13F-HR filed by FARALLON CAPITAL MANAGEMENT, L.L.C.
FARALLON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 228 holding rows worth $18,024,459,000.
- Accession
- 0000950123-21-006783
- Filer
- CIK 909661
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 229 entries on the cover page, a total value of $18,024,459,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,024,465,000 with VALUE read as thousands by filing date, 13F file number 028-03896. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFarallon Capital Europe
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,235,000 | $885,798,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 404,351 | $836,453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 4,069,181 | $785,922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,124,200 | $715,067,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC SHS CL A | G0403H108 | Stock | 2,454,194 | $564,735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,155,078 | $527,154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 4,108,826 | $514,795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boston Scientific Corporation | 101137107 | COM | 12,822,869 | $495,604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 1,916,248 | $451,794,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,142,318 | $441,841,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,399,205 | $412,108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARAMARK COM | 03852U106 | Stock | 10,868,450 | $410,610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 4,946,946 | $391,600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,782,411 | $369,537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,625,000 | $359,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,600,000 | $352,586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 985,920 | $351,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 4,431,121 | $330,251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc. | 11135F101 | COM | 682,247 | $316,331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772F107 | COM | 1,744,800 | $311,290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 1,426,875 | $302,312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Elevance Health, Inc. | 036752103 | COM | 825,000 | $296,134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 395,141 | $291,618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSUNION COM | 89400J107 | Stock | 3,160,077 | $284,407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 454,178 | $280,237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,278,900 | $277,393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 1,308,829 | $277,118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M200 | COM NEW | 13,500,000 | $257,850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,750,000 | $242,843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,949,437 | $235,726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,000,521 | $231,470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 15,943,000 | $223,202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,900,000 | $156,655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 676,400 | $153,360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 4,750,000 | $150,385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 850,000 | $145,605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 9,833,399 | $142,781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,000,000 | $128,880,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482123 | SHS NEW | 2,538,423 | $123,596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,379,622 | $120,456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUIFAX INC COM | 294429105 | Stock | 606,629 | $109,879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 14,994,867 | $109,463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 700,000 | $98,833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,995,000 | $98,393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 110,077,000 | $96,829,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 2,955,729 | $94,968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,175,000 | $93,329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERATION BIO CO | 37148K100 | COM | 3,270,500 | $93,078,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 7,292,042 | $85,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 675,000 | $81,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORELOGIC INC | 21871D103 | COM | 975,000 | $77,269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOATLA INC | 09077B104 | COM | 1,492,060 | $75,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 81,762,000 | $75,715,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 7,170,213 | $75,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,609,730 | $73,854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 694,791 | $67,555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,250,000 | $64,550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,425,000 | $62,808,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 850,000 | $58,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROGEN INC | 31572Q808 | COM | 1,683,700 | $58,441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,500,000 | $58,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 56,695,000 | $57,933,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 50,000,000 | $56,619,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,465,000 | $53,515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APHRIA INC | 03765K104 | COM | 2,765,800 | $50,808,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 625,000 | $48,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,250,000 | $48,083,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 592,481 | $47,422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 500,000 | $47,295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATENTO S A | L0427L204 | CMN | 2,230,357 | $46,815,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,107,400 | $43,960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,250,000 | $43,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNEXON INC | 03589W102 | COM | 1,455,846 | $40,531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 51,910,000 | $39,243,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,349,513 | $38,124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606N109 | COM | 415,000 | $36,188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 600,000 | $35,082,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002401 | COM NEW | 175,000 | $31,729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 764,262 | $30,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 29,689,000 | $29,643,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 103,000 | $28,814,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 630,500 | $28,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 2,809,000 | $28,062,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 150,000 | $26,480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 2,500,000 | $26,125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 345,000 | $25,823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 25,000,000 | $25,538,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 24,435,000 | $24,797,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 500,000 | $24,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 2,278,079 | $23,441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,000,000 | $23,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,215,434 | $23,344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 2,250,000 | $22,703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 300,000 | $22,359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 20,000,000 | $20,685,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 2,000,000 | $20,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 2,000,000 | $19,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYMEWORKS INC | 98985W102 | COM | 600,000 | $18,948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 501,618 | $18,896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,750,000 | $17,325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READY CAPITAL CORP | 75574U101 | COM | 1,250,226 | $16,778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 1,000,000 | $16,550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 510,000 | $16,300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 10,000,000 | $16,100,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 800,000 | $15,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 273,000 | $15,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 350,000 | $15,530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 1,500,000 | $15,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 1,500,000 | $15,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,500,000 | $14,790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 1,400,000 | $13,832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 300,000 | $13,452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 810,500 | $13,276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 7,000,000 | $12,942,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 1,300,000 | $12,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,250,000 | $12,450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 702,110 | $12,139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INHIBRX INC | 45720L107 | COM | 600,000 | $12,042,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 1,200,000 | $11,904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARIOHEALTH CORP | 23725P209 | COM | 600,000 | $11,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 172,454 | $11,435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 1,000,000 | $11,320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 400,000 | $11,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 375,000 | $10,901,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 1,080,000 | $10,843,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMTECH INC | 24984K105 | COM | 200,000 | $10,158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 300,000 | $10,107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURALSIGHT INC | 72941B106 | COM CL A | 450,000 | $10,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 1,000,000 | $10,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 1,000,000 | $10,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 1,000,000 | $9,970,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 1,000,000 | $9,960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 1,000,000 | $9,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 1,000,000 | $9,930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 1,000,000 | $9,900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 1,000,000 | $9,880,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 990,000 | $9,702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 740,000 | $9,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 10,000,000 | $8,889,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 250,000 | $8,813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 4,125,877 | $8,582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 800,000 | $8,320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 250,000 | $8,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 800,000 | $8,120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 800,000 | $7,968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,000,000 | $7,800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 250,000 | $7,790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH ALLIANCE CORP II | 760873109 | CMN | 750,000 | $7,688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 750,000 | $7,590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 750,000 | $7,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 750,000 | $7,530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 750,000 | $7,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 750,000 | $7,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 750,000 | $7,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 750,000 | $7,470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 750,000 | $7,463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 750,000 | $7,425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 750,000 | $7,425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 750,000 | $7,418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 400,000 | $7,400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 700,000 | $7,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 700,000 | $7,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 6,783,000 | $6,435,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 390,000 | $6,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 750,000 | $6,075,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 600,000 | $6,060,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 600,000 | $5,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 600,000 | $5,979,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 600,000 | $5,934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 600,000 | $5,910,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARVARIS NV | N69605108 | COMMON STOCK | 200,000 | $5,612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 600,000 | $5,268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 250,000 | $5,230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 500,000 | $5,225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 125,000 | $5,209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVAGE HLDG CORP | 45784A104 | COM | 200,000 | $5,158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 500,000 | $5,060,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 500,000 | $5,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 500,000 | $5,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 500,000 | $5,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 500,000 | $4,995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 500,000 | $4,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 500,000 | $4,925,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 3,522,000 | $4,886,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EQUILLIUM INC | 29446K106 | COM | 680,000 | $4,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 450,000 | $4,482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 400,000 | $4,080,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 408,900 | $4,069,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 400,000 | $4,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 400,000 | $4,014,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 400,000 | $4,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 400,000 | $3,956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 500,000 | $3,955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 400,000 | $3,952,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 400,000 | $3,948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 400,000 | $3,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 250,000 | $3,200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 304,698 | $3,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 300,000 | $3,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNIFY HEALTH INC | 82671G100 | COM | 100,000 | $2,926,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 278,026 | $2,758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 250,000 | $2,553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 250,000 | $2,528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 100,000 | $2,520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES TECHNOLOGY PARTNERS IN | 382870202 | UNIT 03/16/2028 | 250,000 | $2,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 250,000 | $2,495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 250,000 | $2,480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 200,000 | $2,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 200,000 | $1,998,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 200,000 | $1,972,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 7,174,613 | $1,636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 150,000 | $1,518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 150,000 | $1,491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 125,000 | $1,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 100,000 | $995,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 100,000 | $992,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 100,000 | $990,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100,000 | $988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 79,598 | $792,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRINDR INC | G88672111 | EQUITY WRT | 540,000 | $702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 70,508 | $699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 85,838 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 60,053 | $602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 134,175 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 495,000 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 200,000 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 92,675 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 50,000 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006783 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-010859 | added | 2021-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-015169 | added | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-003970 | added | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-010746 | added | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-011254 | added | 2022-05-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-015957 | added | 2022-08-15 | acceptance time not in the bulk data set |