE 08 25 32 FACTOR 0point028631490000 | 31393BW76 | gm | 630,000 | $21,000 | thousands by filing date | principal |
| KFW 5point5percent33 MBS CMO DUE 11 25 33 FACTOR 0point058465684871 | 92922FMW5 | gm | 316,000 | $21,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 111 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 398 | $20,000 | thousands by filing date | |
| JANUS HENDERSON GROWTH AND INCOME T | 471023200 | NTF EQUITY FUNDS | 269 | $20,000 | thousands by filing date | |
| Price T Rowe Growth Stock Fund | 741479406 | MF | 176 | $20,000 | thousands by filing date | |
| ORANGE CN VA ECO 2point85percent22 LEAS BLDG DUE 11 01 22 XTRO TAXBL | 684790BS6 | mb | 20,000 | $20,000 | thousands by filing date | principal |
| TANGO FIN LTDpoint 0point3039percent40 ABS STUD DUE 07 25 40 FACTOR 0point374272587341 | 78442GPL4 | gm | 55,000 | $20,000 | thousands by filing date | principal |
| GNMA 7percent33 MBS CMO DUE 10 16 33 FACTOR 1point000000000000 | 38374CT50 | gm | 15,000 | $20,000 | thousands by filing date | principal |
| DUNHAM MONTHLY DISTRIBUT ION N | 265458620 | mf | 608 | $20,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 260 | $19,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 225 | $19,000 | thousands by filing date | |
| TWEEDY BRN GLOBAL VALUE | 901165100 | IFD | 601 | $19,000 | thousands by filing date | |
| FFCB 2percent40 DUE 05 14 40 | 3133ELZC1 | gb | 20,000 | $19,000 | thousands by filing date | principal |
| FFCB 2point125percent40 DUE 05 21 40 | 3133ELZZ0 | gb | 20,000 | $19,000 | thousands by filing date | principal |
| FHLB 1point92percent37 DUE 06 04 37 | 3130AJMU0 | gb | 20,000 | $19,000 | thousands by filing date | principal |
| FHLB 1point95percent36 DUE 06 03 36 | 3130AJMH9 | gb | 20,000 | $19,000 | thousands by filing date | principal |
| GMAC MORTGAGE, LL 5point5percent33 ABS SPCL DUE 10 25 33 FACTOR 0point043988127848 | 36185NQ60 | gm | 330,000 | $19,000 | thousands by filing date | principal |
| US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 | 912828G87 | tn | 19,000 | $19,000 | thousands by filing date | principal |
| V F CORP COM | 918204108 | Stock | 225 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 203 | $18,000 | thousands by filing date | |
| CWALT INCpoint 5point75percent34 ABS SPCL DUE 08 25 34 FACTOR 0point148700309150 | 12667FME2 | gm | 115,000 | $18,000 | thousands by filing date | principal |
| FHLMC 3point2384percent43 MBS CMO DUE 06 25 43 FACTOR 0point032757690000 | 31393DUG4 | gm | 495,000 | $18,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 303 | $17,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 294 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 236 | $17,000 | thousands by filing date | |
| FRANKLIN GROWTH ADV | 353496839 | NTF EQUITY FUNDS | 111 | $17,000 | thousands by filing date | |
| TANGO FIN LTDpoint 0point4139percent44 ABS STUD DUE 01 25 44 FACTOR 0point351017228603 | 78442GQA7 | gm | 50,000 | $17,000 | thousands by filing date | principal |
| HF SINCLAIR CORP 4 5 30 DUE 10 01 30 | 436106AC2 | CORPORATE BONDS | 15,000 | $16,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP, INC. | 38148LAE6 | Corp Bonds - Non-Convert | 15,000 | $16,000 | thousands by filing date | principal |
| DUNHAM HIGH YIELD BOND N | 265458604 | mf | 1,626 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 68 | $14,000 | thousands by filing date | |
| VTI | 922908769 | COM | 62 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 174 | $14,000 | thousands by filing date | |
| TRUIST FINANCIAL CORPORATION NOTE PERP | 89832QAD1 | NOTE PERP | 13,000 | $14,000 | thousands by filing date | principal |
| FHLB 2point3percent45 DUE 05 11 45 | 3130AJL56 | gb | 15,000 | $14,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 45 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 59 | $13,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 69 | $13,000 | thousands by filing date | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 69 | $13,000 | thousands by filing date | |
| COMMERCIAL MORTG 5point75percent33 ABS SPCL DUE 11 25 33 FACTOR 0point148585670268 | 22541QL75 | gm | 75,000 | $13,000 | thousands by filing date | principal |
| FEDERAL HOME LN M 1point5percent33 DUE 01 27 33 | 3134GWCD6 | gb | 13,000 | $13,000 | thousands by filing date | principal |
| MORTGAGE ASSET SECU 6percent34 ABS SPCL DUE 06 25 34 FACTOR 0point044594033144 | 576434RG1 | gm | 250,000 | $13,000 | thousands by filing date | principal |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 100 | $12,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 142 | $12,000 | thousands by filing date | |
| FHLMC 4percent43 MBS CMO DUE 01 15 43 FACTOR 0point106150200000 | 3137AXSX2 | gm | 100,000 | $12,000 | thousands by filing date | principal |
| KFW 5point5percent33 MBS CMO DUE 11 25 33 FACTOR 1point000000000000 | 92922FMN5 | gm | 12,000 | $12,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 75 | $11,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 51 | $11,000 | thousands by filing date | |
| AMERICAN WASHINGTON MUTUAL INVESTORS FUND CLASS F2 | 939330825 | Mutual Fund | 203 | $11,000 | thousands by filing date | |
| DUNHAM LONG SHORT CREDIT FUND CLASS N | 265458885 | mf | 1,145 | $11,000 | thousands by filing date | |
| STRUCTURED ASS 2point3809percent34 ABS SPCL DUE 10 25 34 FACTOR 0point025180716534 | 863579CC0 | gm | 400,000 | $11,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 123 | $10,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 52 | $10,000 | thousands by filing date | |
| NORTHERN | 665162582 | MUTUAL FUND | 678 | $10,000 | thousands by filing date | |
| AMERIQUEST MORTGAGE 7percent29 ABS SPCL DUE 04 25 29 FACTOR 0point002141493248 | 12669BAA0 | gm | 4,000,000 | $10,000 | thousands by filing date | principal |
| DUNHAM CORPORATE GOVERNM ENT BOND N | 265458307 | mf | 718 | $10,000 | thousands by filing date | |
| DUNHAM INTERNATIONAL OPP ORTUNITY BOND N | 265458448 | mf | 1,056 | $10,000 | thousands by filing date | |
| FEDERAL NTNL MO 4point604percent33 ABS SPCL DUE 09 26 33 FACTOR 0point094677610000 | 31393AV61 | gm | 100,000 | $10,000 | thousands by filing date | principal |
| KFW 5point25percent33 ABS SPCL DUE 10 25 33 FACTOR 0point114591312000 | 92922FEV6 | gm | 85,000 | $10,000 | thousands by filing date | principal |
| REYNOLDS AMERN I 6point15percent43 DUE 09 15 43 | 761713AZ9 | cb | 8,000 | $10,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 32 | $9,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 105 | $9,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 147 | $9,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937694 | MC VAL IDX ADM S | 127 | $9,000 | thousands by filing date | |
| T ROWE PRICE NEW HORIZON FD | 779562107 | MUTUAL | 97 | $9,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL F | 48121L163 | MFC | 336 | $9,000 | thousands by filing date | |
| BNY Mellon Family Of Funds Int | 05587K741 | OTHER | 344 | $9,000 | thousands by filing date | |
| CITICORP MORTGAG 5point25percent35 MBS CMO DUE 08 25 35 FACTOR 1point000000000000 | 172973Y45 | gm | 9,000 | $9,000 | thousands by filing date | principal |
| NEW CENTURY MORTGAG 6percent34 ABS SPCL DUE 09 25 34 FACTOR 0point021632748696 | 36242DCH4 | gm | 300,000 | $9,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 75 | $8,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 16 | $8,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 29 | $8,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 103 | $8,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 32 | $8,000 | thousands by filing date | |
| FHLMC 5point5percent33 MBS CMO DUE 01 15 33 FACTOR 0point121977430000 | 31393J3Z9 | gm | 50,000 | $8,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 3 | $7,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 20 | $7,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18 | $7,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14 | $7,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 39 | $7,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 107 | $7,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 340 | $7,000 | thousands by filing date | |
| MFS VALUE I | 552983694 | NTF EQUITY FUNDS | 133 | $7,000 | thousands by filing date | |
| BARON EMERGING MARKETS FUND INST'L CLASS | 06828M876 | Mutual Fund | 330 | $7,000 | thousands by filing date | |
| DRIEHAUS EMERGING MARKETS GROWTH INSTL | 262028756 | EQUITY FUNDS | 126 | $7,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 134 | $6,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 78 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 97 | $6,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 88 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 95 | $6,000 | thousands by filing date | |
| FIDELITY INTERNATIONAL INDEX | 315911727 | Mutual Fund | 121 | $6,000 | thousands by filing date | |
| Medtronic | BTN1Y11US | MDT | 51 | $6,000 | thousands by filing date | |
| AMERICAN CENTURY EQUITY GROWTH INV | 02507M600 | mf | 163 | $6,000 | thousands by filing date | |
| STRUCTURED ASS 6point3306percent31 ABS SPCL DUE 03 25 31 FACTOR 0point000820084305 | 073914VW0 | gm | 4,850,000 | $6,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 39 | $5,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 22 | $5,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 90 | $5,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 153 | $5,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 6 | $5,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 16 | $5,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11 | $5,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6 | $5,000 | thousands by filing date | |
| SCHWAB TOTAL STOCK MKT-SEL | 808509756 | MFD | 67 | $5,000 | thousands by filing date | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 69 | $5,000 | thousands by filing date | |
| DFA REAL ESTATE SECURITIES I | 233203835 | EQUITY FUNDS | 102 | $5,000 | thousands by filing date | |
| DFA US SMALL CAP I | 233203843 | EQUITY FUNDS | 104 | $5,000 | thousands by filing date | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 459 | $5,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.25 11/15/2027 | 9128283F5 | Govt Bond | 5,000 | $5,000 | thousands by filing date | principal |
| Vanguard GNMA Fund Investor Sh | 922031307 | ETF | 511 | $5,000 | thousands by filing date | |
| HARTFORD MIDCAP FUND | 41664M870 | MUTUAL | 119 | $5,000 | thousands by filing date | |
| US TREASURY | 9128283p3 | FIXED | 5,000 | $5,000 | thousands by filing date | principal |
| FEDERAL NTNL MO 6point589percent31 ABS SPCL DUE 10 25 31 FACTOR 0point008184920000 | 313920XZ8 | gm | 500,000 | $5,000 | thousands by filing date | principal |
| FEDERAL NTNL MOR 5point61percent32 ABS SPCL DUE 01 25 32 FACTOR 0point009045840000 | 3139216U7 | gm | 360,000 | $5,000 | thousands by filing date | principal |
| US TREASUR NT 2 percent 12 21 UST NOTE DUE 12 31 21 | 912828U81 | tn | 5,000 | $5,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 27 | $4,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 72 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 28 | $4,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 42 | $4,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 95 | $4,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40 | $4,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8 | $4,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 17 | $4,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 13 | $4,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 11 | $4,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11 | $4,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 6 | $4,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PORTF | 921908877 | Real Assets, Listed Real Estate | 26 | $4,000 | thousands by filing date | |
| BARON SMALL CAP INSTL | 068278803 | EQUITY FUNDS | 84 | $4,000 | thousands by filing date | |
| DFA EMERGING MARKETS CORE EQUITY 2 I | 233203421 | EQUITY FUNDS | 154 | $4,000 | thousands by filing date | |
| EATON VANCE FLOATING RATE I | 277911491 | BOND FUNDS | 489 | $4,000 | thousands by filing date | |
| PIMCO LONG-TERM CREDIT B | 72201P647 | BOND FUNDS | 304 | $4,000 | thousands by filing date | |
| Cohen & Steers Global Infrastr | 19248B404 | Common | 180 | $4,000 | thousands by filing date | |
| ALLSPRING SMALL COMPANY GROWTH INST | 949921571 | mf | 54 | $4,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 46 | $3,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 28 | $3,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7 | $3,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 47 | $3,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 64 | $3,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 192 | $3,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 22 | $3,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 54 | $3,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 25 | $3,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 8 | $3,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34 | $3,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 18 | $3,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 11 | $3,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 35 | $3,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 17 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10 | $3,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 43 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 37 | $3,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 53 | $3,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 49 | $3,000 | thousands by filing date | |
| PRINCIPAL SMALL-MIDCAP DIVIDEND INC INST | 74255L738 | NTF EQUITY FUNDS | 153 | $3,000 | thousands by filing date | |
| ALLSPRING EMERGING MARKE TS EQUITY INST | 94975P751 | SHS | 96 | $3,000 | thousands by filing date | |
| ALLSPRING SPECIAL MID CAP VALUE INST | 949915482 | NTF EQUITY FUNDS | 54 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 43 | $3,000 | thousands by filing date | |
| VANGUARD FIXED INC S/T FED | 922031604 | MF | 229 | $3,000 | thousands by filing date | |
| FHLMC 5percent35 MBS CMO DUE 11 15 35 FACTOR 0point087757620000 | 31396FM83 | gm | 30,000 | $3,000 | thousands by filing date | principal |
| KFW 5point5percent33 ABS SPCL DUE 05 25 33 FACTOR 0point003677032243 | 929227Y83 | gm | 810,000 | $3,000 | thousands by filing date | principal |
| DUNHAM FLOATING RATE BON D N | 265458414 | mf | 318 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 85 | $2,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 16 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 32 | $2,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 22 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 8 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 20 | $2,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 9 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 41 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 43 | $2,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 9 | $2,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 12 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 27 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17 | $2,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 21 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 25 | $2,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 23 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 26 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 17 | $2,000 | thousands by filing date | |
| SCHWAB INTERNATIONAL INDEX | 808509830 | SCHWAB MUTL FUNDS | 79 | $2,000 | thousands by filing date | |
| Vanguard Index Funds Md Cp Sto | 922908835 | ETF | 23 | $2,000 | thousands by filing date | |
| Eaton Vance Global Macro Abs Ret I | 277923728 | MF | 279 | $2,000 | thousands by filing date | |
| ONEOK, INC 5 85 26 DUE 01/15/26 | 682680BD4 | CORPORATE BONDS | 2,000 | $2,000 | thousands by filing date | principal |
| CHAMPLAIN SMALL COMPANY INSTITUTIONAL | 00766Y190 | EQUITY FUNDS | 59 | $2,000 | thousands by filing date | |
| AMERIQUEST MORTG 6point25percent33 ABS SPCL DUE 12 25 33 FACTOR 0point001755767773 | 12669FFD0 | gm | 900,000 | $2,000 | thousands by filing date | principal |
| CITICORP MORTGAGE S 5XXX MATURED FACTOR 0point001466066921 | 1729735F2 | gm | 1,525,000 | $2,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 11 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 41 | $1,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 15 | $1,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 20 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11 | $1,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 115 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 13 | $1,000 | thousands by filing date | |
| DUNHAM FDS | 265458786 | INTL STK FD N | 32 | $1,000 | thousands by filing date | |
| VANGUARD GROWTH INDEX-INST | 922908868 | GROWTH INDEX-INST | 8 | $1,000 | thousands by filing date | |
| WELLS FARGO ASSE 4point98percent34 ABS SPCL DUE 04 25 34 FACTOR 0point001292508149 | 94980GAK7 | gm | 560,000 | $1,000 | thousands by filing date | principal |
| DUNHAM EMERGING MARKETS STOCK N | 265458653 | mf | 27 | $1,000 | thousands by filing date | |
| DUNHAM FOCUSED LARGE CAP GROWTH N | 265458554 | mf | 13 | $1,000 | thousands by filing date | |
| DUNHAM LARGE CAP VALUE N | 265458851 | mf | 30 | $1,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908876 | S CP STK INST | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA STRATEGIC INCOME FUND | 19765L694 | MUT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST PACIFIC ADVISORS | 302544101 | MUTUAL FUNDS - | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VENTURIS THERAUSD0 001 | 92332F102 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH BARABOO BANCORP | AGH021101 | cs | 66,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATA PERU RES INC F | 727917106 | cs | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM INTERNATIONAL CAP ITAL OPP A | 746802859 | mf | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNHAM DYNAMIC MACRO N | 265458588 | mf | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNHAM REAL ESTATE STOCK N | 265458828 | mf | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNHAM SMALL CAP GROWTH N | 265458687 | mf | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNHAM SMALL CAP VALUE N | 265458752 | mf | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-011704 | this filing | 2021-08-19 | acceptance time not in the bulk data set |