13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 3,291 holding rows worth $284,779,396,000.
- Accession
- 0000950123-21-002743
- Filer
- CIK 1521019
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 7,670 entries on the cover page, a total value of $284,779,396,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $284,779,396,000 with VALUE read as thousands by filing date, 13F file number 028-14498. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd 028-17598
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
- included managerTIAA-CREF Investment Management, LLC 028-03194
- included managerTeachers Advisors, LLC 028-04800
- included managerSanta Barbara Asset Management, LLC 028-05621
- included managerSymphony Asset Management, LLC 028-05958
- included managerNWQ Investment Management Company, LLC 028-01474
- included managerSEI Investments Management Corporation 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IBIO INC | 451033203 | COM NEW | 542,852 | $570,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 180,549 | $569,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 84,080 | $568,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 75,310 | $566,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 172,372 | $562,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 120,017 | $557,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 37,192 | $556,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 30,014 | $555,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 159,947 | $553,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 259,776 | $551,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 22,666 | $551,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 79,981 | $544,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 47,054 | $542,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 84,237 | $541,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 74,892 | $540,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 23,526 | $536,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 79,200 | $531,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 38,383 | $529,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 71,344 | $527,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 23,105 | $525,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 104,500 | $525,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 53,117 | $525,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 63,482 | $524,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 159,036 | $522,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 55,220 | $522,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 20,429 | $521,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 94,139 | $518,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 20,760 | $516,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,726 | $515,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 15,056 | $512,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 290,980 | $512,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 21,047 | $508,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 70,374 | $507,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 80,144 | $505,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 256,937 | $501,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 26,789 | $501,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 500,000 | $499,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 34,268 | $498,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 316,091 | $496,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 23,318 | $490,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 35,552 | $488,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 92,369 | $486,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 67,497 | $476,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 132,950 | $474,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 21,952 | $465,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 37,797 | $465,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 33,325 | $463,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 80,268 | $463,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 378,776 | $462,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7,569 | $458,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 16,550 | $458,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 66,294 | $457,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 173,108 | $457,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 31,987 | $456,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 46,086 | $452,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 363,425 | $451,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 29,831 | $447,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 32,218 | $446,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 209,760 | $445,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 26,407 | $443,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 197,810 | $439,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 21,292 | $439,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 29,522 | $438,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 109,297 | $435,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,716 | $433,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 24,811 | $433,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 12,218 | $429,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 95,088 | $428,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 104,751 | $428,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 35,879 | $426,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 106,729 | $422,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 10,088 | $417,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 702,000 | $416,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 32,227 | $415,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 10,000 | $414,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 184,851 | $414,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 165,551 | $414,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 22,565 | $413,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 59,590 | $412,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 230,076 | $407,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 97,696 | $406,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 33,526 | $404,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 34,159 | $394,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,302 | $392,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 121,451 | $392,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 52,746 | $390,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 157,334 | $390,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 115,916 | $389,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 183,568 | $389,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 25,200 | $388,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 88,804 | $388,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 742,600 | $385,000 | thousands by filing date | principal |
| DYADIC INTL INC DEL | 26745T101 | COM | 71,320 | $384,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 24,175 | $383,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 14,228 | $378,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 72,227 | $375,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 39,869 | $374,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 33,702 | $370,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 9,810 | $369,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 96,030 | $368,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 10,157 | $367,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 77,558 | $362,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 126,254 | $360,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 23,352 | $360,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 22,341 | $356,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 65,138 | $356,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 20,236 | $351,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 10,863 | $351,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 67,218 | $350,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 22,256 | $345,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 176,594 | $341,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 46,937 | $340,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 174,246 | $333,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 35,064 | $332,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 98,856 | $332,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 254,383 | $330,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,907 | $323,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 112,536 | $320,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 39,155 | $318,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 14,300 | $313,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 10,721 | $311,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 43,354 | $308,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 43,646 | $307,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 10,369 | $306,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 191,671 | $305,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 28,773 | $304,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 24,881 | $304,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 148,300 | $303,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 14,377 | $302,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 107,480 | $302,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 49,083 | $302,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 472,090 | $302,000 | thousands by filing date | principal |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 146,980 | $301,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 77,305 | $301,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 63,272 | $300,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 9,141 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,237 | $294,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 196,405 | $285,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 84,377 | $284,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 28,055 | $284,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 58,327 | $282,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 68,015 | $281,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 47,044 | $279,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 16,274 | $275,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 93,124 | $274,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 18,668 | $274,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 13,939 | $273,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,344 | $273,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 52,311 | $272,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 18,098 | $272,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 799,948 | $272,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 96,449 | $272,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10,257 | $270,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 135,259 | $270,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 21,135 | $270,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 22,427 | $266,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 47,151 | $265,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 41,406 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,000 | $264,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,644 | $261,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,176 | $261,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 9,550 | $253,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 26,572 | $252,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 249,236 | $252,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 94,153 | $251,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 33,104 | $244,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 5,132 | $243,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 193,968 | $243,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 36,077 | $242,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 11,807 | $239,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 31,290 | $239,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 45,290 | $238,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 16,389 | $235,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 103,629 | $235,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,827 | $231,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 20,920 | $226,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 14,226 | $226,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,946 | $224,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 11,563 | $222,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 48,747 | $216,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 8,688 | $214,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 7,308 | $212,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 55,711 | $212,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 34,337 | $207,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 8,550 | $205,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 400,000 | $205,000 | thousands by filing date | principal |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 13,310 | $201,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 73,867 | $199,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 61,811 | $198,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 17,700 | $197,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 10,003 | $196,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,917 | $194,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 11,344 | $193,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 121,357 | $191,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 12,117 | $189,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 30,629 | $182,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 23,534 | $181,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 127,880 | $176,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 30,000 | $175,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 32,739 | $173,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 38,070 | $173,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 16,340 | $172,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 34,257 | $169,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 78,080 | $167,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 12,228 | $164,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,060 | $162,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 32,347 | $155,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 22,313 | $155,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 47,822 | $155,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 57,782 | $152,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 11,388 | $150,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 14,840 | $150,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 17,204 | $146,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 23,586 | $144,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,833 | $143,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 14,027 | $143,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 32,533 | $137,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 12,642 | $136,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 15,696 | $131,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 17,131 | $111,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 76,289 | $107,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 75,703 | $101,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 17,327 | $100,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 110,723 | $97,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 12,203 | $97,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,868 | $94,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 14,536 | $94,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 43,996 | $92,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 96,450 | $88,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 11,378 | $87,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 10,906 | $86,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 49,277 | $85,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 15,255 | $81,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 49,054 | $78,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 41,412 | $77,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,747 | $74,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 23,991 | $71,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 59,804 | $67,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 10,702 | $40,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 81,600 | $15,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 32,700 | $12,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 213,400 | $11,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 92,000 | $11,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 118,400 | $10,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 16,300 | $9,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 30,600 | $9,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 33,600 | $8,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,800 | $8,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 30,800 | $8,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 81,600 | $8,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 91,000 | $7,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,700 | $7,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,400 | $6,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 24,400 | $6,000 | thousands by filing date | call |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 30,600 | $6,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 102,200 | $5,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 34,000 | $5,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 51,000 | $5,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 122,400 | $5,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 34,000 | $5,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 40,800 | $5,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 51,100 | $5,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 59,200 | $5,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 92,000 | $5,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20,400 | $5,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 68,000 | $5,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 30,600 | $5,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 102,200 | $5,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 17,000 | $4,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 45,400 | $4,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 12,200 | $4,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 16,300 | $4,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 26,500 | $4,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 26,500 | $4,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32,700 | $4,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 32,700 | $4,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 40,800 | $4,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 102,200 | $4,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 170,200 | $4,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 134,700 | $4,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 45,400 | $3,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 45,400 | $3,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 62,900 | $3,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 102,200 | $3,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 81,600 | $3,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 81,600 | $3,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 68,000 | $3,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 122,400 | $3,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 22,700 | $2,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 102,200 | $2,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 102,200 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002743 | this filing | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-006875 | base | 2021-05-17 | acceptance time not in the bulk data set |