13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 168 holding rows worth $497,430,000.
- Accession
- 0000950123-21-002806
- Filer
- CIK 1491072
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 168 entries on the cover page, a total value of $497,430,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,430,000 with VALUE read as thousands by filing date, 13F file number 028-16678. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnson Advisors Inc 028-18132
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intel Corp | 458140100 | COM | 1,025,000 | $51,066,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 21,000,000 | $26,635,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 241,000 | $25,177,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 2,306,400 | $23,087,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,584,590 | $16,844,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 160,000 | $13,968,000 | thousands by filing date | put |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 1,055,339 | $11,239,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,015,000 | $10,911,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 1,000,000 | $10,280,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 930,550 | $10,003,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 955,000 | $9,980,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 952,958 | $9,815,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,500 | $9,534,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 30,300 | $9,506,000 | thousands by filing date | put |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 717,955 | $7,898,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 750,000 | $7,733,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 650,000 | $6,910,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 673,405 | $6,862,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 563,900 | $6,051,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 554,852 | $5,948,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 550,000 | $5,786,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 550,000 | $5,693,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 500,000 | $5,145,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 500,000 | $5,145,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 500,000 | $5,125,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 496,004 | $5,025,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 450,000 | $4,631,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,000 | $4,234,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 407,072 | $4,234,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 400,000 | $4,220,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 400,000 | $4,180,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 400,000 | $4,148,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 686,515 | $4,141,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 349,850 | $3,932,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 360,420 | $3,698,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 339,164 | $3,588,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 342,472 | $3,565,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 340,000 | $3,509,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 325,000 | $3,468,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 89,778 | $3,448,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,000 | $3,148,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 30,000 | $2,695,000 | thousands by filing date | put |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 250,000 | $2,668,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 63,249 | $2,610,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 437,600 | $2,577,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $2,371,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 215,689 | $2,263,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $2,176,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 95,000 | $2,165,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 200,000 | $2,100,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 33,800 | $2,069,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 26,000 | $2,052,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 180,574 | $1,968,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 32,000 | $1,960,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 99,000 | $1,930,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 47,400 | $1,928,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,000 | $1,855,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 971,534 | $1,826,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,000 | $1,708,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 45,462 | $1,666,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 40,000 | $1,653,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,000 | $1,645,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,000 | $1,636,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 150,000 | $1,625,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 158,162 | $1,624,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 42,900 | $1,601,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 50,000 | $1,600,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 150,200 | $1,583,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,000 | $1,582,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 282,000 | $1,541,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 21,000 | $1,536,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 50,000 | $1,534,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,000 | $1,517,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 50,000 | $1,516,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,000 | $1,509,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,000 | $1,502,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,600 | $1,481,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 370,000 | $1,476,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,000 | $1,455,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,000 | $1,442,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 110,000 | $1,431,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,046,208 | $1,381,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,000 | $1,366,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 125,000 | $1,345,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,000 | $1,335,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,400 | $1,335,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 257,000 | $1,331,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,000 | $1,312,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 21,100 | $1,312,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 20,000 | $1,307,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $1,303,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,000 | $1,271,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,000 | $1,243,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 70,000 | $1,231,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,000 | $1,227,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 700 | $1,226,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,000 | $1,171,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,000 | $1,164,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 106,732 | $1,135,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 12,900 | $1,100,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,000 | $1,093,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 98,300 | $1,086,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6,000 | $1,069,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 100,000 | $1,057,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 100,000 | $1,054,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1,334,149 | $1,041,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 100,000 | $1,041,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 12,000 | $1,028,000 | thousands by filing date | put |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 99,500 | $1,012,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 100,000 | $1,005,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 300,000 | $962,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 4,940,217 | $914,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,500 | $843,000 | thousands by filing date | put |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 80,000 | $840,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 51,000 | $746,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 43,109 | $716,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 334,106 | $715,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 4,000 | $700,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 24,542 | $589,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 530,000 | $578,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 30,000 | $545,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 50,000 | $521,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 914,702 | $492,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,000 | $452,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 71,233 | $429,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 70,608 | $424,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 270,270 | $403,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 133,069 | $393,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 727,000 | $391,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 22,960 | $367,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 19,000 | $357,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 99,103 | $350,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 241,075 | $345,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 50,113 | $336,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,800 | $323,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 69,632 | $313,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 21,067 | $303,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 15,954 | $296,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 217,251 | $278,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 5,000 | $271,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 95,342 | $267,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 25,000 | $267,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 25,000 | $260,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760904 | CALL | 28,411 | $253,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 360,700 | $249,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 81,814 | $249,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 57,277 | $247,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 45,489 | $239,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 86,299 | $232,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 31,028 | $230,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 92,626 | $229,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 5,000 | $228,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 10,971 | $217,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 49,896 | $210,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 97,601 | $209,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 57,106 | $181,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 28,016 | $176,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 69,535 | $163,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 46,100 | $154,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,000 | $133,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 10,000 | $106,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 70,940 | $98,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 133,483 | $97,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 32,480 | $88,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 193,180 | $87,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 250,000 | $85,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 25,000 | $77,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 21,000 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002806 | this filing | 2021-02-16 | acceptance time not in the bulk data set |