13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 149 holding rows worth $3,184,687,000.
- Accession
- 0000950123-21-002830
- Filer
- CIK 1257391
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 149 entries on the cover page, a total value of $3,184,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,184,687,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 27,264,000 | $309,975,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 86,833,000 | $243,480,000 | thousands by filing date | principal |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 475,000 | $177,593,000 | thousands by filing date | put |
| TESLA INC | 88160R951 | PUT | 250,000 | $176,418,000 | thousands by filing date | put |
| SEA LTD | G7948TAE9 | DEBT 2.375%12/0 | 52,358,000 | $120,704,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 40,000,000 | $119,525,000 | thousands by filing date | principal |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 23,000,000 | $119,122,000 | thousands by filing date | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 28,000,000 | $110,810,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 59,493,000 | $99,702,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 11,953,217 | $93,833,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 69,775,000 | $87,468,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 28,250,000 | $84,962,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 42,608,000 | $78,642,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 31,746,000 | $68,363,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 54,184,000 | $67,651,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,629,319 | $67,389,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 4,000,000 | $63,080,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,126,410 | $57,651,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 31,433,000 | $56,940,000 | thousands by filing date | principal |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 862,236 | $45,724,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 18,500,000 | $40,353,000 | thousands by filing date | principal |
| UNITED STATES STEEL CORP | 912909958 | COM | 2,200,000 | $36,894,000 | thousands by filing date | put |
| BILIBILI INC | G10970AA2 | DEBT 1.250% 6/1 | 16,000,000 | $34,630,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 34,800,000 | $33,172,000 | thousands by filing date | principal |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 17,725,000 | $30,087,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 12,172,000 | $29,843,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 575,000 | $29,538,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 25,850,000 | $29,144,000 | thousands by filing date | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 21,500,000 | $26,516,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 17,475,000 | $26,127,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 21,550,000 | $25,204,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 10,931,000 | $24,853,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 200,000 | $24,568,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 24,487,000 | $21,576,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,000,000 | $21,528,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 579,728 | $21,485,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 40,524,000 | $20,782,000 | thousands by filing date | principal |
| MARATHON PETE CORP | 56585A902 | CALL | 500,000 | $20,680,000 | thousands by filing date | call |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 20,500,000 | $20,404,000 | thousands by filing date | principal |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 16,350,000 | $19,650,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 23,150,000 | $17,847,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 8,000,000 | $16,284,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 15,100,000 | $15,940,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 8,000,000 | $15,579,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 11,500,000 | $15,571,000 | thousands by filing date | principal |
| Granite Construction Inc | 387328AB3 | CV | 13,000,000 | $13,989,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 4,000,000 | $13,853,000 | thousands by filing date | principal |
| CARNIVAL CORP | 143658950 | PUT | 600,000 | $12,996,000 | thousands by filing date | put |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 11,000,000 | $12,559,000 | thousands by filing date | principal |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 15,100,000 | $12,533,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 10,000,000 | $12,398,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 8,903,000 | $11,615,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 10,250,000 | $11,107,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 9,300,000 | $8,015,000 | thousands by filing date | principal |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 312,738 | $7,818,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 3,304,000 | $7,541,000 | thousands by filing date | principal |
| MACYS INC | 55616P954 | COM | 650,000 | $7,313,000 | thousands by filing date | put |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 6,500,000 | $6,885,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 604,082 | $6,868,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 821,945 | $6,855,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,916,395 | $6,591,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 613,600 | $6,467,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 33,884 | $6,416,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 55,922 | $6,150,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 3,180,114 | $5,247,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 500,000 | $5,175,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 5,000,000 | $5,071,000 | thousands by filing date | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 6,031,000 | $5,066,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 5,000,000 | $4,727,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 247,306 | $4,649,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 109,372 | $4,367,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 400,000 | $4,080,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 56,500 | $3,788,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 265,346 | $3,757,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 255,764 | $3,673,000 | thousands by filing date | |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 3,325,000 | $3,169,000 | thousands by filing date | principal |
| CONSTELLIUM SE | F21107101 | CL A SHS | 223,019 | $3,120,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 300,000 | $3,120,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 257,018 | $3,059,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 346,000 | $3,038,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 3,235,000 | $3,010,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 194,598 | $2,761,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3,466,000 | $2,651,000 | thousands by filing date | principal |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 257,500 | $2,647,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 250,000 | $2,580,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 219,191 | $2,376,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 219,002 | $2,321,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 165,021 | $2,211,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 200,000 | $2,178,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G956 | CL A | 300,000 | $2,130,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 219,481 | $2,037,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,000,000 | $1,942,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 75,595 | $1,783,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 162,100 | $1,686,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 150,000 | $1,673,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 147,000 | $1,673,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 158,980 | $1,631,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 150,000 | $1,544,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 90,000 | $1,383,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 913,017 | $1,296,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 125,000 | $1,278,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 19,258 | $1,189,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 45,861 | $1,181,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 105,356 | $1,149,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 100,000 | $1,055,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 100,000 | $1,045,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 100,000 | $1,041,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 100,000 | $1,041,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 100,000 | $1,037,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 100,000 | $1,035,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 99,100 | $997,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L115 | *W EXP 05/09/202 | 105,000 | $945,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 80,626 | $872,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 75,000 | $806,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 75,000 | $784,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 75,000 | $776,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 104,184 | $774,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 70,000 | $774,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 75,000 | $772,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 75,000 | $756,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 47,500 | $751,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 70,000 | $738,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 14,415 | $703,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 279,075 | $689,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 60,000 | $625,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 50,000 | $615,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011118 | *W EXP 02/21/202 | 80,000 | $613,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 40,310 | $611,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 50,000 | $543,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 50,000 | $538,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 50,000 | $530,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 50,000 | $522,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 50,000 | $520,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 43,259 | $493,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 41,600 | $465,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 40,000 | $433,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 40,000 | $420,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 38,400 | $399,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 25,000 | $379,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 50,000 | $330,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 29,394 | $300,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 26,768 | $273,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 25,000 | $270,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 25,000 | $268,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 66,954 | $260,000 | thousands by filing date | |
| ROMEO POWER INC | 776153116 | W EXP 02/21/202 | 25,000 | $233,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 21,900 | $232,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 17,458 | $227,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002830 | this filing | 2021-02-16 | acceptance time not in the bulk data set |