13F-HR filed by United Asset Strategies, Inc.
United Asset Strategies, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-27, with 215 holding rows worth $689,550,000.
- Accession
- 0000950123-21-004975
- Filer
- CIK 1539948
- Filed
- 2021-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 216 entries on the cover page, a total value of $689,550,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $689,550,000 with VALUE read as thousands by filing date, 13F file number 028-15136. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 183,457 | $24,365,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 96,463 | $22,743,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,684 | $20,681,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 77,483 | $15,700,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 115,292 | $15,403,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 124,222 | $15,174,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 48,308 | $14,746,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 45,056 | $14,511,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 92,571 | $14,092,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,821 | $14,068,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 256,520 | $13,690,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 544,870 | $13,676,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 268,325 | $13,164,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 97,848 | $12,649,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,800 | $12,606,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,771 | $12,251,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 34,370 | $12,238,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 92,675 | $10,948,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 319,755 | $10,888,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 243,403 | $10,668,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 66,669 | $10,664,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 408,292 | $10,232,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 253,786 | $10,131,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 247,304 | $10,055,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 40,793 | $9,861,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 152,792 | $9,834,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20,995 | $9,582,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 180,999 | $9,540,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 122,723 | $9,322,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 37,977 | $9,079,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 46,409 | $9,052,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 132,416 | $8,631,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 65,406 | $8,439,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 151,723 | $8,189,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 98,483 | $7,693,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30,433 | $7,572,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 60,194 | $7,542,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 190,913 | $7,396,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 221,203 | $7,196,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 63,696 | $6,859,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 26,380 | $6,728,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 64,023 | $5,858,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 123,144 | $5,740,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 37,808 | $5,340,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 49,744 | $5,213,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 43,217 | $5,045,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 131,453 | $4,763,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 28,406 | $4,530,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 129,755 | $4,455,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 26,464 | $4,448,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,968 | $4,434,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 111,819 | $4,326,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,806 | $4,283,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 51,561 | $4,063,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 41,120 | $4,048,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 131,956 | $3,994,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 18,047 | $3,863,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,171 | $3,624,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 64,260 | $3,477,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 140,475 | $3,328,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,209 | $3,283,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,295 | $3,019,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 134,038 | $2,966,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 10,453 | $2,928,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,048 | $2,489,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 46,775 | $2,384,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17,390 | $2,355,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,512 | $2,297,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,949 | $2,117,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,614 | $2,087,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 31,691 | $2,029,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 96,910 | $1,964,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,794 | $1,888,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,804 | $1,873,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,950,000 | $1,818,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 39,234 | $1,795,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,844 | $1,790,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 29,409 | $1,788,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 15,570 | $1,758,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 22,424 | $1,733,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 40,427 | $1,709,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 22,757 | $1,669,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,779 | $1,615,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 8,618 | $1,581,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 26,969 | $1,573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 23,108 | $1,533,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 677 | $1,400,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,232 | $1,382,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,076 | $1,380,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,993 | $1,365,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18,636 | $1,356,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,234 | $1,351,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,765 | $1,310,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,090 | $1,297,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,930 | $1,259,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,222 | $1,226,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,314 | $1,190,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,792 | $1,172,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,700 | $1,153,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 7,817 | $1,123,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 71,847 | $1,113,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 25,000 | $1,094,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,906 | $1,090,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,966 | $1,056,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,178 | $1,050,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 11,198 | $1,044,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,079 | $988,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,350 | $987,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,335 | $975,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,899 | $945,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,355 | $934,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 26,044 | $921,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 21,703 | $919,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 8,610 | $910,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 19,516 | $910,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,899 | $908,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,397 | $868,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 62,349 | $867,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,890 | $851,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,233 | $821,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 11,241 | $818,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,684 | $807,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 11,079 | $804,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 19,101 | $796,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 22,602 | $784,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,752 | $781,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,844 | $773,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 8,617 | $769,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,522 | $768,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,345 | $768,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 289,745 | $765,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 23,808 | $763,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,519 | $755,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 87,451 | $752,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,189 | $734,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,433 | $717,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,652 | $646,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,209 | $605,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,797 | $603,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,000 | $567,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,005 | $546,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,526 | $535,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,655 | $513,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,633 | $508,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 9,749 | $498,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,452 | $484,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 28,939 | $471,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,183 | $468,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,008 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,276 | $466,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,377 | $464,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 886 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,068 | $462,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,367 | $447,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,621 | $432,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 25,633 | $430,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,344 | $426,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,475 | $411,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,791 | $395,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,236 | $384,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 7,535 | $383,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,100 | $381,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,101 | $378,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,756 | $373,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,513 | $372,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,392 | $371,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,517 | $368,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 600 | $343,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,139 | $325,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 291 | $322,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,848 | $319,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,740 | $310,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,900 | $308,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,344 | $305,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,902 | $296,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,140 | $291,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,512 | $287,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 187 | $275,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,055 | $269,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,561 | $265,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,175 | $260,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,188 | $252,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,877 | $249,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,007 | $240,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 738 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,351 | $240,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,714 | $237,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,068 | $236,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,914 | $236,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 620 | $232,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 637 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,790 | $225,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,272 | $219,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,820 | $207,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,081 | $206,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 384 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,790 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 2,919 | $202,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,000 | $186,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,180 | $183,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,145 | $108,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 47,455 | $82,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,300 | $78,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,483 | $74,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 27,484 | $57,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 70,000 | $47,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 17,000 | $31,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 18,910 | $21,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,000 | $13,000 | thousands by filing date | call |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 400 | $9,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 3,000 | $5,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $1,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-004975 | this filing | 2021-04-27 | acceptance time not in the bulk data set |