13F-HR filed by True Link Financial Advisors, LLC
True Link Financial Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 697 holding rows worth $638,286,000.
- Accession
- 0000950123-21-002351
- Filer
- CIK 1846236
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 747 entries on the cover page, a total value of $638,286,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $638,286,000 with VALUE read as thousands by filing date, 13F file number 028-20832. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONWIDE A | 63867R654 | mf | 2,214 | $62,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 787 | $61,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 1,364 | $61,000 | thousands by filing date | |
| AMERICAN WASHINGTON MUTUAL INVESTORS FUND CLASS F2 | 939330825 | Mutual Fund | 1,217 | $61,000 | thousands by filing date | |
| KS ST DEV FA RE 4point191percent28 DEV AUTH DUE 04 15 28 XTRO TAXBL | 485429Z31 | mb | 50,000 | $60,000 | thousands by filing date | principal |
| VISA INC 2.8 12/14/2022 | 92826CAC6 | Corp Bond | 55,000 | $58,000 | thousands by filing date | principal |
| AZ BD REGENTS UNIV 4percent27 PUB EDUC DUE 07 01 27 XTRO TAXBL | 04048RHK5 | mb | 50,000 | $58,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 373 | $57,000 | thousands by filing date | |
| WALMART INC NOTE M/W CLBL | 931142ED1 | NOTE M/W CLBL | 50,000 | $57,000 | thousands by filing date | principal |
| MET GOV NASH DA 4point053percent26 SYST HLTH DUE 07 01 26 TAXBL | 592041WJ2 | mb | 50,000 | $57,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 32 | $56,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 223 | $56,000 | thousands by filing date | |
| CREDIT SUISSE GR6point5percent 23F DUE 08 08 23 | 22546DAA4 | cb | 50,000 | $56,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 46625HKC3 | Corporate Bond | 50,000 | $55,000 | thousands by filing date | principal |
| AMERISOURCEBERGE 3point25percent25 DUE 03 01 25 | 03073EAM7 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| CITIGROUP INCpoint 3point75percent24 DUE 06 16 24 | 172967HT1 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| ENTERPRISE PRODUC 3point9percent24 DUE 02 15 24 | 29379VBB8 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| KS ST DEV FA RE 3point641percent24 DEV AUTH DUE 04 15 24 XTRO TAXBL | 485429Y73 | mb | 50,000 | $55,000 | thousands by filing date | principal |
| MCDONALD'S CORP 3point25percent24 DUE 06 10 24 | 58013MES9 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| OGDEN CITY UTAH RED 3percent25 FRAN TAX DUE 04 01 25 OID TAXBL | 676292AQ8 | mb | 50,000 | $55,000 | thousands by filing date | principal |
| PRECISION CASTPA 3point25percent25 DUE 06 15 25 | 740189AM7 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| QUEST DIAGNOSTIC 4point25percent24 DUE 04 01 24 | 74834LAV2 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| W PALM BEACH FL 3point271percent28 SPLO DUE 10 01 28 TAXBL | 955116BL1 | mb | 50,000 | $55,000 | thousands by filing date | principal |
| PRUDENTIAL FINL | 74432QBZ7 | cb | 50,000 | $55,000 | thousands by filing date | principal |
| FEDERAL NATIONAL MTG ASSN | 3135G0ZR7 | COM | 50,000 | $54,000 | thousands by filing date | principal |
| A O N PLC 3point5percent 24F DUE 06 14 24 | 00185AAF1 | cb | 50,000 | $54,000 | thousands by filing date | principal |
| LONG ISLAND PWR 3point883percent24 ELEC UTIL DUE 09 01 24 XTRO TAXBL BUILD AMERICA | 5426903T7 | mb | 50,000 | $54,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 1,266 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,521 | $53,000 | thousands by filing date | |
| CITIGROUP INC 3point5percent23 DUE 05 15 23 | 172967GT2 | cb | 50,000 | $53,000 | thousands by filing date | principal |
| MIAMI DADE CN F 2point504percent24 AIR TRAN DUE 10 01 24 TAXBL | 59333PV39 | mb | 50,000 | $53,000 | thousands by filing date | principal |
| THE BOEING CO 2point8percent24 DUE 03 01 24 | 097023CC7 | cb | 50,000 | $53,000 | thousands by filing date | principal |
| NEXTERA ENERGY 3point625 percent 23 DUE 06 15 23 | 65339KAG5 | cb | 50,000 | $53,000 | thousands by filing date | principal |
| VANGUARD MID CAP ADM | 922908645 | MFD | 203 | $52,000 | thousands by filing date | |
| CATERPILLAR FIN 2point625percent23 DUE 03 01 23 | 14912L5Q0 | cb | 50,000 | $52,000 | thousands by filing date | principal |
| KINDER MORGAN EN 3point95percent22 DUE 09 01 22 | 494550BL9 | cb | 50,000 | $52,000 | thousands by filing date | principal |
| PRECISION CASTPAR 2point5percent23 DUE 01 15 23 | 740189AG0 | cb | 50,000 | $52,000 | thousands by filing date | principal |
| SILVANA MINES IN3point7percent 23F TENDER OFFER EXP 12 17point01 04 2022 | 380956AD4 | cb | 50,000 | $52,000 | thousands by filing date | principal |
| APPLE INC 2.5 02/09/2022 | 037833CM0 | Corp Bond | 50,000 | $51,000 | thousands by filing date | principal |
| PIMCO ALL ASSET FUND INST'L CLASS | 722005626 | Mutual Fund | 4,117 | $51,000 | thousands by filing date | |
| FEDERAL HOME LOAN MORTGAGE CORPORATION | 3137EADB2 | Fed Home Loan Mortgage Corp. Debentures (FHLMC) | 50,000 | $51,000 | thousands by filing date | principal |
| INTERNTNL BUSIN 1point875percent22 DUE 08 01 22 | 459200HG9 | cb | 50,000 | $51,000 | thousands by filing date | principal |
| HARRIS CN TX MUD | 41422SBP6 | mb | 50,000 | $51,000 | thousands by filing date | principal |
| US TREASURY NOTE | 912828F21 | tn | 50,000 | $51,000 | thousands by filing date | principal |
| NATIONWIDE LOOMIS CORE B OND A | 63868C102 | mf | 4,565 | $51,000 | thousands by filing date | |
| SAN JOSE CALIFO 3point076percent25 ALLC TAX DUE 08 01 25 TAXBL | 798170AH9 | mb | 45,000 | $50,000 | thousands by filing date | principal |
| PONTIAC MI WW FAC | 732622AK1 | mb | 50,000 | $50,000 | thousands by filing date | principal |
| STATE STREET COR | 857477AV5 | cb | 50,000 | $50,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 768 | $49,000 | thousands by filing date | |
| MASSMUTUAL MID CAP GROWT H I | 57630A592 | mf | 1,729 | $49,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 561 | $47,000 | thousands by filing date | |
| ABBVIE INCpoint 2point85percent23 DUE 05 14 23 | 00287YAX7 | cb | 45,000 | $47,000 | thousands by filing date | principal |
| THE CLOROX CO 3point05percent22 DUE 09 15 22 | 189054AT6 | cb | 45,000 | $47,000 | thousands by filing date | principal |
| MFS INT'L NEW DISC | 552981383 | Mutual Funds | 1,201 | $46,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 349 | $45,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 4,559 | $45,000 | thousands by filing date | |
| VANGUARD SMALL CAP VALUE INDEX I | 922908785 | mf | 1,318 | $45,000 | thousands by filing date | |
| US TREASUR NT 2 11/26UST NOTE DUE 11/15/26 | 912828U24 | TREASURY | 40,000 | $43,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,205 | $42,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 759 | $40,000 | thousands by filing date | |
| SCHWAB TOTAL STOCK MKT-SEL | 808509756 | MFD | 603 | $40,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 933 | $39,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 315 | $37,000 | thousands by filing date | |
| SCHWAB SHORT-TERM BOND INDEX | 808517692 | SCHWAB MUTL FUNDS | 3,442 | $36,000 | thousands by filing date | |
| ILLINOIS TOOL WO 2point65percent26 DUE 11 15 26 | 452308AX7 | cb | 33,000 | $36,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 747 | $33,000 | thousands by filing date | |
| PIONEER MULTI ASSET ULTRASHORT INCOME Y | 72388E605 | NTF BOND FUNDS | 3,413 | $33,000 | thousands by filing date | |
| BNP PARIBAS SA 5percent 24F DUE 01 17 24 | F8590LAA4 | cb | 30,000 | $33,000 | thousands by filing date | principal |
| CHURCH & DWIGHT 3point15percent27 DUE 08 01 27 | 171340AN2 | cb | 30,000 | $33,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2.25 11/15/2025 | 912828M56 | Govt Bond | 30,000 | $32,000 | thousands by filing date | principal |
| GA MUN ELEC AUTH 5point7percent24 PWR UTIL DUE 01 01 24 OID XTRO TAXBL AMBAC IND | 373541P96 | mb | 30,000 | $32,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 601 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 412 | $31,000 | thousands by filing date | |
| Capital World Growth Income Fu | 140543828 | ETF | 530 | $31,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 785 | $30,000 | thousands by filing date | |
| TWEEDY BRN GLOBAL VALUE | 901165100 | IFD | 1,080 | $30,000 | thousands by filing date | |
| PIONEER GROWTH FUND C | 723695409 | MUTUAL | 364 | $30,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 200 | $29,000 | thousands by filing date | |
| SCHWAB GOVERNMENT MONEY INV | 808515613 | SCHWAB NON-SWEEP MMF | 29,308 | $29,000 | thousands by filing date | |
| THE HOME DEPOT, INC 3XXX | 437076BM3 | BCO | 25,000 | $28,000 | thousands by filing date | principal |
| METLIFE INC | 59156RBH0 | COM | 25,000 | $28,000 | thousands by filing date | principal |
| NOVARTIS CAPITAL CORP | 66989HAJ7 | COM | 25,000 | $28,000 | thousands by filing date | principal |
| Dodge & Cox Income Fund | 256210105 | ETF | 1,861 | $27,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION HIGH INC MUNI BD FD CL F N/L | 543912695 | Non-Taxable Mutual Fund - No Load | 1,712 | $27,000 | thousands by filing date | |
| OH ST WTR POLL 4point042percent23 POOL AUTH DUE 12 01 23 XTRO TAXBL | 67766WQK1 | mb | 25,000 | $27,000 | thousands by filing date | principal |
| RI ST & PROV PL 4point076percent25 GO UTX DUE 10 15 25 TAXBL | 76222RPC0 | mb | 25,000 | $27,000 | thousands by filing date | principal |
| FIDELITY NTNL I | 31620MAM8 | cb | 25,000 | $27,000 | thousands by filing date | principal |
| Growth Fund of America/The | 399874403 | ETF | 389 | $26,000 | thousands by filing date | |
| APPLE INC 2.4 05/03/2023 | 037833AK6 | Corp Bond | 25,000 | $26,000 | thousands by filing date | principal |
| DOLLAR GENERAL C 3point25percent23 DUE 04 15 23 | 256677AC9 | cb | 25,000 | $26,000 | thousands by filing date | principal |
| KS CITY MO SPL O 4point13percent22 SPLO DUE 03 01 22 TAXBL | 485106GR3 | mb | 25,000 | $26,000 | thousands by filing date | principal |
| TRIBORO BRDG TU 3point884percent22 TOLL TRAN DUE 11 15 22 XTRO TAXBL | 89602NU28 | mb | 25,000 | $26,000 | thousands by filing date | principal |
| US TREASUR NT 2percent07 22 UST NOTE DUE 07 31 22 | 912828XQ8 | tn | 25,000 | $26,000 | thousands by filing date | principal |
| COMMONWEALTH FA | 20281PCD2 | mb | 25,000 | $26,000 | thousands by filing date | principal |
| SCHWAB FUNDS VALUE ADV | 808515605 | SWVXX | 25,102 | $25,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.125 12/31/2022 | 912828N30 | Govt Bond | 24,000 | $25,000 | thousands by filing date | principal |
| US TREASUR NT 2.25 1223 | 912828V23 | NOT | 24,000 | $25,000 | thousands by filing date | principal |
| DUNHAM MONTHLY DISTRIBUT ION N | 265458620 | mf | 749 | $25,000 | thousands by filing date | |
| CINTAS CORP NO | 17252MAK6 | cb | 25,000 | $25,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE | 25271CAM4 | cb | 200,000 | $25,000 | thousands by filing date | principal |
| WESTERN MASSACHUS | 958587BJ5 | cb | 25,000 | $25,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 319 | $24,000 | thousands by filing date | |
| FEDERATED HERMES MDT MID CAP GROWTH IS | 314172198 | Mutual Fund | 463 | $24,000 | thousands by filing date | |
| DUNHAM LONG SHORT CREDIT FUND CLASS N | 265458885 | mf | 2,568 | $24,000 | thousands by filing date | |
| ENTERGY LOUISIAN 4point44percent26 DUE 01 15 26 | 29364WAM0 | cb | 20,000 | $23,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 896 | $22,000 | thousands by filing date | |
| VANGUARD EQUITY-INCOME INV | 921921102 | EQUITY FUNDS | 576 | $22,000 | thousands by filing date | |
| COLUMBIA DIVIDEND INCOME FUND INSTITUTIONAL CLASS | 19765N245 | Mutual Fund | 841 | $22,000 | thousands by filing date | |
| DUNHAM HIGH YIELD BOND N | 265458604 | mf | 2,248 | $21,000 | thousands by filing date | |
| ORANGE CN VA ECO 2point85percent22 LEAS BLDG DUE 11 01 22 XTRO TAXBL | 684790BS6 | mb | 20,000 | $21,000 | thousands by filing date | principal |
| DUNHAM FLOATING RATE BON D N | 265458414 | mf | 2,354 | $21,000 | thousands by filing date | |
| FRANKLIN GROWTH ADV | 353496839 | NTF EQUITY FUNDS | 146 | $20,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 225 | $19,000 | thousands by filing date | |
| VANGUARD SMALL CAP GROWTH INDEX ADMIRAL | 921937710 | EQUITY FUNDS | 206 | $19,000 | thousands by filing date | |
| JPMORGAN INCOME BUILDER FUND CLASS I | 4812A3254 | Mutual Fund | 1,731 | $19,000 | thousands by filing date | |
| COLUMBIA STRATEGIC INCOME FUND | 19765L694 | MUT | 776 | $19,000 | thousands by filing date | |
| US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 | 912828G87 | tn | 19,000 | $19,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 303 | $18,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 50 | $18,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 240 | $18,000 | thousands by filing date | |
| American Beacon Lg Cap Value Inst | 02368A208 | Com | 740 | $18,000 | thousands by filing date | |
| EUPAC FUND | 298706110 | AMERICAN FD F 3 | 240 | $17,000 | thousands by filing date | |
| SCHWAB INTERNATIONAL INDEX | 808509830 | SCHWAB MUTL FUNDS | 779 | $17,000 | thousands by filing date | |
| JANUS HENDERSON GROWTH AND INCOME T | 471023200 | NTF EQUITY FUNDS | 269 | $17,000 | thousands by filing date | |
| Price T Rowe Growth Stock Fund | 741479406 | MF | 176 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP, INC. | 38148LAE6 | Corp Bonds - Non-Convert | 15,000 | $17,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 5 | $16,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 68 | $15,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 113 | $15,000 | thousands by filing date | |
| DUNHAM CORPORATE GOVERNM ENT BOND N | 265458307 | mf | 978 | $14,000 | thousands by filing date | |
| DUNHAM INTERNATIONAL OPP ORTUNITY BOND N | 265458448 | mf | 1,418 | $13,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 250 | $12,000 | thousands by filing date | |
| AMERICAN FUNDS TAX-EXEMPT BOND F2 | 876902602 | BOND | 894 | $12,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 390 | $11,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 69 | $11,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 200 | $11,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 136 | $10,000 | thousands by filing date | |
| NATIONWIDE DIAMOND HILL LC CONCNTR A | 63868B591 | mf | 1,303 | $10,000 | thousands by filing date | |
| VANGUARD GROWTH INDEX (ADM) | 922908660 | MFD | 73 | $9,000 | thousands by filing date | |
| NORTHERN | 665162582 | MUTUAL FUND | 678 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 37 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 205 | $8,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 112 | $8,000 | thousands by filing date | |
| T ROWE PRICE NEW HORIZON FD | 779562107 | MUTUAL | 97 | $8,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 147 | $7,000 | thousands by filing date | |
| Vanguard GNMA Fund Investor Sh | 922031307 | ETF | 697 | $7,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 23 | $6,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 30 | $6,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 89 | $6,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 32 | $6,000 | thousands by filing date | |
| Invesco Oppenheimer Dev Mkts Y | 00143W875 | MF | 114 | $6,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.25 11/15/2027 | 9128283F5 | Govt Bond | 5,000 | $6,000 | thousands by filing date | principal |
| Medtronic | BTN1Y11US | MDT | 51 | $6,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 22 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50 | $5,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 115 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 96 | $5,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 69 | $5,000 | thousands by filing date | |
| Vanguard Value Index Adm | 922908678 | VVIAX | 99 | $5,000 | thousands by filing date | |
| Thornburg Limited Term Income Fund Class A | 885215509 | COM | 355 | $5,000 | thousands by filing date | |
| US TREASURY | 9128283p3 | FIXED | 5,000 | $5,000 | thousands by filing date | principal |
| AMERICAN CENTURY EQUITY GROWTH INV | 02507M600 | mf | 163 | $5,000 | thousands by filing date | |
| US TREASUR NT 2 percent 12 21 UST NOTE DUE 12 31 21 | 912828U81 | tn | 5,000 | $5,000 | thousands by filing date | principal |
| FT WAYNE IN RDA | 349291BR4 | mb | 5,000 | $5,000 | thousands by filing date | principal |
| GA MUN ELEC AUTH | 009112589 | mb | 5,000 | $5,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 90 | $4,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 44 | $4,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 63 | $4,000 | thousands by filing date | |
| VANGUARD FIXED INC S/T FED | 922031604 | MF | 337 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 35 | $3,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 47 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40 | $3,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8 | $3,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 51 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 43 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 37 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 462 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 46 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 192 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 43 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 27 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 43 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 41 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 13 | $1,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PACIFIC ADVISORS | 302544101 | MUTUAL FUNDS - | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VENTURIS THERAUSD0 001 | 92332F102 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100000TH BARABOO BANCORP | AGH021101 | cs | 66,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATA PERU RES INC F | 727917106 | cs | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM INTERNATIONAL CAP ITAL OPP A | 746802859 | mf | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002351 | this filing | 2021-02-16 | acceptance time not in the bulk data set |