13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 3,378 holding rows worth $314,475,148,000.
- Accession
- 0000950123-21-006877
- Filer
- CIK 1521019
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 7,547 entries on the cover page, a total value of $314,475,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,475,136,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
- included managerSanta Barbara Asset Management, LLC 028-11405
- included managerNWQ Investment Management Company, LLC 028-01474
- included managerTeachers Insurance and Annuity Association of America 028-00331
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 82,132 | $725,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 66,499 | $712,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 198,805 | $710,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 179,395 | $707,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 29,060 | $707,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 43,757 | $706,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 77,982 | $699,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 26,749 | $695,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 93,911 | $694,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,198 | $692,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 84,184 | $692,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 80,113 | $689,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 30,996 | $688,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 170,026 | $683,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 283,079 | $679,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 189,709 | $678,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 72,191 | $674,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 46,922 | $674,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 92,641 | $668,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 41,851 | $667,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 92,179 | $667,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 323,594 | $666,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 66,544 | $666,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 97,475 | $665,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 75,852 | $664,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 62,117 | $663,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 38,473 | $659,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 385,140 | $655,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 195,339 | $654,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 76,572 | $653,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 39,991 | $652,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 52,449 | $646,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 41,508 | $644,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 35,451 | $642,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 29,071 | $640,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 92,073 | $640,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 83,967 | $639,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 34,745 | $639,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 263,990 | $639,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 40,765 | $634,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 167,875 | $634,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 101,369 | $630,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 35,797 | $630,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 127,013 | $627,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 52,876 | $625,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 37,583 | $624,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 89,806 | $623,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 146,256 | $620,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 23,251 | $618,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 13,731 | $617,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,640 | $612,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 135,618 | $612,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 57,906 | $611,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 90,102 | $608,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 75,650 | $601,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 22,173 | $598,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 176,732 | $597,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 84,853 | $595,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 29,620 | $595,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 101,749 | $594,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 134,000 | $590,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 22,887 | $590,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 185,639 | $581,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 35,347 | $575,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,803 | $574,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 82,461 | $574,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 23,752 | $572,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 19,802 | $570,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 161,004 | $569,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 21,127 | $566,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 45,125 | $564,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 44,627 | $563,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 187,156 | $561,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 110,831 | $559,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 23,070 | $555,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,471 | $553,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 24,340 | $553,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 1,083,035 | $551,000 | thousands by filing date | principal |
| EXICURE INC | 30205M101 | COM | 251,754 | $549,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 18,280 | $546,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 15,921 | $545,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 15,318 | $543,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 73,349 | $537,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,763 | $536,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 54,560 | $532,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 35,783 | $531,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 36,385 | $526,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 64,940 | $526,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 197,517 | $526,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 4,797 | $524,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 39,013 | $522,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 93,478 | $518,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 34,223 | $514,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 71,825 | $513,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 89,545 | $513,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 116,231 | $508,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 20,755 | $505,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 23,121 | $500,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 63,094 | $500,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 32,788 | $497,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 78,172 | $495,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 80,449 | $493,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 237,139 | $493,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 36,689 | $492,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 89,274 | $491,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 14,832 | $478,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 960,570 | $476,000 | thousands by filing date | principal |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,743 | $467,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 20,353 | $465,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 31,502 | $465,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 121,375 | $464,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 28,847 | $462,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 31,959 | $460,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 34,412 | $459,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 262,658 | $459,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 32,126 | $448,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 127,099 | $447,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 138,334 | $444,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 24,092 | $443,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 192,574 | $431,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 11,929 | $428,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 166,750 | $428,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 21,292 | $422,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 34,241 | $422,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 89,401 | $421,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 28,055 | $421,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 124,888 | $420,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 53,768 | $411,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 84,104 | $403,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 271,905 | $399,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 186,955 | $391,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 30,049 | $387,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 177,035 | $384,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 14,300 | $383,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 14,377 | $377,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 32,620 | $377,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 21,410 | $377,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 657,808 | $377,000 | thousands by filing date | principal |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 113,477 | $377,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,827 | $374,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 61,962 | $372,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7,569 | $369,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 33,166 | $367,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 11,988 | $364,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 66,368 | $364,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 17,601 | $357,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 22,341 | $351,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 13,562 | $347,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 42,185 | $346,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 12,237 | $342,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 153,866 | $341,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 78,965 | $340,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 177,008 | $338,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 27,395 | $333,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 5,320 | $333,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 62,431 | $331,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 65,821 | $330,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 23,903 | $326,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,344 | $325,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 18,668 | $323,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 9,020 | $323,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,568 | $322,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 42,629 | $322,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 114,953 | $320,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 17,643 | $316,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 14,085 | $310,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 93,250 | $309,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 64,749 | $308,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 39,870 | $306,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 21,925 | $305,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 260,522 | $302,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,027 | $300,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 118,371 | $297,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 39,254 | $296,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 21,135 | $296,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 103,009 | $293,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 108,446 | $292,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 15,847 | $292,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,345 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,000 | $287,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 31,276 | $285,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 87,228 | $285,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 14,320 | $284,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,000 | $283,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 148,300 | $279,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 12,499 | $279,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 80,353 | $278,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 43,583 | $276,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 21,415 | $275,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 367,200 | $275,000 | thousands by filing date | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 49,095 | $273,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 37,204 | $272,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 18,098 | $270,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 4,490 | $270,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 29,398 | $270,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 534,306 | $265,000 | thousands by filing date | principal |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 7,520 | $262,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 114,380 | $261,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 47,402 | $260,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 34,958 | $254,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 52,311 | $253,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 14,226 | $251,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 10,003 | $250,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 23,534 | $248,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 83,599 | $241,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 130,790 | $239,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 9,171 | $238,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 13,310 | $236,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 440,000 | $234,000 | thousands by filing date | call |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 35,544 | $234,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 17,434 | $227,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 37,767 | $227,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 11,344 | $226,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 32,722 | $221,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 13,940 | $219,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 32,739 | $218,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 28,928 | $216,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 10,408 | $216,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 12,117 | $216,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,352 | $215,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 45,874 | $213,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 42,119 | $209,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 17,204 | $209,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,946 | $208,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 17,913 | $208,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,319 | $207,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 16,911 | $205,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,179 | $205,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 76,602 | $204,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 58,308 | $204,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,917 | $203,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,021 | $203,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 17,353 | $202,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 407,818 | $202,000 | thousands by filing date | principal |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 6,445 | $201,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 11,378 | $200,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 11,388 | $199,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 99,526 | $199,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 10,368 | $198,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 31,375 | $196,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 18,127 | $195,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 34,057 | $193,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,000 | $191,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 150,821 | $191,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 12,422 | $190,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 11,422 | $190,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 121,438 | $188,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 15,339 | $186,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 30,629 | $186,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,089 | $183,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 29,869 | $182,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 16,340 | $182,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 12,340 | $179,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 179,813 | $178,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 361,889 | $175,000 | thousands by filing date | principal |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,060 | $173,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 73,867 | $167,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 11,807 | $156,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,763 | $148,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 56,176 | $148,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,696 | $147,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 12,642 | $143,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 14,840 | $140,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 81,180 | $140,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 51,011 | $139,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 75,000 | $138,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 12,203 | $132,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 11,549 | $131,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 10,234 | $128,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 14,913 | $126,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 17,131 | $125,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 14,027 | $124,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 14,536 | $120,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 30,000 | $120,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 51,914 | $119,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,904 | $118,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 239,612 | $117,000 | thousands by filing date | principal |
| ANAPLAN INC | 03272L108 | COM | 76,200 | $112,000 | thousands by filing date | put |
| PG&E CORP | 69331C140 | CONV | 98,496 | $112,000 | thousands by filing date | principal |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 47,711 | $111,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 11,862 | $110,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 133,699 | $109,000 | thousands by filing date | principal |
| COHBAR INC COM NEW | 19249J109 | Stock | 77,605 | $105,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,558 | $104,000 | thousands by filing date | |
| SPIRE INC | 84857L606 | COM | 189,400 | $103,000 | thousands by filing date | principal |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 17,434 | $101,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 17,327 | $100,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 84,623 | $99,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 95,000 | $98,000 | thousands by filing date | principal |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 10,219 | $98,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 17,565 | $90,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 15,923 | $88,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 23,991 | $85,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 10,702 | $82,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 10,906 | $68,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 13,737 | $65,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 54,195 | $58,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 110,000 | $55,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 50,000 | $52,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 89,757 | $51,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,990 | $38,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 55,250 | $37,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 336,700 | $14,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 101,400 | $12,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 93,600 | $11,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 51,600 | $10,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 102,000 | $10,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 58,500 | $10,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 16,500 | $9,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 84,400 | $8,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 24,400 | $7,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 24,400 | $7,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 16,300 | $7,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 25,800 | $6,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,500 | $6,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,500 | $6,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 34,400 | $6,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32,700 | $6,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 82,400 | $6,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 144,000 | $6,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 46,000 | $6,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 63,400 | $6,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 49,500 | $5,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 25,800 | $5,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 25,700 | $5,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 36,000 | $5,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 63,900 | $5,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 123,600 | $5,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 51,000 | $5,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 25,500 | $5,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 13,800 | $5,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 63,200 | $5,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 103,000 | $5,000 | thousands by filing date | put |
| GROUPON INC | 399473206 | COM NEW | 103,000 | $5,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 103,000 | $5,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 82,400 | $5,000 | thousands by filing date | put |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 13,769 | $5,000 | thousands by filing date | principal |
| ZSCALERINC | 98980G102 | STOK | 25,600 | $4,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 62,900 | $4,000 | thousands by filing date | call |
| STERIS PLC SHS USD | G8473T100 | Stock | 23,400 | $4,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 33,000 | $4,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 34,000 | $4,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 15,300 | $4,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 45,800 | $4,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 70,000 | $4,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 102,200 | $4,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 45,400 | $3,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 45,400 | $3,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,400 | $3,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,400 | $3,000 | thousands by filing date | call |
| MATCH GROUP INC NEW | 57667L107 | COM | 23,500 | $3,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 103,000 | $3,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 22,700 | $2,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 22,700 | $2,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 134,000 | $2,000 | thousands by filing date | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 103,000 | $2,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 60,200 | $2,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 38,400 | $1,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 51,500 | $1,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Prologis,Inc. | 74340W103 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BXP INC COM | 101121101 | REIT | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006877 | this filing | 2021-05-17 | acceptance time not in the bulk data set |