13F-HR filed by Balyasny Asset Management L.P.
Balyasny Asset Management L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 1,705 holding rows worth $20,291,028,000.
- Accession
- 0000950123-21-006907
- Filer
- CIK 1218710
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,705 entries on the cover page, a total value of $20,291,028,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,291,028,000 with VALUE read as thousands by filing date, 13F file number 028-10402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVERQUOTE INC | 30041R108 | COM CL A | 8,324 | $302,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 100,000 | $299,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 15,000 | $297,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 28,448 | $297,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,650 | $294,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 12,344 | $294,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,493 | $290,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 4,038 | $290,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP IV | 31810N112 | *W EXP 12/31/202 | 200,000 | $290,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 21,233 | $289,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,998 | $288,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 166,666 | $287,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,180 | $286,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 10,816 | $286,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,974 | $284,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,691 | $282,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,800 | $281,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707117 | *W EXP 99/99/999 | 200,000 | $281,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,574 | $279,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 28,358 | $278,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 13,525 | $277,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,974 | $277,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 70,000 | $277,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,704 | $274,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,226 | $274,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,552 | $271,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 26,183 | $270,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 55,883 | $270,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 15,000 | $268,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 52,932 | $267,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 14,141 | $267,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,640 | $264,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,510 | $262,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,034 | $262,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,987 | $261,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,228 | $259,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 7,205 | $259,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,105 | $258,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,724 | $258,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 10,371 | $257,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 18,459 | $256,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 13,000 | $255,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 6,500 | $253,000 | thousands by filing date | call |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 17,474 | $253,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 411 | $252,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 25,191 | $252,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,957 | $249,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,769 | $246,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,912 | $244,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,671 | $242,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 200,000 | $242,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 8,788 | $240,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,000 | $239,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 3,173 | $238,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,671 | $234,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 20,167 | $234,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,132 | $232,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,176 | $232,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,753 | $232,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,200 | $231,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 21,642 | $226,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,082 | $224,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,184 | $223,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 7,379 | $222,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 34,843 | $218,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 11,362 | $217,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 151,515 | $217,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 21,185 | $216,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 119,089 | $214,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 14,552 | $214,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,298 | $211,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 21,165 | $211,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,047 | $210,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,533 | $208,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,544 | $208,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 8,182 | $208,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 8,309 | $205,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 14,634 | $201,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 68,961 | $201,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,605 | $200,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 3,545 | $200,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,158 | $199,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 26,058 | $198,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 14,478 | $195,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 129,314 | $194,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 100,000 | $191,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 33,582 | $186,000 | thousands by filing date | |
| REVOLUTION ACCELERTN | 76156P114 | *W EXP 12/01/202 | 91,743 | $183,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 235,626 | $179,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 31,705 | $175,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 200,000 | $174,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 155,617 | $171,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,000 | $170,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 29,472 | $170,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 250,000 | $168,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 13,841 | $167,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 19,779 | $165,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 228,310 | $164,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 179,533 | $162,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 166,666 | $150,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 10,442 | $149,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 15,000 | $149,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,897 | $148,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 13,851 | $144,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,964 | $142,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 110,339 | $142,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 66,666 | $142,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 10,364 | $137,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 14,910 | $135,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,549 | $135,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,468 | $133,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 11,255 | $133,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 184,842 | $131,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 93,109 | $129,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 30,550 | $128,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 14,116 | $127,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 153,468 | $127,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,266 | $126,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 126,502 | $125,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,974 | $123,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070111 | W EXP 10/01/202 | 80,000 | $122,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 13,467 | $121,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 19,297 | $118,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 13,019 | $117,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 212,264 | $117,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 200,000 | $116,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 18,991 | $115,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,837 | $115,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,792 | $114,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 43,690 | $114,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 189,573 | $114,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 11,400 | $113,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 88,261 | $111,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 184,594 | $111,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 175,000 | $109,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 165,749 | $108,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 10,811 | $105,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 95,510 | $105,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 200,000 | $100,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 108,225 | $97,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 83,333 | $97,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,366 | $91,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 144,927 | $90,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 47,947 | $90,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,023 | $89,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 28,606 | $89,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 138,952 | $86,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 36,162 | $85,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,053 | $84,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 40,000 | $83,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 80,000 | $83,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 115,207 | $82,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 91,827 | $80,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,154 | $78,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 119,502 | $78,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 135,000 | $76,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 150,000 | $75,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,663 | $74,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 50,000 | $71,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 39,260 | $70,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,265 | $69,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,773 | $69,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 40,881 | $69,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 108,381 | $69,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 66,851 | $68,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 132,850 | $68,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 49,395 | $67,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 33,294 | $65,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 120,192 | $65,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 93,808 | $65,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 43,750 | $65,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,887 | $64,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 76,663 | $64,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 78,690 | $63,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 50,000 | $62,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,896 | $60,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,477 | $59,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 83,333 | $58,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 108,069 | $56,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 28,695 | $54,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,873 | $54,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 88,566 | $54,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 75,075 | $50,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 41,860 | $49,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 62,500 | $49,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 14,947 | $48,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 75,000 | $47,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 34,835 | $45,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,147 | $40,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 66,666 | $40,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 11,093 | $39,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 50,000 | $39,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 50,000 | $36,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 30,000 | $33,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,167 | $32,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 37,500 | $32,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 13,766 | $31,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 50,000 | $31,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 10,000 | $30,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 18,104 | $29,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 25,000 | $29,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,512 | $24,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 10,592 | $24,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,660 | $24,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 55,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006907 | this filing | 2021-05-17 | acceptance time not in the bulk data set |