13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 3,349 holding rows worth $335,493,264,000.
- Accession
- 0000950123-21-011203
- Filer
- CIK 1521019
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 8,045 entries on the cover page, a total value of $335,493,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,493,233,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
- included managerSanta Barbara Asset Management, LLC 028-11405
- included managerNWQ Investment Management Company, LLC 028-01474
- included managerTeachers Insurance and Annuity Association of America 028-00331
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 91,822 | $1,011,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 61,727 | $1,007,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 98,813 | $1,004,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 53,957 | $1,002,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 46,840 | $999,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 113,934 | $997,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 99,396 | $996,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 53,454 | $995,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 43,013 | $995,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 94,785 | $994,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 45,680 | $989,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 116,041 | $989,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 180,514 | $984,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 206,298 | $980,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 19,354 | $977,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 92,011 | $973,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 24,058 | $972,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 180,621 | $969,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 86,513 | $966,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 42,045 | $965,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 148,892 | $965,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 41,827 | $964,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 181,653 | $963,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 78,500 | $962,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 177,172 | $962,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 143,884 | $958,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 565,300 | $956,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 187,941 | $955,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 76,287 | $949,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 71,229 | $947,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 17,694 | $947,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 253,324 | $943,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 33,272 | $939,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 70,834 | $931,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 352,336 | $926,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 54,792 | $923,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 98,342 | $920,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 551,126 | $920,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 74,924 | $919,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 28,171 | $915,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 13,924 | $914,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 227,042 | $911,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 631,168 | $909,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 126,465 | $905,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 111,807 | $903,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 118,257 | $902,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 48,202 | $899,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 12,055 | $894,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 64,042 | $894,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 131,044 | $878,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 31,921 | $876,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 80,800 | $875,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 59,498 | $869,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 243,017 | $867,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 43,513 | $865,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 36,686 | $863,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 49,668 | $863,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 88,061 | $861,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 87,312 | $858,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 94,277 | $856,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 31,394 | $855,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 11,989 | $855,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 44,545 | $850,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 11,039 | $849,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 66,321 | $845,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 211,478 | $844,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 37,116 | $844,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 48,500 | $841,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 57,376 | $839,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 52,012 | $839,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 29,286 | $837,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 92,097 | $836,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 53,942 | $834,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 96,713 | $832,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 40,270 | $831,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 24,146 | $821,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,429 | $815,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 96,173 | $813,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 55,742 | $812,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 47,394 | $808,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 65,408 | $805,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 69,967 | $803,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 26,466 | $801,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 20,878 | $800,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 53,408 | $799,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 32,373 | $795,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 52,048 | $785,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 27,862 | $780,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 34,777 | $774,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 80,953 | $771,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 59,320 | $762,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 33,157 | $759,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 253,792 | $759,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 23,227 | $758,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 44,369 | $754,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 41,675 | $748,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 21,848 | $747,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 88,075 | $746,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 25,723 | $745,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 26,293 | $744,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 98,314 | $741,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 17,200 | $740,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 99,116 | $739,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 128,456 | $736,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 525,096 | $735,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 102,843 | $732,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 28,497 | $730,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 38,126 | $725,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 83,067 | $716,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 6,558 | $710,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 23,990 | $705,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 59,564 | $704,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 27,728 | $704,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 128,981 | $704,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 53,922 | $694,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 39,587 | $690,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 37,184 | $689,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 37,122 | $688,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 226,012 | $685,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 27,038 | $684,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 23,460 | $680,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 17,414 | $675,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 41,130 | $675,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 199,672 | $673,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 107,845 | $664,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 58,050 | $658,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,990 | $649,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 26,922 | $648,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 62,097 | $639,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 162,738 | $639,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 9,382 | $633,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 49,503 | $632,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 53,231 | $631,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,846 | $629,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 11,577 | $626,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 14,431 | $618,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 54,870 | $617,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 39,608 | $612,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 44,980 | $609,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 56,410 | $602,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 51,879 | $599,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,134 | $596,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 105,346 | $589,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 20,091 | $587,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 78,840 | $586,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 70,746 | $583,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 106,690 | $575,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,988 | $573,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 25,102 | $570,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 62,292 | $560,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 454,511 | $559,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 53,699 | $553,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 67,600 | $551,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 95,643 | $544,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,242 | $543,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 27,830 | $543,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 40,289 | $536,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 119,620 | $534,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 91,743 | $523,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 50,901 | $522,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 34,412 | $517,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 500,000 | $514,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,131 | $511,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 47,338 | $509,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 33,726 | $509,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 11,988 | $476,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 23,296 | $476,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 30,883 | $468,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 187,652 | $468,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 125,766 | $467,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 30,980 | $465,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 47,913 | $464,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 5,263 | $460,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 41,764 | $460,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 919,077 | $454,000 | thousands by filing date | principal |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,916 | $453,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 105,749 | $448,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 133,900 | $443,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 40,060 | $442,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 26,102 | $441,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 23,241 | $432,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 162,606 | $429,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 57,300 | $421,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,844 | $421,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 39,520 | $420,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 57,411 | $419,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 57,971 | $413,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 62,373 | $403,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 19,900 | $401,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 31,878 | $397,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 11,020 | $393,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 31,320 | $384,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 48,900 | $383,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 27,055 | $379,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 32,788 | $371,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 30,780 | $370,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 732,035 | $370,000 | thousands by filing date | principal |
| FORIAN INC | 34630N106 | cs | 29,305 | $368,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 221,583 | $368,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 10,225 | $366,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 33,900 | $361,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 136,635 | $358,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 635,733 | $357,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 467,200 | $355,000 | thousands by filing date | principal |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 47,497 | $354,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 12,309 | $353,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 362,274 | $352,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 30,630 | $348,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 12,138 | $345,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 73,911 | $342,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 15,153 | $341,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 35,585 | $339,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 28,040 | $335,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 29,616 | $332,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,115 | $329,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 25,659 | $321,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,000 | $313,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 134,633 | $313,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 129,080 | $311,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 12,857 | $309,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 17,878 | $306,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,310 | $290,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 6,392 | $287,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,917 | $274,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 75,561 | $272,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 29,100 | $265,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 534,306 | $264,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 27,246 | $263,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 11,008 | $262,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 24,363 | $261,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 19,512 | $258,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 11,683 | $257,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 37,583 | $256,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,246 | $250,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 94,382 | $247,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 11,483 | $237,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 12,101 | $234,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 35,903 | $233,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 162,222 | $225,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 12,422 | $219,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 9,426 | $216,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 21,015 | $215,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 13,688 | $214,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 12,001 | $209,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 14,098 | $207,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 8,362 | $202,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 16,927 | $199,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 62,738 | $195,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 29,461 | $192,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 11,020 | $191,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,904 | $189,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 106,000 | $189,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 371,174 | $182,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 200,074 | $182,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 11,617 | $181,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 43,927 | $177,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 14,237 | $175,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 10,550 | $172,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 12,002 | $169,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 344,391 | $169,000 | thousands by filing date | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 18,797 | $168,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 18,446 | $166,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 48,811 | $159,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 19,700 | $155,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 239,612 | $123,000 | thousands by filing date | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 12,536 | $122,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 21,700 | $121,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 65,014 | $121,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 10,219 | $118,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 32,100 | $117,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 13,684 | $115,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,881 | $112,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 100,000 | $103,000 | thousands by filing date | principal |
| AES CORP | 00130H204 | CONV | 95,000 | $102,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 133,699 | $100,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 96,692 | $98,000 | thousands by filing date | principal |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 11,807 | $92,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 11,862 | $70,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 110,000 | $61,000 | thousands by filing date | principal |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 50,000 | $53,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 89,757 | $51,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 50,000 | $49,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,283 | $34,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 75,000 | $21,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 96,200 | $18,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 97,200 | $13,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 89,900 | $13,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 108,700 | $10,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 108,700 | $10,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 33,000 | $10,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 66,000 | $10,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 24,400 | $8,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 24,400 | $8,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 148,400 | $8,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,500 | $7,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 25,000 | $7,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 202,000 | $7,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 185,600 | $6,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 16,600 | $6,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 27,400 | $6,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 51,600 | $6,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 37,600 | $5,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 18,500 | $5,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 63,000 | $5,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 28,400 | $5,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 134,000 | $5,000 | thousands by filing date | put |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 24,300 | $5,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 74,200 | $5,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 36,000 | $5,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 58,800 | $5,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 31,000 | $5,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32,700 | $5,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32,700 | $5,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 25,800 | $5,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 240,300 | $5,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 152,600 | $5,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 36,100 | $5,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 41,200 | $5,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 13,000 | $5,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 29,400 | $5,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 58,800 | $5,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 48,400 | $5,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 51,600 | $5,000 | thousands by filing date | put |
| UIPATH INC | 90364P105 | CL A | 68,000 | $5,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 51,600 | $5,000 | thousands by filing date | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 206,000 | $5,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 33,000 | $5,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 103,000 | $5,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 41,200 | $4,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 59,200 | $4,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 28,200 | $4,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 68,600 | $4,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 134,000 | $4,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 18,800 | $4,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 51,000 | $4,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 63,200 | $4,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 29,500 | $4,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 42,400 | $4,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 34,400 | $4,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 45,800 | $4,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 74,200 | $4,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 97,000 | $4,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 82,400 | $4,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 82,400 | $4,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 103,000 | $3,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 20,400 | $2,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LENSAR INC | 52634L108 | COM | 17,865 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-011203 | this filing | 2021-08-16 | acceptance time not in the bulk data set |