13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 3,828 holding rows worth $300,883,352,000.
- Accession
- 0000950123-21-006837
- Filer
- CIK 820027
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 10,124 entries on the cover page, a total value of $300,883,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,883,352,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 41,321 | $1,383,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 255,179 | $1,378,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 19,980 | $1,376,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 85,058 | $1,371,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 78,375 | $1,366,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 124,173 | $1,362,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 35,991 | $1,362,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 84,022 | $1,361,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 4,502 | $1,358,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 51,574 | $1,355,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 100,710 | $1,355,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 61,036 | $1,352,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 83,583 | $1,350,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 138,824 | $1,350,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 102,131 | $1,349,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 9,815 | $1,348,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 46,726 | $1,342,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 44,160 | $1,340,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 25,906 | $1,338,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 128,253 | $1,333,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 40,252 | $1,332,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 42,216 | $1,330,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 32,410 | $1,322,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 7,163 | $1,321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 19,392 | $1,321,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 31,414 | $1,318,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 248,497 | $1,315,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 86,179 | $1,315,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 19,533 | $1,307,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 87,339 | $1,307,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 15,700 | $1,306,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 37,335 | $1,305,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 68,260 | $1,303,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 32,291 | $1,300,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 31,828 | $1,299,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 212,565 | $1,296,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 132,298 | $1,285,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 48,423 | $1,283,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 206,805 | $1,280,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 37,217 | $1,279,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 40,965 | $1,279,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 80,406 | $1,278,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 68,711 | $1,276,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,169 | $1,276,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 33,324 | $1,274,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 26,744 | $1,273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 25,340 | $1,273,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 77,579 | $1,272,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 75,648 | $1,268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 13,540 | $1,268,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 127,296 | $1,268,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 36,386 | $1,258,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 32,227 | $1,258,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 85,591 | $1,254,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 22,018 | $1,248,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 69,394 | $1,248,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 78,101 | $1,245,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 43,056 | $1,242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 9,476 | $1,241,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 15,104 | $1,234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 16,155 | $1,233,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 47,047 | $1,229,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 63,545 | $1,227,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 14,643 | $1,224,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 87,618 | $1,219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 85,396 | $1,218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 15,366 | $1,217,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 394,962 | $1,212,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 65,655 | $1,212,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 24,280 | $1,206,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 185,480 | $1,204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,863 | $1,204,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 33,023 | $1,204,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 43,613 | $1,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 25,032 | $1,199,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 88,293 | $1,196,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 63,742 | $1,191,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 12,208 | $1,180,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 41,181 | $1,177,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 55,312 | $1,169,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 23,536 | $1,168,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 129,818 | $1,168,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 57,832 | $1,168,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 25,278 | $1,167,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 79,946 | $1,166,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 24,300 | $1,164,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 157,129 | $1,159,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 120,841 | $1,151,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,132 | $1,150,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 48,844 | $1,148,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 33,106 | $1,145,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 21,197 | $1,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 51,268 | $1,144,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 39,448 | $1,142,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 35,211 | $1,141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 6,065 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 43,141 | $1,136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 79,046 | $1,133,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 85,604 | $1,132,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 39,369 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 11,905 | $1,129,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 60,744 | $1,116,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 60,757 | $1,115,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 13,576 | $1,109,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 135,804 | $1,106,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 31,195 | $1,103,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 47,284 | $1,103,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 15,983 | $1,100,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 84,340 | $1,096,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,802 | $1,092,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 41,450 | $1,089,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 23,589 | $1,089,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 84,789 | $1,084,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 83,363 | $1,082,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 49,466 | $1,081,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 61,969 | $1,077,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 68,614 | $1,075,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 249,376 | $1,069,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 4,832 | $1,068,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 86,971 | $1,066,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 37,960 | $1,066,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 38,379 | $1,065,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 15,500 | $1,060,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 702,000 | $1,060,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 18,630 | $1,054,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,928 | $1,054,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 56,081 | $1,054,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 36,011 | $1,054,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 106,115 | $1,053,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 112,476 | $1,047,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 20,337 | $1,044,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 103,484 | $1,041,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 70,641 | $1,040,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 88,688 | $1,038,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 83,884 | $1,038,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 82,461 | $1,038,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,772 | $1,037,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 34,795 | $1,036,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,458 | $1,036,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 20,716 | $1,036,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 68,601 | $1,030,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 50,852 | $1,024,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 440,310 | $1,022,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 68,755 | $1,022,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 82,044 | $1,017,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 64,998 | $1,017,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 50,625 | $1,015,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 13,020 | $1,014,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 50,943 | $1,013,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 30,250 | $1,002,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 38,673 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 13,552 | $995,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 12,537 | $993,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 54,956 | $986,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 31,257 | $985,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 98,310 | $984,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 46,255 | $982,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 70,303 | $977,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 27,426 | $971,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 29,663 | $969,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 19,237 | $966,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 58,392 | $964,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 79,772 | $963,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 60,527 | $958,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 51,116 | $956,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 61,598 | $954,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 40,965 | $949,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 125,647 | $949,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 63,869 | $947,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 15,900 | $944,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,993 | $943,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 111,879 | $936,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22,902 | $936,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 14,711 | $934,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 76,344 | $933,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 33,855 | $933,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 73,912 | $926,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 44,765 | $923,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 39,010 | $921,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 52,244 | $916,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,843 | $915,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 81,135 | $913,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 87,107 | $913,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 25,636 | $913,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 67,416 | $910,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 20,435 | $908,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 71,519 | $908,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 11,277 | $905,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 52,505 | $905,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 44,169 | $904,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 9,698 | $903,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,495 | $893,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 169,019 | $892,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 31,373 | $891,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 23,259 | $888,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 145,695 | $885,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,107 | $883,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 17,758 | $879,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 29,078 | $876,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 175,445 | $873,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 60,351 | $870,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 72,987 | $862,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 9,625 | $860,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 22,428 | $860,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 24,347 | $859,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 228,319 | $855,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,615 | $854,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 15,871 | $853,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 36,126 | $851,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 21,714 | $850,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 10,719 | $846,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 12,807 | $845,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 161,910 | $845,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 57,739 | $842,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 8,367 | $839,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 17,465 | $836,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 116,944 | $836,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 36,846 | $832,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 6,798 | $819,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 72,590 | $819,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 25,140 | $816,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 50,651 | $812,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 39,835 | $811,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 31,940 | $799,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 17,678 | $796,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 9,764 | $795,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,048 | $794,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 24,909 | $793,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 25,018 | $790,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 19,767 | $789,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7,893 | $788,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16,566 | $785,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 13,826 | $780,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 21,594 | $777,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 144,387 | $777,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 49,611 | $776,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 90,833 | $775,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,670 | $771,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 85,050 | $767,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 34,636 | $767,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 8,350 | $765,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 89,839 | $765,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 55,178 | $765,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 65,761 | $765,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 37,791 | $761,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 119,924 | $760,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 149,591 | $758,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 39,069 | $756,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 55,775 | $755,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 74,128 | $755,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 5,397 | $753,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 80,284 | $753,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 40,693 | $751,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,425 | $749,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 35,690 | $747,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 18,595 | $745,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 50,575 | $744,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 28,488 | $737,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 15,804 | $734,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 37,485 | $733,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 132,965 | $733,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 12,696 | $729,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 9,295 | $729,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 88,484 | $728,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 28,680 | $727,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,114 | $726,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 105,812 | $726,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 47,651 | $726,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 34,764 | $725,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,995 | $724,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 17,085 | $723,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 37,186 | $723,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,741 | $720,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 110,986 | $719,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 31,533 | $717,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 110,427 | $716,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 39,230 | $715,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 59,475 | $714,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 36,724 | $712,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 51,778 | $712,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 82,032 | $712,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,239 | $711,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 27,797 | $710,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 52,475 | $707,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,449 | $702,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,829 | $697,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 29,045 | $696,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 129,115 | $695,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 23,781 | $693,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 34,482 | $690,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 13,447 | $689,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,081 | $686,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 95,085 | $686,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 22,793 | $684,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,328 | $679,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 14,436 | $676,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 81,566 | $674,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 33,459 | $673,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 162,359 | $672,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,410 | $669,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 13,978 | $669,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 28,100 | $667,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 18,886 | $665,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 14,693 | $661,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 19,572 | $660,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 24,303 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,033 | $658,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 43,986 | $658,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,825 | $657,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 124,949 | $656,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 14,478 | $652,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 68,610 | $649,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 47,803 | $647,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,672 | $646,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 38,984 | $644,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 25,704 | $643,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 34,850 | $640,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 43,651 | $634,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 38,910 | $634,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 7,632 | $632,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 29,561 | $632,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 50,635 | $630,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 58,415 | $628,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 22,900 | $627,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 31,820 | $627,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 46,754 | $626,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 11,865 | $622,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 26,519 | $611,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 35,270 | $608,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 40,858 | $604,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 10,361 | $602,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,677 | $602,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 16,336 | $601,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 14,635 | $601,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 86,514 | $598,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 39,081 | $593,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 11,891 | $591,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 11,700 | $590,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 35,653 | $589,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 23,496 | $587,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 55,200 | $585,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 20,522 | $584,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,106 | $580,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 9,662 | $578,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 54,537 | $573,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 10,998 | $572,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,202 | $570,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 17,319 | $570,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 10,197 | $567,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 62,814 | $567,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 5,856 | $567,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 103,071 | $567,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 22,063 | $564,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 58,734 | $563,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 21,805 | $563,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 51,620 | $563,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 93,443 | $562,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 54,014 | $560,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,807 | $559,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 12,579 | $558,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 14,171 | $555,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 23,624 | $555,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 2,895 | $555,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 16,553 | $554,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 43,232 | $554,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 32,996 | $547,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,420 | $544,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 54,195 | $542,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 40,650 | $542,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,409 | $540,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 32,037 | $540,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,675 | $538,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 17,558 | $537,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 26,485 | $537,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 45,197 | $534,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 55,270 | $532,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 36,870 | $530,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,621 | $530,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,365 | $529,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,104 | $529,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,820 | $528,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 48,440 | $527,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 111,152 | $526,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,471 | $525,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 157,028 | $523,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 15,735 | $523,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 17,607 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 20,647 | $520,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 18,224 | $519,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 31,092 | $517,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 9,386 | $515,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 24,747 | $515,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 27,639 | $514,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,334 | $512,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 36,015 | $508,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 36,820 | $507,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 11,628 | $504,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,235 | $504,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 42,883 | $503,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 13,102 | $501,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 65,232 | $500,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24,778 | $500,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 18,259 | $500,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,351 | $498,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 290,000 | $498,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,357 | $493,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 16,819 | $491,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 67,701 | $491,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 34,330 | $490,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 16,565 | $489,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 9,716 | $489,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,960 | $488,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,757 | $488,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,090 | $488,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 17,968 | $487,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,098 | $486,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 18,460 | $485,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,192 | $484,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,442 | $484,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 16,756 | $484,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 42,775 | $482,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,508 | $482,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 14,893 | $482,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 159,202 | $481,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 11,069 | $480,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 32,605 | $479,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 20,250 | $478,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 23,732 | $477,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 23,718 | $477,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 23,555 | $477,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,837 | $474,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 7,952 | $473,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 14,963 | $472,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 32,500 | $471,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 13,361 | $471,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 32,546 | $470,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 39,777 | $470,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 25,978 | $468,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,455 | $466,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 27,845 | $465,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 45,311 | $462,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 14,381 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 10,567 | $458,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 43,497 | $456,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 35,431 | $450,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,583 | $450,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 12,116 | $448,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17,792 | $447,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,490 | $447,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 25,621 | $447,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 90,864 | $444,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 31,382 | $443,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 26,425 | $443,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 9,722 | $443,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 18,400 | $442,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 33,874 | $440,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 7,596 | $439,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 8,380 | $439,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 37,030 | $438,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 4,400 | $437,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 13,571 | $436,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 30,335 | $436,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 31,540 | $436,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,851 | $435,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,992 | $434,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,038 | $433,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 123,108 | $432,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 50,188 | $431,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 41,707 | $425,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 30,269 | $425,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,014 | $423,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 27,115 | $419,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 37,154 | $416,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 9,176 | $413,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 36,370 | $412,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,315 | $411,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,686 | $411,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,335 | $410,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 8,338 | $405,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 7,050 | $404,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 43,176 | $402,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 31,887 | $401,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 22,470 | $400,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,921 | $400,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 28,775 | $399,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 19,502 | $399,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 17,995 | $398,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,949 | $397,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 28,792 | $393,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 14,449 | $392,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 86,486 | $391,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 9,368 | $390,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 32,734 | $389,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 15,929 | $388,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 20,849 | $387,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 34,014 | $387,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 15,900 | $387,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 26,300 | $386,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 23,721 | $384,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,040 | $383,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006837 | this filing | 2021-05-17 | acceptance time not in the bulk data set |