13F-HR filed by Sculptor Capital LP
Sculptor Capital LP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 409 holding rows worth $22,961,989,000.
- Accession
- 0000950123-21-002414
- Filer
- CIK 1054587
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 420 entries on the cover page, a total value of $22,961,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,961,989,000 with VALUE read as thousands by filing date, 13F file number 028-06663. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerSculptor Capital II LP 028-13627
- included managerSculptor Capital II LP 028-13627
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 15,174,000 | $10,707,837,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 84,396,000 | $827,028,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 62,472,000 | $710,425,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 44,550,000 | $479,636,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 227,017 | $397,879,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,688,887 | $393,055,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 91,500,000 | $361,751,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,283,759 | $350,672,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 98,876 | $322,032,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,253,407 | $308,995,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,275,000 | $301,870,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,275,000 | $301,870,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,335,349 | $297,008,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 3,913,359 | $281,175,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,613,173 | $252,597,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 109,111 | $243,020,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 642,826 | $229,450,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 631,039 | $221,293,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 880,016 | $210,861,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,202,528 | $203,367,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,861,992 | $203,032,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,400,000 | $201,810,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,400,000 | $201,810,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 872,679 | $194,197,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 3,252,900 | $168,403,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 4,370,078 | $166,019,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,490,758 | $136,717,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,140,765 | $126,922,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 933,756 | $123,181,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 558,978 | $116,390,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,842,731 | $109,827,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,184,900 | $101,570,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,374,675 | $100,306,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 26,835,000 | $83,763,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 36,000,000 | $78,704,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 828,121 | $72,792,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 32,141,000 | $65,680,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 53,909,000 | $62,789,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 18,000,000 | $62,426,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 616,193 | $61,385,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 653,000 | $61,147,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 40,000,000 | $58,291,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 25,000,000 | $56,903,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,500,000 | $56,400,000 | thousands by filing date | principal |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 200,000 | $56,280,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 788,100 | $54,836,000 | thousands by filing date | put |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 27,775,000 | $54,377,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 701,199 | $54,098,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 265,300 | $52,808,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 334,205 | $52,216,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 37,500,000 | $52,049,000 | thousands by filing date | principal |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 243,172 | $51,231,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 584,548 | $50,996,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 37,500,000 | $50,877,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,903,200 | $50,748,000 | thousands by filing date | put |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 18,059,000 | $50,624,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 30,000,000 | $50,279,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 20,477,000 | $48,039,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 24,800,000 | $46,965,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 179,154 | $44,764,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 300,000 | $42,825,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 11,348,000 | $37,990,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 283,400 | $35,425,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 283,400 | $35,425,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 439,400 | $35,143,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,200,000 | $34,320,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 177,079 | $31,619,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 26,572,000 | $31,314,000 | thousands by filing date | principal |
| Airbnb, Inc. Class A | 009066101 | COM | 200,000 | $29,360,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 349,792 | $27,976,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 489,946 | $25,982,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 430,000 | $25,115,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,737,482 | $23,942,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1,833,133 | $23,794,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 30,618,000 | $23,645,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 453,520 | $23,163,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 22,725,000 | $23,108,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 450,640 | $22,748,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 12,500,000 | $22,706,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 19,339,000 | $22,094,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 578,643 | $20,802,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 862,200 | $20,305,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 80,692 | $20,191,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 14,000,000 | $18,392,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 168,700 | $18,361,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 183,750 | $18,240,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 10,450,000 | $17,309,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 676,700 | $17,209,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 674,788 | $17,160,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 990,900 | $16,617,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 990,900 | $16,617,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 854,100 | $16,091,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 672,400 | $15,956,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 672,400 | $15,956,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 1,406,500 | $15,823,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 1,406,300 | $15,821,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 14,500,000 | $14,914,000 | thousands by filing date | principal |
| IROBOT CORP | 462726100 | COM | 177,400 | $14,243,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 177,400 | $14,243,000 | thousands by filing date | put |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 1,324,000 | $14,220,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 1,272,894 | $14,218,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 425,500 | $13,280,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 425,500 | $13,280,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 6,500,000 | $13,249,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 13,000,000 | $13,212,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 221,800 | $13,024,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,000,000 | $12,952,000 | thousands by filing date | principal |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 448,800 | $12,939,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 448,800 | $12,939,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 216,800 | $12,730,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 204,200 | $12,634,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 204,200 | $12,634,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 814,700 | $12,432,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 646,400 | $12,178,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 1,150,000 | $11,960,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 673,300 | $11,958,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 669,800 | $11,896,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 1,154,000 | $11,817,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 1,000,000 | $11,400,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 7,500,000 | $11,198,000 | thousands by filing date | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 448,400 | $11,049,000 | thousands by filing date | put |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 1,000,000 | $10,930,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4,750,000 | $10,810,000 | thousands by filing date | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 150,000 | $10,667,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 430,600 | $10,610,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 284,300 | $10,604,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 281,800 | $10,511,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 979,800 | $10,484,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 299,653 | $10,293,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 1,000,000 | $10,290,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 298,000 | $10,236,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 243,200 | $10,168,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 243,200 | $10,168,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 530,000 | $9,985,000 | thousands by filing date | call |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 860,103 | $9,117,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 210,200 | $9,091,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 209,700 | $9,070,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 886,961 | $8,958,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 850,000 | $8,772,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 799,900 | $8,719,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 832,014 | $8,412,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 413,000 | $8,351,000 | thousands by filing date | put |
| ROOT INC | 77664L108 | COMMON STOCK | 529,038 | $8,311,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 192,600 | $8,249,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 192,600 | $8,249,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 638,497 | $8,243,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 79,500 | $7,906,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 79,500 | $7,906,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 515,500 | $7,867,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 104,400 | $7,754,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 104,400 | $7,754,000 | thousands by filing date | put |
| EMPOWER LTD | G3R39W102 | CL A COM | 737,075 | $7,378,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 700,000 | $7,287,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 115,400 | $7,276,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 350,000 | $7,077,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 134,400 | $7,002,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 134,400 | $7,002,000 | thousands by filing date | put |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 7,000,000 | $6,932,000 | thousands by filing date | principal |
| DPCM CAP INC | 23344P101 | CMN | 665,901 | $6,932,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 435,800 | $6,899,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 435,800 | $6,899,000 | thousands by filing date | put |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 650,600 | $6,584,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 504,235 | $6,550,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 600,000 | $6,402,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 600,000 | $6,360,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 17,000 | $6,290,000 | thousands by filing date | put |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 565,800 | $6,235,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 591,899 | $6,156,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 250,100 | $6,115,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 250,100 | $6,115,000 | thousands by filing date | put |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 600,163 | $6,104,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 547,561 | $6,034,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 162,500 | $6,022,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 162,400 | $6,019,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 563,964 | $5,910,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 422,700 | $5,901,000 | thousands by filing date | put |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 506,401 | $5,753,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 547,500 | $5,749,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 553,126 | $5,714,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 241,100 | $5,678,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 110,900 | $5,556,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 110,900 | $5,556,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 66,602 | $5,546,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 535,000 | $5,521,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 85,600 | $5,397,000 | thousands by filing date | put |
| GROWGENERATION CORP | 39986L109 | COM | 133,600 | $5,373,000 | thousands by filing date | put |
| GROWGENERATION CORP | 39986L109 | COM | 133,100 | $5,353,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 5,447,000 | $5,317,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 481,151 | $5,240,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 500,000 | $5,225,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 500,000 | $5,130,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 105,700 | $5,098,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 105,700 | $5,098,000 | thousands by filing date | put |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 500,000 | $5,085,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 325,800 | $5,040,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 325,800 | $5,040,000 | thousands by filing date | put |
| HPX CORP | G32219100 | SHS CL A | 500,000 | $5,010,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 472,700 | $4,926,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 43,700 | $4,756,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 310,000 | $4,731,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 450,000 | $4,725,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 179,400 | $4,664,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 179,400 | $4,664,000 | thousands by filing date | put |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 433,904 | $4,656,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 183,200 | $4,640,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 183,200 | $4,640,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 155,300 | $4,623,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 155,300 | $4,623,000 | thousands by filing date | put |
| IG ACQUISITION CORP | 449534106 | COM CL A | 454,300 | $4,602,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 400,000 | $4,440,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 32,300 | $4,409,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 393,304 | $4,342,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 405,579 | $4,275,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 420,687 | $4,270,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 609,800 | $4,232,000 | thousands by filing date | put |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 391,997 | $4,143,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 590,500 | $4,098,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 350,000 | $3,955,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 130,700 | $3,924,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 130,700 | $3,924,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 171,100 | $3,706,000 | thousands by filing date | put |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 351,851 | $3,705,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 289,543 | $3,558,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 200,000 | $3,516,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 200,000 | $3,516,000 | thousands by filing date | put |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 40,000 | $3,378,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 163,000 | $3,296,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 300,000 | $3,225,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 114,700 | $3,212,000 | thousands by filing date | call |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 120,420 | $3,115,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 300,000 | $3,105,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 300,000 | $3,051,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 160,749 | $3,022,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 256,961 | $2,983,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 270,548 | $2,933,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 283,664 | $2,902,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 269,000 | $2,870,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 269,000 | $2,870,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 225,900 | $2,697,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 225,900 | $2,697,000 | thousands by filing date | put |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 233,800 | $2,689,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 13,350 | $2,669,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 248,288 | $2,669,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 250,000 | $2,638,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 250,000 | $2,613,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 236,377 | $2,600,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 224,465 | $2,539,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 191,400 | $2,532,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 191,400 | $2,532,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 310,500 | $2,527,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 310,500 | $2,527,000 | thousands by filing date | put |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 250,000 | $2,520,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 212,349 | $2,427,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 116,000 | $2,405,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 116,000 | $2,405,000 | thousands by filing date | put |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 239,885 | $2,399,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 228,576 | $2,377,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100,000 | $2,373,000 | thousands by filing date | call |
| FUBOTV INC | 35953D104 | COM | 83,100 | $2,327,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 83,100 | $2,327,000 | thousands by filing date | put |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 200,000 | $2,162,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 200,000 | $2,154,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 200,000 | $2,152,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 200,000 | $2,060,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 200,000 | $2,060,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 104,000 | $2,057,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 104,000 | $2,057,000 | thousands by filing date | put |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 200,500 | $2,017,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 124,700 | $2,006,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 124,700 | $2,006,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 62,700 | $1,954,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 71,400 | $1,946,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 71,400 | $1,946,000 | thousands by filing date | put |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 193,156 | $1,945,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 60,200 | $1,876,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 101,900 | $1,781,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 75,000 | $1,766,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 99,000 | $1,724,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 99,000 | $1,724,000 | thousands by filing date | put |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 154,400 | $1,658,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 154,400 | $1,658,000 | thousands by filing date | put |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 160,000 | $1,643,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 99,300 | $1,566,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 99,300 | $1,566,000 | thousands by filing date | put |
| CHP MERGER CORP | 12558Y106 | COM CL A | 152,176 | $1,561,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 150,000 | $1,532,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 825,000 | $1,378,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 154,000 | $1,363,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 153,900 | $1,362,000 | thousands by filing date | put |
| GO ACQUISITION CORP | 362019101 | CMN | 133,087 | $1,356,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 279,400 | $1,341,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 279,400 | $1,341,000 | thousands by filing date | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 162,100 | $1,295,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 162,100 | $1,295,000 | thousands by filing date | put |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 119,271 | $1,294,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 20,582 | $1,260,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 180,100 | $1,243,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 180,100 | $1,243,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 150,000 | $1,239,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 150,000 | $1,239,000 | thousands by filing date | put |
| VAXART INC NEW | 92243A200 | COM | 202,900 | $1,159,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 100,000 | $1,142,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 63,400 | $1,134,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 63,400 | $1,134,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 727,043 | $1,116,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 134,500 | $1,087,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 100,000 | $1,085,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 100,000 | $1,067,000 | thousands by filing date | call |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 583,700 | $1,036,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 405,156 | $1,027,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011118 | *W EXP 02/21/202 | 132,800 | $1,027,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 99,998 | $1,011,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 63,900 | $1,004,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 101,400 | $976,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,400 | $976,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 97,700 | $964,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 134,900 | $921,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 134,900 | $921,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 17,542 | $895,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 108,200 | $874,000 | thousands by filing date | put |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 600,000 | $867,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 510,361 | $842,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 737,917 | $838,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 483,448 | $803,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 419,000 | $796,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 419,000 | $796,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 77,258 | $788,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200,000 | $782,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200,000 | $782,000 | thousands by filing date | put |
| VAXART INC NEW | 92243A200 | COM | 132,900 | $759,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,100 | $748,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,100 | $748,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 88,252 | $733,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 82,500 | $686,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 292,315 | $643,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 300,000 | $624,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 40,000 | $624,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 42,547 | $622,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 15,416 | $591,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 349,700 | $530,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 50,000 | $525,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 189,800 | $499,000 | thousands by filing date | put |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 47,899 | $499,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 317,876 | $491,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 366,666 | $489,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 20,900 | $478,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 20,900 | $478,000 | thousands by filing date | put |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 220,933 | $477,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 179,800 | $473,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 311,462 | $456,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,700 | $417,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 70,000 | $400,000 | thousands by filing date | call |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 175,000 | $399,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 152,656 | $391,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 26,271 | $367,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 37,000 | $363,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 123,370 | $347,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 55,400 | $341,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 55,400 | $341,000 | thousands by filing date | put |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 250,000 | $331,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 29,583 | $314,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP IV | 31810N112 | *W EXP 12/31/202 | 150,000 | $314,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 70,700 | $313,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 70,700 | $313,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 50,000 | $310,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 91,600 | $308,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 91,600 | $308,000 | thousands by filing date | put |
| CORSAIR GAMING INC | 22041X102 | COM | 8,300 | $301,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 8,300 | $301,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,000 | $291,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,000 | $291,000 | thousands by filing date | put |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 128,325 | $280,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 82,100 | $271,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 82,100 | $271,000 | thousands by filing date | put |
| CANOO INC | 13803R102 | COM CL A | 19,500 | $269,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 19,500 | $269,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 100,000 | $258,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 91,475 | $228,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 150,000 | $214,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 85,000 | $212,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 94,325 | $211,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 30,300 | $207,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 30,300 | $207,000 | thousands by filing date | put |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 100,000 | $207,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 26,300 | $182,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 26,000 | $180,000 | thousands by filing date | put |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,000 | $163,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,000 | $163,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,100 | $114,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,100 | $114,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 18,100 | $113,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 18,100 | $113,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 49,900 | $106,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 49,900 | $106,000 | thousands by filing date | put |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 48,401 | $93,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 246 | $91,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 6,800 | $91,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 6,800 | $91,000 | thousands by filing date | put |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 20,000 | $81,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 32,500 | $78,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 32,500 | $78,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 34,700 | $62,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,700 | $62,000 | thousands by filing date | put |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 37,500 | $53,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 4,400 | $27,000 | thousands by filing date | put |
| HEXO CORP | 428304307 | COM NEW | 5,475 | $20,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 5,475 | $20,000 | thousands by filing date | put |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002414 | this filing | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-003001 | added | 2021-02-19 | acceptance time not in the bulk data set |