13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,040 holding rows worth $99,094,687,000 by the sum of the rows.
- Accession
- 0000950123-21-001864
- Filer
- CIK 713676
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,944 entries on the cover page, a total value of $81,677,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,094,687,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $81,677,833,000, 18% less than the sum of the rows, $99,094,687,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,498 | $42,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 4,956 | $42,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,253 | $42,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,004 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 950 | $42,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,678 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 538 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,400 | $42,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 926 | $42,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,342 | $42,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,090 | $42,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $42,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,155 | $42,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 1,048 | $42,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 3,649 | $41,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 900 | $41,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 730 | $41,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 965 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 510 | $41,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,089 | $41,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,420 | $41,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,412 | $41,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,374 | $41,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 3,426 | $41,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 884 | $41,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 299 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 248 | $40,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,700 | $40,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,516 | $40,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,035 | $40,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,000 | $40,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,300 | $40,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,479 | $40,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 248 | $40,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,000 | $40,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,000 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 200 | $40,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,082 | $40,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 2,000 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 423 | $39,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,161 | $39,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,864 | $39,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,200 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 821 | $39,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 8,030 | $39,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,335 | $39,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 1,149 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 800 | $38,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,641 | $38,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 986 | $38,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 720 | $38,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,616 | $38,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 750 | $38,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,811 | $38,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,871 | $38,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 892 | $38,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,465 | $38,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $38,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 12,000 | $38,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 788 | $38,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,563 | $38,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,074 | $38,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 2,225 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 648 | $38,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,911 | $37,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 863 | $37,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,263 | $37,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 125 | $37,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,314 | $37,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 863 | $37,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 1,090 | $37,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,472 | $37,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6,377 | $37,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,367 | $37,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,107 | $37,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,780 | $37,000 | thousands by filing date | |
| WELLS FARGO 5.625 PERCENT PFDPFD SER Y | 94988U656 | Equity | 1,402 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 382 | $37,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,500 | $37,000 | thousands by filing date | |
| PUBLIC STO | 74460W750 | Preferred Stock | 1,416 | $37,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,494 | $36,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,395 | $36,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $36,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,945 | $36,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 680 | $36,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,215 | $36,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 590 | $36,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,091 | $36,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,513 | $36,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 305 | $36,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 4,000 | $36,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,896 | $36,000 | thousands by filing date | |
| UCB SA | 903480101 | Equity | 704 | $36,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 788 | $36,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,400 | $36,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 2,200 | $36,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 50,000 | $36,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 1,590 | $35,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,468 | $35,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,881 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 700 | $35,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 4,328 | $35,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,530 | $35,000 | thousands by filing date | |
| Teleperformance SE | 87946F100 | Equity | 210 | $35,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $35,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,343 | $35,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 473 | $35,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,143 | $35,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 3,629 | $35,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,500 | $35,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,188 | $34,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,768 | $34,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 1,650 | $34,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 3,772 | $34,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,932 | $34,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,380 | $34,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 205 | $34,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,219 | $34,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 3,201 | $34,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,716 | $34,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,609 | $34,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,858 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,008 | $34,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,000 | $34,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,924 | $34,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 600 | $34,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,228 | $34,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 1,005 | $34,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 100,000 | $34,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 3,000 | $34,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,330 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 3,200 | $34,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 1,720 | $34,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 401 | $33,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,726 | $33,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,513 | $33,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 2,847 | $33,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,400 | $33,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,200 | $33,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $33,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 19,301 | $33,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,140 | $32,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 369 | $32,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,590 | $32,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,121 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 148 | $32,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,449 | $32,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 500 | $32,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,407 | $32,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 448 | $32,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 219 | $32,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,444 | $31,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 394 | $31,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,579 | $31,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 455 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 541 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,603 | $31,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 220 | $31,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 539 | $31,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,500 | $31,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 25,100 | $31,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 958 | $31,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 298 | $30,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 670 | $30,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,531 | $30,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 582 | $30,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 1,097 | $30,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 6,417 | $30,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 433 | $30,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,584 | $30,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,790 | $30,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 3,810 | $30,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,062 | $30,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,230 | $30,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,000 | $30,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 800 | $30,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 1,065 | $30,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 534 | $30,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,000 | $30,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,301 | $30,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,380 | $30,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,000 | $30,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,600 | $30,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 3,833 | $29,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,015 | $29,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,356 | $29,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,920 | $29,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 912 | $29,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 793 | $29,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 660 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 732 | $29,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 696 | $29,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,100 | $29,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 834 | $28,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,606 | $28,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,487 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 310 | $28,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 938 | $28,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,660 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $28,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 4,008 | $28,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 2,287 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,133 | $28,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,395 | $27,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 695 | $27,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 817 | $27,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 686 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 812 | $27,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,167 | $27,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 116 | $27,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 2,007 | $27,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,000 | $27,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,832 | $27,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,600 | $27,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,873 | $27,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 320 | $26,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 911 | $26,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,711 | $26,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 296 | $26,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,203 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 166 | $26,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 569 | $26,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,593 | $26,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 434 | $26,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 306 | $26,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,543 | $26,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,800 | $26,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 520 | $26,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,285 | $26,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 394 | $26,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 1,034 | $26,000 | thousands by filing date | |
| AT&T Pfd | 00206R409 | PFD | 938 | $26,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,000 | $26,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $26,000 | thousands by filing date | |
| Ferguson PLC | 31502A303 | Common Stock | 2,134 | $26,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 184 | $25,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,357 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 536 | $25,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,491 | $25,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,476 | $25,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 557 | $25,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,361 | $25,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 613 | $25,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 2,271 | $25,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 298 | $25,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 412 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 371 | $25,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 5,158 | $25,000 | thousands by filing date | |
| UPM KYMMENE CORP UNSPONSORED A | 915436208 | ADR | 679 | $25,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 726 | $25,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 904 | $25,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,338 | $25,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 959 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 525 | $24,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 1,208 | $24,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,911 | $24,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 791 | $24,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,158 | $24,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 3,202 | $24,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,900 | $24,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 3,054 | $24,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,000 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 695 | $24,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 795 | $24,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,200 | $24,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 601 | $24,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 139 | $24,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,174 | $24,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,800 | $24,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 1,700 | $24,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1,025 | $23,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,373 | $23,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,975 | $23,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 650 | $23,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,825 | $23,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 573 | $23,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,379 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 411 | $23,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 551 | $23,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,761 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 450 | $23,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 1,625 | $23,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,331 | $23,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 169 | $23,000 | thousands by filing date | |
| SOFTBANK CORP | 83405K102 | COM | 1,856 | $23,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 876 | $23,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 1,046 | $23,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 888 | $23,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 200 | $23,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 6,250 | $23,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 176 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $22,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 248 | $22,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 856 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 643 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 800 | $22,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $22,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 433 | $22,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,042 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 155 | $22,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,213 | $22,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,514 | $22,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 646 | $22,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 862 | $22,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 300 | $22,000 | thousands by filing date | |
| CSL LIMITED ADR | 12637N204 | COM | 199 | $22,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 1,407 | $22,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,000 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 850 | $22,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 1,428 | $22,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 12,000 | $22,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 40 | $22,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,063 | $21,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 740 | $21,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 157 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 318 | $21,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,085 | $21,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,506 | $21,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 682 | $21,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,421 | $21,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,000 | $21,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 225 | $21,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 968 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 128 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 156 | $21,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 981 | $21,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $21,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 565 | $21,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 750 | $21,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,045 | $21,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $21,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,491 | $21,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 10,000 | $21,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 818 | $21,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,305 | $20,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 888 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 900 | $20,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,492 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 132 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 251 | $20,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 300 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 200 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 373 | $20,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 1,400 | $20,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,500 | $20,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,590 | $20,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,170 | $20,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 568 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 996 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 600 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 400 | $20,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,315 | $20,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,820 | $20,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 2,256 | $20,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 2,481 | $20,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 470 | $19,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 548 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 350 | $19,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 387 | $19,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 176 | $19,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 949 | $19,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,618 | $19,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 600 | $19,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 510 | $19,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 151 | $19,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,896 | $19,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,033 | $19,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,800 | $19,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 4,186 | $19,000 | thousands by filing date | |
| PERSIMMON UNSPONSORD ADR | 715318101 | ADR | 250 | $19,000 | thousands by filing date | |
| TECHNOPRO HOLDINGS SPON ADR | 87875T204 | COM | 1,152 | $19,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 5,500 | $19,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,096 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 87 | $18,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 690 | $18,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,030 | $18,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 932 | $18,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,050 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 738 | $18,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 3,181 | $18,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 220 | $18,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 347 | $18,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,178 | $18,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,594 | $18,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $18,000 | thousands by filing date | |
| LONDON STK EXCHANGE GROUP UNSP | 54211n101 | COM | 582 | $18,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 385 | $17,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 121 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 320 | $17,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,368 | $17,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 339 | $17,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,095 | $17,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,582 | $17,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 798 | $17,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,562 | $17,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,285 | $17,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,200 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 253 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 323 | $17,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 1,010 | $17,000 | thousands by filing date | |
| DSV AS ADR | 26251A108 | USD | 208 | $17,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 3,473 | $17,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 979 | $17,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,599 | $17,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 429 | $17,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,971 | $17,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 612 | $16,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 5,480 | $16,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 610 | $16,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 338 | $16,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 540 | $16,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,263 | $16,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 266 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $16,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 106 | $16,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 808 | $16,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,077 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 410 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 234 | $16,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 5,254 | $16,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 200 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 466 | $16,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,461 | $16,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 400 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 355 | $16,000 | thousands by filing date | |
| JP Morgan Chase & Co Prfrd Ser D | 48128B655 | Preferred | 555 | $16,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,000 | $16,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 1,200 | $16,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 625 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 455 | $15,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 420 | $15,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 500 | $15,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 334 | $15,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,000 | $15,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 321 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 218 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 245 | $15,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 347 | $15,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,035 | $15,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,689 | $15,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,400 | $15,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 250 | $15,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,344 | $15,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 412 | $15,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 450 | $15,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 324 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 139 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 223 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 494 | $15,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 743 | $15,000 | thousands by filing date | |
| BAC 5 PERP | 06055H202 | PUBLIC | 534 | $15,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 3,442 | $15,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 963 | $15,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 5,586 | $15,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 248 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 64 | $14,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,248 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 126 | $14,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 248 | $14,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,266 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,051 | $14,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 615 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $14,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 800 | $14,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 800 | $14,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 536 | $14,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $14,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 978 | $14,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 600 | $14,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 156 | $14,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 250 | $14,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,065 | $14,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 500 | $14,000 | thousands by filing date | |
| TERUMO CORP UNSPON ADR | 88156J105 | COM | 338 | $14,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 404 | $14,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $14,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 97 | $13,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 572 | $13,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 506 | $13,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 475 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 159 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 601 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 131 | $13,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 142 | $13,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,167 | $13,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 727 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 200 | $13,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 950 | $13,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 964 | $13,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 407 | $13,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,210 | $13,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,901 | $13,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,940 | $13,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 800 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001864 | this filing | 2021-02-12 | acceptance time not in the bulk data set |