13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 13,568 holding rows worth $446,716,850,000.
- Accession
- 0000950123-21-011394
- Filer
- CIK 1423053
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 16,630 entries on the cover page, a total value of $446,716,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $446,716,850,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 16,000 | $90,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 70,812 | $90,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 52,265 | $90,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 8,684 | $90,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 36,400 | $90,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 14,000 | $89,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,300 | $89,000 | thousands by filing date | call |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 30,398 | $89,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 20,900 | $89,000 | thousands by filing date | put |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 25,667 | $89,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,400 | $89,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 31,600 | $89,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 53,257 | $89,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 42,061 | $89,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 15,550 | $89,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 10,478 | $88,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 27,376 | $88,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 70,100 | $88,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 43,335 | $88,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 23,200 | $88,000 | thousands by filing date | call |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 74,170 | $88,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 38,735 | $88,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 100,540 | $88,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 38,623 | $88,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 18,800 | $87,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 22,400 | $87,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 29,300 | $87,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 30,900 | $87,000 | thousands by filing date | call |
| Benitec Biopharma, Inc. | 08205P100 | common | 20,424 | $87,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 27,900 | $87,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,601 | $86,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 86,900 | $86,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 10,400 | $86,000 | thousands by filing date | put |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 13,834 | $86,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 24,500 | $86,000 | thousands by filing date | put |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 13,262 | $86,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 8,834 | $86,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 32,467 | $85,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 29,000 | $85,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 37,087 | $85,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,900 | $85,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 34,241 | $85,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 99,848 | $85,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 12,526 | $85,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 13,191 | $85,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 98,728 | $84,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 25,900 | $84,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 37,044 | $84,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 24,000 | $83,000 | thousands by filing date | put |
| AMERICAN RES CORP | 02927U208 | CL A | 32,500 | $83,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,400 | $83,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 53,566 | $83,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 14,197 | $83,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 26,220 | $83,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,300 | $83,000 | thousands by filing date | call |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 42,900 | $83,000 | thousands by filing date | put |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 10,106 | $83,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 16,100 | $82,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 14,231 | $82,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 12,300 | $82,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 31,248 | $82,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 28,400 | $82,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 12,300 | $82,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 10,125 | $82,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 74,200 | $82,000 | thousands by filing date | call |
| ADITX THERAPEUTICS INC | 007025109 | COM | 31,526 | $82,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,300 | $81,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,400 | $81,000 | thousands by filing date | put |
| WIDEPOINT CORP | 967590209 | COMMON | 11,200 | $81,000 | thousands by filing date | call |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,194 | $81,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 10,181 | $81,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 18,967 | $81,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 29,389 | $81,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 32,300 | $81,000 | thousands by filing date | call |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 15,692 | $81,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 29,800 | $81,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,300 | $80,000 | thousands by filing date | call |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 12,472 | $80,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 15,127 | $80,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 20,600 | $80,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 19,263 | $80,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 14,811 | $80,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 14,361 | $79,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 23,800 | $79,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 13,600 | $79,000 | thousands by filing date | call |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 13,900 | $79,000 | thousands by filing date | put |
| CERECOR INC | 15671L109 | COM | 24,264 | $79,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 29,278 | $78,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,724 | $78,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 24,129 | $78,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 16,600 | $78,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 26,264 | $78,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,153 | $78,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 31,200 | $78,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 26,303 | $78,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 85,947 | $78,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 24,728 | $78,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,389 | $77,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,049 | $77,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 85,086 | $77,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 27,500 | $77,000 | thousands by filing date | call |
| YUNJI INC | 98873N107 | ADS RP CL A | 44,470 | $77,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 50,699 | $77,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 18,513 | $77,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 29,074 | $77,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 55,300 | $77,000 | thousands by filing date | put |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 38,824 | $77,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 21,167 | $77,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 26,500 | $76,000 | thousands by filing date | call |
| WIDEPOINT CORP | 967590209 | COMMON | 10,472 | $76,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 80,360 | $76,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 15,054 | $76,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,065 | $75,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 14,257 | $75,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 24,960 | $75,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 45,800 | $75,000 | thousands by filing date | call |
| BLONDER TONGUE LABS INC | 093698108 | COM | 56,871 | $75,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 14,908 | $75,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 25,911 | $75,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 89,725 | $75,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 53,331 | $75,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,600 | $74,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,900 | $74,000 | thousands by filing date | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 26,917 | $74,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 16,300 | $74,000 | thousands by filing date | call |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 46,396 | $74,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 13,558 | $74,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27,500 | $73,000 | thousands by filing date | put |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 14,161 | $73,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,400 | $73,000 | thousands by filing date | call |
| GENASYS INC | 36872P103 | CMN | 13,300 | $73,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,500 | $73,000 | thousands by filing date | put |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 20,500 | $73,000 | thousands by filing date | put |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 10,633 | $73,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 40,100 | $73,000 | thousands by filing date | call |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 24,203 | $73,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 28,200 | $73,000 | thousands by filing date | call |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,200 | $73,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 36,900 | $73,000 | thousands by filing date | call |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 19,346 | $73,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 17,284 | $73,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 42,516 | $72,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,399 | $72,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 17,516 | $72,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,000 | $72,000 | thousands by filing date | call |
| EYENOVIA INC | 30234E104 | COM | 14,500 | $72,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 70,295 | $72,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 17,200 | $72,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 31,100 | $72,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,100 | $71,000 | thousands by filing date | call |
| ATYR PHARMA INC | 002120202 | COM NEW | 14,500 | $71,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 24,000 | $71,000 | thousands by filing date | put |
| AIR INDS GROUP COM | 00912N205 | Stock | 54,925 | $71,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 34,200 | $71,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 19,600 | $71,000 | thousands by filing date | call |
| BIOMERICA INC | 09061H307 | COM NEW | 17,773 | $71,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 13,912 | $71,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 51,600 | $71,000 | thousands by filing date | call |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 17,354 | $71,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 12,500 | $71,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 21,600 | $71,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,700 | $70,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,300 | $70,000 | thousands by filing date | put |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 51,244 | $70,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 49,400 | $70,000 | thousands by filing date | call |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 12,300 | $70,000 | thousands by filing date | call |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 41,164 | $70,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 48,994 | $69,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,615 | $69,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 13,693 | $69,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 26,800 | $69,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 23,541 | $69,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 23,916 | $69,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 34,900 | $69,000 | thousands by filing date | put |
| CYREN LTD | M26895108 | SHS | 85,335 | $69,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 21,500 | $69,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 14,500 | $68,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 17,100 | $68,000 | thousands by filing date | put |
| EMERALD HOLDING INC | 29103W104 | COM | 12,716 | $68,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,100 | $68,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,800 | $68,000 | thousands by filing date | put |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 17,171 | $68,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 56,953 | $68,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 67,109 | $68,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 66,900 | $68,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,213 | $67,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,100 | $67,000 | thousands by filing date | call |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 13,920 | $67,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 18,000 | $67,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 109,567 | $67,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,000 | $67,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 10,066 | $67,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,200 | $67,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 28,200 | $67,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 16,900 | $67,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 27,042 | $67,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 11,498 | $66,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 26,200 | $66,000 | thousands by filing date | put |
| AVALON HLDGS CORP | 05343P109 | CL A | 13,995 | $66,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 30,800 | $66,000 | thousands by filing date | call |
| NOVA LIFESTYLE INC | 66979P201 | COM | 20,735 | $66,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,400 | $66,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 22,300 | $66,000 | thousands by filing date | put |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 25,197 | $66,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 57,158 | $66,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 40,910 | $66,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 23,796 | $66,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 50,030 | $66,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 22,800 | $65,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 12,300 | $65,000 | thousands by filing date | put |
| ATLANTIC AMERN CORP | 048209100 | COM | 15,014 | $65,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 14,352 | $65,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,400 | $65,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,100 | $64,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,500 | $64,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,400 | $64,000 | thousands by filing date | put |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 10,100 | $64,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 46,209 | $64,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 24,183 | $64,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 15,100 | $63,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,500 | $63,000 | thousands by filing date | call |
| GULF RES INC | 40251W408 | COM | 10,035 | $63,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 10,449 | $63,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 83,818 | $63,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 32,598 | $63,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 49,300 | $63,000 | thousands by filing date | call |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 14,250 | $63,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 95,346 | $63,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 21,700 | $62,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,800 | $62,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 25,326 | $62,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 91,917 | $62,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 110,889 | $62,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 75,900 | $62,000 | thousands by filing date | call |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 44,008 | $62,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 23,400 | $62,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 30,202 | $62,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 47,630 | $62,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 14,100 | $61,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 21,444 | $61,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 20,000 | $61,000 | thousands by filing date | call |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 50,888 | $61,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 75,000 | $61,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 36,034 | $61,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 30,400 | $61,000 | thousands by filing date | call |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 18,400 | $61,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 13,493 | $60,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 10,290 | $60,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,941 | $60,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 36,531 | $60,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 16,034 | $60,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 18,100 | $60,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 46,430 | $60,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 62,489 | $60,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 10,685 | $60,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 20,300 | $60,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,169 | $59,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,200 | $59,000 | thousands by filing date | put |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 11,100 | $59,000 | thousands by filing date | call |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,300 | $59,000 | thousands by filing date | put |
| FLEXSHOPPER INC | 33939J303 | COM | 19,868 | $59,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 26,400 | $59,000 | thousands by filing date | put |
| BROADWAY FINL CORP DEL | 111444105 | COM | 22,041 | $59,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 10,414 | $59,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 53,900 | $59,000 | thousands by filing date | put |
| POLISHED COM INC | 28252C109 | CMN | 15,347 | $59,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 18,269 | $59,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 19,103 | $59,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 13,000 | $58,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 53,200 | $58,000 | thousands by filing date | call |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 14,424 | $58,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 46,200 | $58,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 19,884 | $58,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 23,400 | $58,000 | thousands by filing date | put |
| PRECIPIO INC | 74019L503 | COM | 16,000 | $58,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 43,300 | $58,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 19,499 | $58,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,100 | $57,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 22,183 | $57,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 31,400 | $57,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 27,632 | $57,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 27,429 | $57,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,213 | $57,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 33,000 | $56,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 18,500 | $56,000 | thousands by filing date | put |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 14,290 | $56,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 23,700 | $56,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 26,254 | $56,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 24,100 | $56,000 | thousands by filing date | put |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 18,212 | $56,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 21,317 | $56,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 49,100 | $56,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 12,330 | $55,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,127 | $55,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 20,900 | $55,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 13,100 | $55,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,000 | $55,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 38,789 | $55,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 39,600 | $55,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,366 | $55,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 62,300 | $55,000 | thousands by filing date | put |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 50,100 | $55,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,633 | $54,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 11,117 | $54,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,464 | $54,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 16,800 | $54,000 | thousands by filing date | put |
| EYENOVIA INC | 30234E104 | COM | 10,900 | $54,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,172 | $54,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 46,102 | $54,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 23,000 | $54,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 39,129 | $54,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 25,721 | $54,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847115 | *W EXP 09/16/202 | 30,123 | $54,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,700 | $53,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 15,600 | $53,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 34,200 | $53,000 | thousands by filing date | call |
| VIVEVE MED INC | 92852W501 | COM | 17,867 | $53,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 32,219 | $53,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 12,645 | $53,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 16,619 | $52,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 11,120 | $52,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 16,919 | $52,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 215,051 | $52,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 10,955 | $52,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 26,471 | $52,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 20,198 | $52,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,890 | $52,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 10,900 | $52,000 | thousands by filing date | call |
| SAFETY SHOT INC | 48208F105 | COM NEW | 11,310 | $51,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,175 | $51,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 14,549 | $51,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 37,785 | $51,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 12,734 | $50,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 51,306 | $50,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 16,900 | $50,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 20,200 | $50,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 18,900 | $50,000 | thousands by filing date | call |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 25,200 | $50,000 | thousands by filing date | call |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 50,000 | $50,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 13,900 | $50,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 10,800 | $49,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,500 | $49,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 19,900 | $49,000 | thousands by filing date | put |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 37,980 | $49,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 23,300 | $49,000 | thousands by filing date | put |
| EASTSIDE DISTILLING INC | 277802302 | COM | 17,441 | $49,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 12,300 | $49,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 60,600 | $49,000 | thousands by filing date | put |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 15,310 | $49,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 19,661 | $49,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 36,213 | $49,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 11,000 | $48,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,410 | $48,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 12,710 | $48,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 46,447 | $48,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 33,053 | $48,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,200 | $47,000 | thousands by filing date | call |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 12,159 | $47,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 15,931 | $47,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 10,500 | $47,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L100 | COM | 12,100 | $47,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 12,800 | $47,000 | thousands by filing date | put |
| BOXLIGHT CORP | 103197109 | COM CL A | 19,465 | $47,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 13,700 | $46,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 15,300 | $46,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 11,700 | $46,000 | thousands by filing date | put |
| IMV INC | 44974L103 | COM | 21,300 | $46,000 | thousands by filing date | call |
| AURORA MOBILE LTD | 051857100 | ADS | 14,100 | $46,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 19,215 | $46,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 43,891 | $46,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 18,000 | $45,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 21,975 | $45,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,777 | $45,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 45,013 | $45,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,900 | $45,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 51,754 | $45,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 10,609 | $45,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,700 | $44,000 | thousands by filing date | call |
| VERIFYME INC | 92346X206 | COM NEW | 10,460 | $44,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 11,069 | $44,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 25,204 | $44,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 64,392 | $44,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 20,111 | $44,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 36,300 | $44,000 | thousands by filing date | put |
| BOQI INTL MED INC | 099501108 | COM | 32,579 | $44,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 18,500 | $43,000 | thousands by filing date | put |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 22,100 | $43,000 | thousands by filing date | call |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 14,834 | $43,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10,873 | $43,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 14,303 | $43,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 23,500 | $43,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 18,900 | $43,000 | thousands by filing date | put |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 60,000 | $43,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 15,496 | $43,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 23,780 | $43,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 12,357 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,064 | $42,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 23,558 | $42,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 20,200 | $42,000 | thousands by filing date | call |
| SADOT GROUP INC | 627333107 | COM | 29,775 | $42,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 20,000 | $42,000 | thousands by filing date | put |
| PALISADE BIO INC | 696389105 | COM | 10,425 | $42,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 14,400 | $42,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,900 | $41,000 | thousands by filing date | call |
| AKSO HEALTH GROUP | 98422P108 | ADS | 25,276 | $41,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 51,346 | $41,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 19,209 | $41,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 13,600 | $41,000 | thousands by filing date | call |
| EXICURE INC | 30205M101 | COM | 27,314 | $41,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 33,716 | $41,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 52,789 | $41,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 20,230 | $41,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 11,754 | $40,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 54,300 | $40,000 | thousands by filing date | call |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,950 | $40,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 17,100 | $40,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 43,492 | $40,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 12,782 | $40,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 41,666 | $40,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 10,100 | $39,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 14,700 | $39,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 11,749 | $39,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 14,800 | $39,000 | thousands by filing date | put |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 35,400 | $39,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,800 | $39,000 | thousands by filing date | put |
| ADITX THERAPEUTICS INC | 007025109 | COM | 14,900 | $39,000 | thousands by filing date | put |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 62,861 | $39,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,000 | $38,000 | thousands by filing date | call |
| VYNE THERAP. | 92941V209 | COM | 10,700 | $38,000 | thousands by filing date | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 11,955 | $38,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 41,800 | $38,000 | thousands by filing date | call |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 40,167 | $38,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 14,700 | $38,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 30,223 | $38,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 12,394 | $38,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 21,200 | $38,000 | thousands by filing date | put |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 12,862 | $37,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 31,411 | $37,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 15,471 | $37,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15,600 | $37,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,300 | $37,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 18,300 | $37,000 | thousands by filing date | put |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 19,902 | $37,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 24,376 | $37,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 20,889 | $37,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 14,522 | $36,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 60,676 | $36,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 21,100 | $36,000 | thousands by filing date | put |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 10,000 | $36,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 19,318 | $35,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30,831 | $35,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 10,909 | $35,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 34,738 | $35,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 11,800 | $35,000 | thousands by filing date | put |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 62,218 | $35,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 15,924 | $34,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 64,326 | $34,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 13,200 | $33,000 | thousands by filing date | put |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 18,004 | $33,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 29,278 | $33,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 16,884 | $33,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 46,030 | $33,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 10,548 | $33,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 21,769 | $33,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 10,836 | $32,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 20,200 | $32,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 13,700 | $32,000 | thousands by filing date | put |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 26,611 | $32,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 14,541 | $32,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 11,300 | $32,000 | thousands by filing date | put |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 64,639 | $32,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 14,510 | $32,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 31,375 | $32,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 10,600 | $31,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,152 | $31,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 35,600 | $31,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 15,684 | $31,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 31,645 | $31,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 13,085 | $31,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 30,200 | $30,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 12,984 | $30,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,581 | $30,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 11,793 | $30,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,000 | $30,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 18,600 | $29,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,200 | $29,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 15,400 | $29,000 | thousands by filing date | call |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,540 | $29,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 11,996 | $29,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 29,333 | $29,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 14,500 | $29,000 | thousands by filing date | put |
| GEE GROUP INC | 36165A102 | COM | 48,287 | $28,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,500 | $28,000 | thousands by filing date | put |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 16,971 | $28,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 41,909 | $28,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 20,900 | $28,000 | thousands by filing date | put |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,812 | $28,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 59,500 | $28,000 | thousands by filing date | call |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 13,900 | $27,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,940 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-011394 | this filing | 2021-08-16 | acceptance time not in the bulk data set |